RUG Renn Universal

 
TIDMRUG 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
 
1. Identity of the issuer or the underlying issuer 
of existing shares to which voting rights are 
attached:                                                RENN UNIVERSAL GROWTH 
                                                         INVESTMENT TRUST PLC 
 
2. Reason for the notification 
(please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights              X 
 
An acquisition or disposal of qualifying financial 
instruments which may result in the acquisition of 
shares already issued to which voting rights are 
attached 
 
An acquisition or disposal of instruments with 
similar economic effect to qualifying financial 
instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify): 
 
 
3. Full name of person(s) subject to the 
notification obligation:                                  Mr. Steven Robert Becker 
 
4. Full name of shareholder(s) 
if different from 3.):                                    J.P. Morgan Clearing Corp. 
 
5. Date of the transaction and date on which 
the threshold is crossed or reached:                      24 March 2014 
 
6. Date on which issuer notified:                         1 May 2014 
 
7. Threshold(s) that is/are crossed or reached:           Below 14%, 13%, 12% and 11% 
 
 
8. Notified details: 
 
A: Voting rights attached to shares 
 
Class/type    Situation previous     Resulting situation after the triggering transaction 
of shares     to the triggering 
              transaction 
 
if possible   Number     Number      Number   Number of voting   % of voting 
using         of         of          of       rights             rights 
the ISIN      Shares     Voting      shares 
CODE                     Rights 
                                     Direct   Direct  Indirect    Direct   Indirect 
 
GB0007325185  1,908,000  1,908,000                    1,404,618            10.74% 
 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of     Expiration   Exercise/    Number of voting      % of voting 
financial   date         Conversion   rights that may be    rights 
instrument               Period       acquired if the 
                                      instrument is 
                                      exercised/ 
                                      converted. 
 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments 
 
Resulting situation after the triggering transaction 
 
Type of     Exercise   Expiration  Exercise/   Number of voting    % of 
financial   price      date        Conversion  rights instrument   voting rights 
instrument                         period      refers to 
                                                                  Nominal  Delta 
 
 
 
Total (A+B+C) 
 
Number of voting rights       Percentage of voting rights 
 
1,404,618                     10.74% 
 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: 
 
J.P. Morgan Clearing Corp. directly holds the 1,404,618 shares as custodian 
for two funds, being Becker Drapkin Partners (QP) L.P.(as to 1,250,290 shares) 
and Becker Drapkin Partners L.P. (as to 154,328 shares)(the "Funds"). 
The Funds are both controlled undertakings of Becker Drapkin Management L.P. 
which is the general partner and the investment manager of the Funds. 
 
Becker Drapkin Management L.P. is a controlled undertaking of BC Advisors LLC 
which is the general partner of Becker Drapkin Management L.P. BC Advisors LLC 
is a controlled undertaking of Mr. Steven Robert Becker. 
 
Becker Drapkin Management L.P., BC Advisors LLC and Mr. Steven Robert Becker 
each hold an indirect interest in 1,404,618 shares, Becker Drapkin Partners 
(QP) L.P. holds an indirect interest in 1,250,290 shares and Becker Drapkin 
Partners L.P. holds an indirect interest in 154,328 shares. 
 
 
Proxy Voting: 
 
10. Name of the proxy holder: 
 
11. Number of voting rights proxy holder will cease to hold: 
 
12. Date on which proxy holder will cease to hold voting rights: 
 
13. Additional information: 
 
14. Contact name: 
 
15. Contact telephone number: 
 

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