Current Report Filing (8-k)
November 21 2016 - 4:47PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of report (Date of earliest event reported):
November 15, 2016
ATRM
Holdings, Inc.
(Exact
Name of Registrant as Specified in Its Charter)
Minnesota
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001-36318
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41-1439182
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(State
or other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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3050
Echo Lake Avenue, Suite 300, Mahtomedi, Minnesota
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55115
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
(651) 704-1800
N/A
(Former
name or former address if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the follow provisions:
[ ] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
2.02.
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Results
of Operations and Financial Condition.
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On
November 15, 2016, ATRM Holdings, Inc. issued a press release announcing its financial results for the quarter ended September
30, 2016 and providing information regarding its outlook for the remainder of fiscal year 2016. A copy of the press release is
attached as
Exhibit 99.1
and incorporated herein by reference.
The
information furnished pursuant to this Current Report on Form 8-K, including the exhibit hereto, shall not be considered “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that section, nor shall it be incorporated by reference into future filings by the Company under the Securities
Act of 1933, as amended, or under the Exchange Act, unless the Company expressly sets forth in such future filing that such information
is to be considered “filed” or incorporated by reference therein.
Item
9.01.
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Financial
Statements and Exhibits.
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Exhibit
No.
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Description
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99.1
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Press
Release, dated November 15, 2016.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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ATRM
Holdings, Inc.
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Dated:
November 21, 2016
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By:
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/s/
Stephen A. Clark
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Name:
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Stephen
A. Clark
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Title:
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Chief
Financial Officer
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EXHIBIT
INDEX
Exhibit
No.
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Description
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99.1
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Press
Release, dated November 15, 2016.
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