Current Report Filing (8-k)
August 14 2020 - 9:00AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported): August 13, 2020
SINTX
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-33624
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84-1375299
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(State
or other jurisdiction
of
incorporation)
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|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
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1885
West 2100 South
Salt
Lake City, UT
|
|
84119
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (801) 839-3500
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class:
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Trading
Symbol(s):
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Name
of each exchange on which registered:
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Common Stock,
par value $0.01 per share
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SINT
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The NASDAQ Capital
Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.07 Submission of Matters to a Vote of Security Holders
On
August 13, 2020, SINTX Technologies, Inc. held its 2020 annual meeting of stockholders at which the following matters were voted
on:
Proposal
No. 1: A proposal to elect two Class III directors to hold office for a term expiring at the annual meeting of stockholders
to be held in 2023 or until their respective successors are elected and qualified. This proposal was approved.
Nominee
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Votes
For
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Votes
Withheld
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Broker
Non-vote
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B.
Sonny Bal
|
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2,255,330
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432,027
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7,931,287
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Jeffrey
White
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2,262,793
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424,564
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7,931,287
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There
were no abstentions with respect to the election of directors.
Proposal
No. 2: A proposal to approve the form, terms and provisions of the SINTX Technologies, Inc. 2020 Equity Incentive Plan. This
proposal was approved.
For
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Against
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Abstain
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Broker
Non-vote
|
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2,236,225
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390,858
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66,274
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7,925,287
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Proposal
No. 3: A proposal to ratify the Audit Committee’s appointment of Tanner LLC as the Company’s independent registered
public accounting firm for the year ending December 31, 2020. This proposal was ratified.
For
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Against
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Abstain
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Broker
Non-vote
|
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9,630,056
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720,519
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262,069
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6,000
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Proposal
No. 4: A proposal to adopt, on an advisory basis, a non-binding resolution approving the compensation of the Company’s
named executive officers, as described in the Proxy Statement under “Executive Compensation.” This proposal was adopted
For
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Against
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Abstain
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Broker
Non-vote
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2,255,176
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385,203
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46,978
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7,931,287
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Proposal
No. 5: A proposal to approve the change of domicile of the Company from the State of Delaware to the State of Nevada. This
proposal required the approval of a majority of the outstanding shares of common stock. As a result, it did not receive the requisite
stockholder vote required for approval.
For
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Against
|
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Abstain
|
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Broker
Non-vote
|
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2,551,250
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105,535
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30,572
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7,931,287
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Proposal
No. 6: A proposal to approve one or more adjournments of the annual meeting, if necessary or appropriate, to solicit additional
proxies if there are insufficient votes at the time of the meeting to adopt one or more of the foregoing proposals. This proposal
was approved.
For
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Against
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Abstain
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Broker
Non-vote
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9,505,125
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836,962
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70,620
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205,937
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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SINTX
TECHNOLOGIES, INC.
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Date:
August 14, 2020
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/s/
B. Sonny Bal
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B.
Sonny Bal
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President
and Chief Executive Officer
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