Securities Registration: Employee Benefit Plan (s-8)
July 21 2017 - 1:41PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on July 21, 2017
Registration
No. 333-
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF 1933
PIER 1
IMPORTS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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75-1729843
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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100 Pier 1 Place
Fort Worth, Texas
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76102
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(Address of Principal Executive Offices)
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(Zip Code)
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Pier 1 Imports, Inc. 2015 Stock Incentive Plan
(Full title of the plan)
Michael A. Carter
Executive Vice President, Compliance and
General Counsel, Secretary
Pier 1 Imports, Inc.
100
Pier 1 Place
Fort Worth, Texas 76102
(Name and address of agent for service)
(817) 252-8000
(Telephone number, including area code,
of agent for service)
Indicate by check mark whether
the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer,
smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☒
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Non-Accelerated filer
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☐ (do not check if a smaller reporting company)
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION
OF REGISTRATION FEE
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Title of
securities to be registered
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Amount
to be
registered (1)
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Proposed
maximum
offering price
per share (2)
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Proposed
maximum
aggregate
offering price
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Amount of
registration fee
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Common Stock, par value $0.001 per share
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5,149,417
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$4.71
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$24,253,754
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$2,811
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(1)
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Pursuant to Rule 416(c) under the Securities Act of 1933, as amended (the Securities Act), this registration statement also covers an indeterminate number of additional shares which may become issuable to
prevent dilution in the event of stock splits, stock dividends or similar transactions pursuant to the terms of the Pier 1 Imports, Inc. 2015 Stock Incentive Plan.
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(2)
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Pursuant to Rule 457(c) and 457(h)(1) under the Securities Act, the offering price is estimated solely for the purpose of calculating the registration fee and is based on the average of the high and the low prices of
Pier 1 Imports, Inc.s common stock on July 17, 2017, as reported by the New York Stock Exchange.
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EXPLANATORY NOTE
This Registration Statement on Form S-8 is being filed for the purpose of registering an additional 5,149,417 shares of common
stock, $0.001 par value per share, of Pier 1 Imports, Inc. (the Company) to be issued pursuant to the Pier 1 Imports, Inc. 2015 Stock Incentive Plan (the 2015 Plan). The Companys shareholders
approved an increase of 4,000,000 shares of common stock issuable under the 2015 Plan at its 2017 annual meeting of shareholders held on June 22, 2017. In addition, 1,149,417 shares are being registered hereby because such shares again became
issuable pursuant to the 2015 Plan upon the forfeiture of restricted stock awards in accordance with the 2015 Plan.
In accordance with
Instruction E to the General Instructions to Form S-8, the contents of the Companys Registration Statement on Form S-8 (No. 333-205652) previously filed with the Securities and Exchange Commission relating to the Plan are incorporated herein
by reference.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets
all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Fort Worth, State of Texas, on July 21, 2017.
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PIER 1 IMPORTS, INC.
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By:
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/s/ Michael A. Carter
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Michael A. Carter
Executive Vice President, Compliance
and General Counsel, Secretary
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POWER OF ATTORNEY
Each person whose signature appears below appoints Alasdair B. James and Michael A. Carter, and each of them, severally, as his or her
true and lawful attorney or attorneys-in-fact and agent or agents, each of whom shall be authorized to act with or without the other, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead in his
or her capacity as a director or officer or both, as the case may be, of the Company, to sign any and all amendments (including post-effective amendments) to this Registration Statement and all documents or instruments necessary or appropriate to
enable the Company to comply with the Securities Act of 1933, as amended, and to file the same with the Securities and Exchange Commission, with full power and authority to each of said attorneys-in-fact and agents to do and perform in the name and
on behalf of each such director or officer, or both, as the case may be, each and every act whatsoever that is necessary, appropriate or advisable in connection with any or all of the above-described matters and to all intents and purposes as he or
she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them or their substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the
capacities indicated on July 21, 2017.
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SIGNATURE
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TITLE
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/s/ Terry E. London
Terry E. London
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Director, Executive Chairman
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/s/ Alasdair B. James
Alasdair B. James
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Director, President and Chief Executive Officer
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/s/ Jeffrey N. Boyer
Jeffrey N. Boyer
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Executive Vice President and
Chief Financial Officer
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/s/ Darla D. Ramirez
Darla D. Ramirez
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Principal Accounting Officer
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/s/ Claire H. Babrowski
Claire H. Babrowski
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Director
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/s/ Cheryl A. Bachelder
Cheryl A. Bachelder
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Director
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/s/ Hamish A. Dodds
Hamish A. Dodds
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Director
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/s/ Brendan L. Hoffman
Brendan L. Hoffman
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Director
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/s/ Cynthia P. McCague
Cynthia P. McCague
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Director
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/s/ Michael A. Peel
Michael A. Peel
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Director
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/s/ Ann M. Sardini
Ann M. Sardini
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Director
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EXHIBIT INDEX
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Exhibit
Number
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Document Description
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5.1*
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Opinion of Alston & Bird LLP as to the legality of securities.
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10.1
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First Amendment to Pier 1 Imports, Inc. 2015 Stock Incentive Plan (Omnibus Plan), dated June 22, 2017, incorporated herein by reference to Exhibit 10.13 to the Companys Form 10-Q for the quarter ended May 27, 2017
(File No. 001-07832).
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23.1*
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Consent of Ernst & Young LLP.
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23.2*
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Consent of Alston & Bird LLP (contained in Exhibit 5.1).
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24.1*
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Powers of Attorney (included on the signature page hereto).
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