UBS AG (EPT) Form 8.5 (EPT/RI) - Sophos Group plc Replacement (7700C)
February 12 2020 - 5:32AM
UK Regulatory
TIDMTTM TIDMSOPH
RNS Number : 7700C
UBS AG (EPT)
12 February 2020
This announcement replaces the previous RNS announcement 4778C
released at 10:10 on the 10 February 2020. Amendment made to
section 2(a) & (b). All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this Sophos Group plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Sophos Group plc
connected:
---------------------------------------
(d) Date dealing undertaken: 07 February 2020
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader No
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
3p ordinary Buy 356467 5.70940 5.69710 GBP
GBP
----------------- ------------------------ ----------------------- -----------------------
3p ordinary Sell 52850 5.70799 GBP 5.69710 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
3p ordinary CFD Long 6728 5.70168103 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Long 8994 5.70338670224594 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Long 812 5.70338669950739 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Long 3100 5.703613 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Long 9946 5.70338729137342 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Long 14522 5.7033872744801 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Long 5719 5.7033869557615 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Short 200000 5.715827 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Short 250000 5.714266 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Short 100000 5.7069 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Short 1812 5.709401 GBP
-------------------- ----------------------- ----------------------- ---------------------
3p ordinary CFD Short 1626 5.70063961 GBP
-------------------- ----------------------- ----------------------- ---------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 11 February 2020
Contact name: Wendy Dent
--------------------
Telephone number: +44 (0)207 568 1245
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FERTTMMTMTTBBIM
(END) Dow Jones Newswires
February 12, 2020 05:32 ET (10:32 GMT)
Sophos (LSE:SOPH)
Historical Stock Chart
From Jun 2024 to Jul 2024
Sophos (LSE:SOPH)
Historical Stock Chart
From Jul 2023 to Jul 2024