Bank of America Merrill Lynch Form 8.5 (EPT/RI) - replacement (6452J)
August 24 2021 - 9:57AM
UK Regulatory
TIDMVEC
RNS Number : 6452J
Bank of America Merrill Lynch
24 August 2021
FORM 8.5 Replacement
The Form 8.5 Vectura Group PLC announcement released on
20/08/2021 under RNS 3460J has been amended.
Amendments are identified with an asterisk (*).
The full amended text is shown below
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Merrill Lynch International
(b) Name of offeror/offeree in relation to whose Vectura Group PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
-------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: PMI Global Services Inc. (a
wholly owned direct subsidiary
of Philip Morris International
Inc.)
-------------------------------
(d) Date dealing undertaken: 19/08/2021
-------------------------------
(e) In addition to the company in 1(b) above, is the N/A
exempt principal trader making disclosures in
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
-------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
0.0271p ordinary Purchase 194,776 1.638 GBP 1.636 GBP
----------- --------------------------- --------------- ---------------
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
0.0271p ordinary Sale 968,568 * 1.639 GBP 1.636 GBP
----------- --------------------------- --------------- ---------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
0.0271p ordinary Swaps Reducing a Long Position 3,460 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Long Position 4,501 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Long Position 9,656 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Long Position 2,086 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Long Position 142 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 19,845 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Increasing a Short Position 44,776 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 22 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 56 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 75 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 370 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 237 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 62 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 97 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 614 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 95 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 38 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 691 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 90 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 347 1.64 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 358 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 80 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 224 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 425 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 483 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 178 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 40 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 237 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 584 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 68 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 205 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 20 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 1,830 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 9,464 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 1,625 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 6,832 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 1,972 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 831 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 2,967 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 3,221 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 2,117 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 6,186 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 206 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 300 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 66 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 821 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 14 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 240 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 61 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 41 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 1,466 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 638 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 40 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 586 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 9 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 146 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 32 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 1,045 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 3,826 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 4,740 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 1,006 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 474 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 1,000 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 1,209 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 1,220 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 4,946 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a Short Position 1,695 1.639 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Closing a Short Position 250,000 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a short position 176,505 * 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a short position 73,495 * 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a short position 73,495 * 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
0.0271p ordinary Swaps Reducing a short position 176,505 * 1.638 GBP
-------------------- ---------------------------- ---------------------------- ---------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercise
Class of relevant security Product description Exercising/ Number of Exercise Price per
e.g. call option exercised securities unit
against
N/A N/A N/A N/A N/A
-------------------- ------------ ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 24/08/2021
Contact name: Tolu Tade
----------------
Telephone number: +44207 996 3410
----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
FERPIMJTMTATBAB
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