UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported): June 27, 2016

 

 

 

REAL GOODS SOLAR, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Colorado   001-34044   26-1851813

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

833 W. South Boulder Road, Louisville, CO 80027-2452

(Address of Principal Executive Offices, Including Zip Code)

 

Registrant’s telephone number, including area code: (303) 222-8300

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

   

 

   

Item 7.01. Regulation FD Disclosure

 

We are furnishing this report on Form 8-K in connection with the disclosure of information contained in a our Investor Presentation dated June 27, 2016, a “free writing prospectus” as defined in Securities and Exchange Commission (the “Commission”) Rule 405, which is being distributed under Commission Rule 433 in connection with our registered securities offering under the First Amendment to our Form S-1 filed with the Commission on June 27, 2016 (Commission File No. 333-211915) (the “Unit Offering”). This information, as included in Exhibit 99.1 to this Form 8-K, is being furnished pursuant to Item 7.01 and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section.

 

Item 8.01. Other Events

 

This Current Report on Form 8-K and the press release attached hereto as Exhibit 99.2 are being furnished by the Company pursuant to Item 8.01, “Other Events.” On June 27, 2015, Real Goods Solar, Inc. (the “Company”) issued a press release pursuant to Commission Rule 134 announcing the commencement of the Unit Offering. A copy of the press release is attached as Exhibit 99.2.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit
No. 		  Description
     
99.1   Real Goods Solar, Inc. Investor Presentation, June 27, 2016
99.2   Press Release issued by Real Goods Solar, Inc. on June 27, 2015

 

   

 

  

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  REAL GOODS SOLAR, INC.
     
  By:   /s/ Michael J. McCloskey
      Michael J. McCloskey
      General Counsel

 

Date: June 27, 2016

 

   

 

  

Exhibit
No. 		  Description
     
99.1   Real Goods Solar, Inc. Investor Presentation, June 27, 2016

 

   

 

  

EXHIBIT INDEX

 

Exhibit
No. 		  Description
     
99.2   Press Release issued by Real Goods Solar, Inc. on June 27, 2016