Current Report Filing (8-k)
June 27 2016 - 5:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO
SECTION 13 OR 15(d)
OF THE SECURITIES
EXCHANGE ACT OF 1934
Date of Report
(Date of Earliest Event Reported): June 27, 2016
REAL GOODS SOLAR,
INC.
(Exact Name
of Registrant as Specified in its Charter)
Colorado
|
|
001-34044
|
|
26-1851813
|
(State or Other Jurisdiction
of Incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
833 W. South
Boulder Road, Louisville, CO 80027-2452
(Address of
Principal Executive Offices, Including Zip Code)
Registrant’s
telephone number, including area code: (303) 222-8300
Not Applicable
(Former Name
or Former Address, if Changed Since Last Report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
|
¨
|
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
|
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
|
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
|
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
|
|
Item 7.01.
|
Regulation FD Disclosure
|
We are furnishing
this report on Form 8-K in connection with the disclosure of information contained in a our Investor Presentation dated June 27,
2016, a “free writing prospectus” as defined in Securities and Exchange Commission (the “Commission”) Rule
405, which is being distributed under Commission Rule 433 in connection with our registered securities offering under the First
Amendment to our Form S-1 filed with the Commission on June 27, 2016 (Commission File No. 333-211915) (the “Unit Offering”).
This information, as included in Exhibit 99.1 to this Form 8-K, is being furnished pursuant to Item 7.01 and shall not be deemed
to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject
to the liability of that section.
This Current Report
on Form 8-K and the press release attached hereto as Exhibit 99.2 are being furnished by the Company pursuant to Item 8.01,
“Other Events.” On June 27, 2015, Real Goods Solar, Inc. (the “Company”) issued a press release pursuant
to Commission Rule 134 announcing the commencement of the Unit Offering. A copy of the press release is attached as Exhibit 99.2.
|
Item 9.01.
|
Financial Statements and Exhibits.
|
(d) Exhibits
Exhibit
No.
|
|
Description
|
|
|
|
99.1
|
|
Real Goods Solar, Inc. Investor Presentation, June 27, 2016
|
99.2
|
|
Press Release issued by Real Goods Solar, Inc. on June 27, 2015
|
SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
REAL GOODS SOLAR, INC.
|
|
|
|
|
By:
|
|
/s/ Michael J. McCloskey
|
|
|
|
Michael J. McCloskey
|
|
|
|
General Counsel
|
Date: June 27, 2016
Exhibit
No.
|
|
Description
|
|
|
|
99.1
|
|
Real Goods Solar, Inc. Investor Presentation, June 27, 2016
|
EXHIBIT INDEX
Exhibit
No.
|
|
Description
|
|
|
|
99.2
|
|
Press Release issued by Real Goods Solar, Inc. on June 27, 2016
|