Amended Statement of Ownership (sc 13g/a)
February 01 2018 - 6:18AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment
No. 3)*
ENGlobal
Corporation
(Name
of Issuer)
Common
Stock, par value $0.001 per share
(Title
of Class of Securities)
293306106
(CUSIP
Number)
December
31, 2017
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
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[ ]
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Rule
13d-1(b)
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[ ]
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Rule
13d-1(c)
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[X]
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Rule
13d-1(d)
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*
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The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures
provided in a prior cover page.
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The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 293306106
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Page
2
of 7 Pages
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1.
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Names
of reporting persons.
William
A. Coskey
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2.
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Check
the appropriate box if a member of a group (see instructions)
(a) [X]
(b) [ ]
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3.
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SEC
use only
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4.
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Citizenship
or place of organization –
United
States of America
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Number
of
shares
beneficially
owned
by
each
reporting
person
with
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5.
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Sole
voting power –
100
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6.
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Shared
voting power –
8,840,597
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7.
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Sole
dispositive power –
100
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8.
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Shared
dispositive power –
8,840,597
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9.
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Aggregate
amount beneficially owned by each reporting person –
8,840,697
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10.
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Check
if the aggregate amount in Row (9) excludes certain shares (see instructions) [ ]
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11.
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Percent
of class represented by amount in Row (9) –
32.1%
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12.
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Type
of reporting person (see instructions) –
IN
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(a)
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Name
of Issuer – ENGlobal Corporation
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(b)
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Address
of Issuer’s Principal Executive Offices – 654 N. Sam Houston Parkway East, Suite 400, Houston, Texas 77060-5914
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(a)
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Name
of Person Filing – William A. Coskey
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(b)
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Address
of Principal Business Office or, if none, Residence – 654 N. Sam Houston Parkway East, Suite 400, Houston, Texas 77060-5914
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(c)
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Citizenship
– USA
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(d)
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Title
of Class of Securities – Common Stock, $0.001 par value (“Common Stock”)
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(e)
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CUSIP
Number – 293306106
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Item
3.
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Statements
is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c).
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Not
applicable
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CUSIP No. 293306106
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Page
4
of 7 Pages
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1.
|
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Names
of reporting persons.
Alliance
2000, Ltd.
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2.
|
|
Check
the appropriate box if a member of a group (see instructions)
(a)
[X] (b) [ ]
|
3.
|
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SEC
use only
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4.
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Citizenship
or place of organization –
Texas
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Number
of
shares
beneficially
owned
by
each
reporting
person
with
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5.
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Sole
voting power –
0
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6.
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Shared
voting power –
8,840,597
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7.
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Sole
dispositive power –
0
|
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8.
|
|
Shared
dispositive power –
8,840,597
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9.
|
|
Aggregate
amount beneficially owned by each reporting person –
8,840,597
|
10.
|
|
Check
if the aggregate amount in Row (9) excludes certain shares (see instructions) [ ]
|
11.
|
|
Percent
of class represented by amount in Row (9) –
32.1%
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12.
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Type
of reporting person (see instructions) –
PN
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(a)
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Name
of Issuer – ENGlobal Corporation
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(b)
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Address
of Issuer’s Principal Executive Offices – 654 N. Sam Houston Parkway East, Suite 400, Houston, Texas 77060-5914
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(a)
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Name
of Person Filing – Alliance 2000, Ltd.
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(b)
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Address
of Principal Business Office or, if none, Residence – 654 N. Sam Houston Parkway East, Suite 400, Houston, Texas 77060-5914
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(c)
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Place
of Organization – Texas
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(d)
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Title
of Class of Securities – Common Stock
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(e)
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CUSIP
Number – 293306106
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Item
3.
|
Statements
is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c).
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Not
applicable
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The
percentages used herein are calculated based on 27,513,574 shares of Common Stock issued and outstanding as of November 1,
2017, based on information publicly disclosed by the Issuer.
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(a)
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Amount
beneficially owned: Mr. Coskey beneficially owns 8,840,697 shares of the Issuer’s Common Stock. This amount includes
8,840,597 shares of Common Stock held in the name of Alliance 2000, Ltd., whose general partner is jointly owned by Mr. Coskey
and his spouse. Mr. Coskey has shared power to vote and dispose of such shares. The total amount of shares beneficially owned
by Mr. Coskey also includes 100 shares of Common Stock owned by Mr. Coskey and purchased on June 16, 1998 at the time ENGlobal
became listed with the American Stock Exchange. Mr. Coskey has a pecuniary interest in the shares beneficially owned by Alliance
2000, Ltd. and has shared voting power and investment power over such shares and, thus, may be deemed to beneficially own
such shares.
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(b)
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Percent
of class: 32.1%
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(c)
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Number
of shares as to which the person has:
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(i)
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Sole
power to vote or to direct the vote: 100
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(ii)
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Shared
power to vote or to direct the vote: 8,840,597
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(iii)
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Sole
power to dispose or to direct the disposition of: 100
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(iv)
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Shared
power to dispose or to direct the disposition of: 8,840,597
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Item
5.
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Ownership
of Five Percent or Less of a Class
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Not
applicable.
Item
6.
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Ownership
of More than Five Percent on Behalf of Another Person.
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Not
applicable.
Item
7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control
Person.
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Not
applicable.
Item
8.
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Identification
and Classification of Members of the Group
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Not
applicable.
Item
9.
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Notice
of Dissolution of Group
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Not
applicable.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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Date
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January
31, 2018
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/s/
William A. Coskey
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William
A. Coskey
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ALLIANCE
2000, LTD.
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By:
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BHC
Management Corp., its general partner
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By:
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/s/
William A. Coskey
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President
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