Crocs, Inc. - Statement of Changes in Beneficial Ownership (4)
October 03 2007 - 9:58PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SNYDER RONALD R
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2. Issuer Name
and
Ticker or Trading Symbol
Crocs, Inc.
[
CROX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO and President
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(Last)
(First)
(Middle)
C/O CROCS, INC., 6328 MONARCH PARK PLACE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/1/2007
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(Street)
NIWOT, CO 80503
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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10/1/2007
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A
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31304
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A
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$0
(1)
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64464
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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3427
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D
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$66.49
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61037
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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6093
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D
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$66.50
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54944
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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8187
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D
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$66.51
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46757
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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5331
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D
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$66.52
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41426
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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9139
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D
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$66.53
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32287
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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7616
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D
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$66.55
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24671
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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3808
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D
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$66.60
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20863
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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1714
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D
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$66.61
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19149
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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2094
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D
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$66.62
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17055
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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1142
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D
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$66.64
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15913
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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1634
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D
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$66.80
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14279
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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952
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D
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$66.88
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13327
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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3808
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D
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$66.90
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9519
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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2170
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D
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$67.00
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7349
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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38
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D
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$67.03
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7311
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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76
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D
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$67.04
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7235
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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1524
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D
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$67.09
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5711
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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1142
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D
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$67.19
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4569
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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952
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D
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$67.21
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3617
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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381
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D
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$67.36
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3236
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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952
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D
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$67.40
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2284
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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1142
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D
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$67.62
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1142
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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S
(3)
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1142
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D
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$67.72
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0
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I
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By spouse
(2)
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Common Stock
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10/1/2007
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M
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9734
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A
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$0
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696030
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D
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Common Stock
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23362
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I
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By child
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Award
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(4)
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10/1/2007
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M
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9734
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(4)
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(4)
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Common Stock
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9734
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$0
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107032
(5)
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D
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Explanation of Responses:
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(
1)
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The common stock is issued pursuant to a Restricted Stock Award granted on April 27, 2005.
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(
2)
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The reporting person disclaims beneficial ownership of these securities except to the extent the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
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(
3)
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The shares were sold pursuant to a sales plan adopted by the reporting person's spouse on September 14, 2007 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
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(
4)
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The 107,032 unvested shares of restricted stock will vest in 11 successive monthly installments on the first day of each month ending on September 1, 2008, provided that the reporting person remains employed by the issuer as of each issuance date.
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(
5)
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This Form 4 updates the number of shares of restricted stock held by the reporting person under a Restricted Stock Award granted on April 27, 2005 and reported on Form 3 filed February 7, 2006. Since February 7, 2006, 194,718 shares of common stock (adjusted for the 2-for-1 stock split that occurred on June 15, 2007) have been issued to the reporting person pursuant to the Restricted Stock Award, as reported on previous Forms 4. 107,032 shares of restricted stock remain unvested under the terms of the Restricted Stock Award.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SNYDER RONALD R
C/O CROCS, INC.
6328 MONARCH PARK PLACE
NIWOT, CO 80503
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X
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CEO and President
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Signatures
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/s/ Erik Rebich, Attorney in Fact
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10/3/2007
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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