Notification That Annual Report Will Be Submitted Late (nt 10-k)
March 31 2014 - 2:14PM
Edgar (US Regulatory)
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UNITED STATES
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OMB
APPROVAL
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SECURITIES AND EXCHANGE COMMISSION
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OMB Number:
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3235-0058
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Washington, DC 20549
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Expires:
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April
30, 2012
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Estimated
average burden hours per response
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2.50
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FORM 12b-25
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SEC
FILE NUMBER
000-10176
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NOTIFICATION OF LATE FILING
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CUSIP
NUMBER
09858M105
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(Check One):
x
Form 10-K
¨
Form 20-F
¨
Form 11-K
¨
Form 10-Q
¨
Form 10-D
¨
Form N-SAR
¨
Form N-CSR
For Period Ended: December 31, 2013
¨
Transition Report on Form 10-K
¨
Transition Report on Form 20-F
¨
Transition Report on Form 11-K
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Transition Report on Form 10-Q
¨
Transition Report on Form N-SAR
For the Transition Period Ended:______________________________________
Read Instruction (on back page) Before
Preparing Form. Please Print or Type.
Nothing in this form shall be construed
to imply that the Commission has verified any information contained herein.
If the notification relates to a portion of the filing checked
above, identify the item(s) to which the notification relates:
PART I -- REGISTRANT INFORMATION
Applied Energetics, Inc.
Full Name of Registrant
Former Name If Applicable
4585 South Palo Verde Road – Suite 405
Address of Principal Executive Office (
Street and Number
)
Tucson, Arizona 85714
City, State and Zip Code
PART II -- RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable
effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if
appropriate.)
x
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(a)
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The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
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(b)
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The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c)
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The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III -- NARRATIVE
State below in reasonable detail why Forms
10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed
time period.
The Registrant is unable to
file its Annual Report on Form 10-K for the year ended December 31, 2013 within the prescribed period because of a delay in completing
the audit for this period as a result of management requiring additional time to compile and verify the data required to be included
in the report. Registrant expects to file within the extension period.
(Attach Extra Sheets if Needed)
PART IV -- OTHER INFORMATION
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(1)
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Name and telephone number of person to contact in regard to this notification
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Joseph Hayden
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(520)
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628-7415
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of
the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to
file such report(s) been filed? If answer is no, identify report(s).
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x
Yes
¨
No
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(3)
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in the subject report or portion thereof?
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x
Yes
¨
No
If so, attach an explanation
of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate
of the results cannot be made.
See attachment.
Applied Energetics, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed
on its behalf by the undersigned thereunto duly authorized.
Date: March 31, 2014
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By:
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/s/
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Joseph Hayden
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Joseph Hayden
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Principal Executive Officer and
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Principal Financial Officer
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INSTRUCTION: The form may be signed by
an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing
the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized
representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant
shall be filed with the form.
ATTENTION
Intentional misstatements or omissions
of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001).
ATTACHMENT TO PART IV-ITEM (3) OF
FORM 12B-25
Applied Energetics, Inc.
WITH RESPECT TO ITS FORM 10-K FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2013
The Registrant estimates that its results of operations
for the year ended December 31, 2013, as reflected in its consolidated statements of operations to be included in its Form 10-K
for the year ended December 31, 2013, will reflect the following changes:
For the year ended December 31, 2013, the Registrant
expects to report a decline in revenues to approximately $43,000 from approximately $1.3 million for the year ended December 31,
2012. For the year ended December 31, 2013, the Registrant expects to report that it incurred a net loss of approximately $1.4
million, compared to a net loss of approximately $3.5 million for the year ended December 31, 2012. The decrease in net loss for
the year ended December 31, 2013 was largely attributable to the reduced load of activity
Also, for the year ended December 31, 2013, the Registrant
expects to report a loss per common share - basic and diluted - of approximately $0.02 compared to a loss per common share –
basic and diluted - of $0.04 for the year ended December 31, 2012.
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