- Current report filing (8-K)
March 06 2012 - 6:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of
1934
Date of report: March 6, 2012
(Date of earliest event reported)
E*TRADE
Financial Corporation
(Exact name of Registrant as Specified in its Charter)
|
|
|
|
|
Delaware
|
|
1-11921
|
|
94-2844166
|
(State or other jurisdiction of
incorporation or organization)
|
|
(Commission
File Number)
|
|
(I.R.S. Employer
Identification Number)
|
1271 Avenue of the Americas, 14
th
Floor, New York, New York 10020
(Address of Principal Executive Offices and Zip Code)
(646) 521-4300
(Registrants Telephone Number, including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 7.01.
|
REGULATION FD DISCLOSURE
|
E*TRADE Financial Corporation (the Company) will be making a presentation today at the Raymond James 33
rd
Annual Institutional Investors Conference. A copy of the Companys presentation is attached hereto as Exhibit
99.1 and is incorporated by reference herein.
The information appearing in this Item 7.01 shall not be deemed
filed for purposes of Section 18 of the Securities Exchange act of 1934, or otherwise subject to the liabilities of that section.
Item 9.01.
|
Financial Statements and Exhibits.
|
(d)
Exhibits
.
|
|
|
Exhibit
No.
|
|
Description
|
|
|
99.1
|
|
Investor Presentation for Raymond James
33
rd
Annual Institutional Investors
Conference.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
E*TRADE F
INANCIAL
C
ORPORATION
|
|
|
|
Date: March 6, 2012
|
|
By:
|
|
/s/ Karl A. Roessner
|
|
|
|
|
Name:
|
|
Karl A. Roessner
|
|
|
|
|
Title:
|
|
Corporate Secretary
|
EXHIBIT INDEX
|
|
|
Exhibit
No.
|
|
Description
|
|
|
99.1
|
|
Investor Presentation for Raymond James
33
rd
Annual Institutional Investors
Conference.
|
E TRADE Financial (NASDAQ:ETFC)
Historical Stock Chart
From May 2024 to Jun 2024
E TRADE Financial (NASDAQ:ETFC)
Historical Stock Chart
From Jun 2023 to Jun 2024