Current Report Filing (8-k)
December 21 2021 - 5:05PM
Edgar (US Regulatory)
0001375205false00013752052021-12-172021-12-17iso4217:USDxbrli:sharesiso4217:USDxbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 17, 2021
UR-ENERGY INC.
|
(Exact name of registrant as specified in its charter)
|
Canada
|
|
001-33905
|
|
Not applicable
|
(State or other jurisdiction of
incorporation or organization)
|
|
(Commission
File Number)
|
|
(I.R.S. Employer
Identification Number)
|
10758 W Centennial Road, Suite 200
Littleton, Colorado
|
|
80127
|
(Address of principal executive offices)
|
|
(Zip code)
|
Registrant’s telephone number, including area code: (720) 981-4588
Securities registered pursuant to Section 12(b) of the Act:
Title of each class:
|
|
Trading Symbol
|
|
Name of each exchange on which registered:
|
Common stock
|
|
URG (NYSE American); URE (TSX)
|
|
NYSE American; TSX
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On November 23, 2021, Ur-Energy Inc. (the “Company”) filed a new registration statement on Form S-3 (File No. 333-261309), which was declared effective by the Securities and Exchange Commission on December 17, 2021 (the “New Registration Statement”). In connection therewith, the Company filed a new prospectus supplement relating to the Company’s existing at-the-market program (the “ATM Program”) with B. Riley Securities, Inc. (“B. Riley Securities”) and Cantor Fitzgerald & Co. (“Cantor” and together with B. Riley Securities, the “Agents”). On December 17, 2021, the Company entered into an amendment to the Amended and Restated At Market Issuance Sales Agreement, dated June 7, 2021, with the Agents (“Amendment No. 1” and together with the Sales Agreement, the “Amended Sales Agreement”) to, among other things, reflect the New Registration Statement under which we may sell up to $50,000,000 from time to time through or to the Agents under the Amended Sales Agreement, in addition to amounts previously sold under the Sales Agreement..
The foregoing description of the Amended Sales Agreement is not complete and is qualified in its entirety by reference to the full text of the Sales Agreement and Amendment No. 1, a copy of which is filed herewith as Exhibit 1.1 and Exhibit 1.2, respectively, to this Current Report on Form 8-K and is incorporated herein by reference.
The legal opinion of Fasken Martineau DuMoulin LLP relating to the common shares being offered pursuant to the Amended Sales Agreement is filed as Exhibit 5.1 to this Current Report on Form 8-K.
Item 9.01 Financial Statements and Exhibits.
Exhibit No.
|
|
Description
|
1.1
|
|
Amended and Restated At Market Issuance Sales Agreement, dated as of June 7, 2021, by and among Ur-Energy Inc., B. Riley Securities, Inc. and Cantor Fitzgerald & Co. (incorporated by reference to Exhibit 1.1. of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on June 9, 2021).
|
1.2
|
|
Amendment No. 1, dated December 17, 2021, to the Amended and Restated At Market Issuance Sales Agreement dated as of June 7, 2021, by and among Ur-Energy Inc., B. Riley Securities, Inc. and Cantor Fitzgerald & Co.
|
5.1
|
|
Opinion of Fasken Martineau DuMoulin LLP.
|
23.1
|
|
Consent of Fasken Martineau DuMoulin LLP (included in Exhibit 5.1).
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 21, 2021
|
Ur-Energy Inc.
|
|
|
|
|
|
|
By:
|
/s/ Penne A. Goplerud
|
|
|
|
Name: Penne A. Goplerud
|
|
|
|
Title: Corporate Secretary and General Counsel
|
|
|
|
|
|
EXHIBIT INDEX
Exhibit No.
|
|
Description
|
1.1
|
|
Amended and Restated At Market Issuance Sales Agreement, dated as of June 7, 2021, by and among Ur-Energy Inc., B. Riley Securities, Inc. and Cantor Fitzgerald & Co. (incorporated by reference to Exhibit 1.1. of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on June 9, 2021).
|
1.2
|
|
Amendment No. 1, dated December 17, 2021, to the Amended and Restated At Market Issuance Sales Agreement dated as of June 7, 2021, by and among Ur-Energy Inc., B. Riley Securities, Inc. and Cantor Fitzgerald & Co.
|
5.1
|
|
Opinion of Fasken Martineau DuMoulin LLP.
|
23.1
|
|
Consent of Fasken Martineau DuMoulin LLP (included in Exhibit 5.1).
|
Ur Energy (AMEX:URG)
Historical Stock Chart
From Oct 2024 to Nov 2024
Ur Energy (AMEX:URG)
Historical Stock Chart
From Nov 2023 to Nov 2024