Current Report Filing (8-k)
November 10 2020 - 4:36PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934.
Date
of Report: November 10, 2020
(Date
of earliest event reported)
Oragenics,
Inc.
(Exact
name of registrant as specified in its charter)
FL
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001-32188
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59-3410522
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(State
or other jurisdiction
of
incorporation)
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|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
Number)
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4902
Eisenhower Boulevard, Suite 125
Tampa,
FL
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33634
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(Address
of principal executive offices)
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(Zip
Code)
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813-286-7900
(Registrant’s
telephone number, including area code)
(Former
Name or Former Address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock
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OGEN
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NYSE
American
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
7.01 Regulation FD Disclosure.
Oragenics,
Inc. (“Oragenics” or the “Company”) will be using an investor presentation (the “Investor Presentation”)
from time to time in connection with presentations to potential investors, industry analysts and others. A copy of the Investor
Presentation is attached hereto as Exhibit 99.1 and is incorporated herein by reference. Additionally, the Investor Presentation
will be available under the “Presentations” tab in the “News and Media” section of the Company’s
website, located at www.oragenics.com.
By
filing this Current Report on Form 8-K and furnishing the information contained herein, the Company makes no admission as to the
materiality of any information in this report that is required to be disclosed solely by reason of Regulation FD.
The
information contained in the Investor Presentation is summary information that is intended to be considered in the context of
the Company’s Securities and Exchange Commission (“SEC”) filings and other public announcements that the Company
may make, by press release or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update or
revise the information contained in this report, although it may do so from time to time as its management believes is warranted.
Any such updating may be made through the filing of other reports or documents with the SEC, through press releases or through
other public disclosure.
The
information presented in Item 7.01 of this Current Report on Form 8-K and Exhibit 99.1 shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that section, unless the Company specifically states that the information is to be considered “filed”
under the Exchange Act or specifically incorporates it by reference into a filing under the Securities Act of 1933, as amended,
or the Exchange Act.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
In
accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized on this 10th day of November, 2020.
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ORAGENICS,
INC.
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(Registrant)
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BY:
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/s/
Michael Sullivan
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Michael
Sullivan
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Chief
Financial Officer
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