Current Report Filing (8-k)
June 27 2017 - 3:40PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 22, 2017
SIENTRA, INC.
(Exact
Name of Registrant as Specified in Its Charter)
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Delaware
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001-36709
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20-5551000
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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420 South Fairview Avenue, Suite 200
Santa Barbara, CA 93117
(Address of Principal Executive Offices and Zip Code)
(805) 562-3500
(Registrants Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☒
Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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The 2017 Annual General Meeting
of Stockholders (the
Annual Meeting
) of Sientra, Inc. (the
Company
) was held on June 22, 2017. As of April 24, 2017, the record date for the Annual Meeting, 19,119,747 shares of common
stock were issued and outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 16,716,620 shares of common stock were present in person or represented by proxy for the proposals as summarized below.
Proposal 1. Election of Directors
The Companys
stockholders elected R. Scott Greer and Kevin OBoyle, the two nominees for Class III directors, to serve on the Companys Board of Directors until the Companys 2020 Annual Meeting of Stockholders and until their successors are duly
elected and qualified. The final voting results are as follows:
Election of Directors
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Director
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Votes For
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Votes Withheld
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Broker Non-Votes
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Both Nominees
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8,330,312
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2,666,318
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5,719,990
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Election of Directors Including Director Exceptions
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Director
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Votes For
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Votes Withheld
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Broker Non-Votes
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R. Scott Greer
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8,225,662
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2,770,968
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Kevin OBoyle
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8,326,634
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2,669,996
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Proposal 2. Ratification of Independent Registered Public Accounting Firm
The Companys stockholders ratified the selection by the Audit Committee of the Companys Board Directors of KPMG LLP as the Companys
independent registered public accounting firm for the year ending December 31, 2017. The voting results were as follows:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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13,546,415
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3,167,013
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3,192
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereto duly authorized.
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SIENTRA, INC.
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Dated: June 27, 2017
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By:
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/s/ Jeffrey Nugent
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Jeffrey Nugent
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Chairman of the Board and Chief Executive Officer
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