RSA Insurance Group PLC Holding(s) in Company (9740P)
September 06 2017 - 6:15AM
UK Regulatory
TIDMRSA TIDM82FG
RNS Number : 9740P
RSA Insurance Group PLC
06 September 2017
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer RSA Insurance Group plc
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- --------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
-----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- --------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------------- --------------
An acquisition or disposal of financial instruments X
------------------------------------------------------------------------------------- --------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- --------------
Other (please specify)(iii) :
------------------------------------------------------------------------------------- --------------
3. Details of person subject to the notification obligation(iv)
Name JPMorgan Chase & Co.
City and country of registered Delaware, United States of
office (if applicable) America
4. Full name of shareholder(s) (if different from 3.)(v)
-----------------------------------------------------------------------------------------------------
Name J.P. Morgan Securities Plc
------------------------------------------------- --------------------------------------------------
City and country of registered London, United Kingdom
office (if applicable)
------------------------------------------------- --------------------------------------------------
5. Date on which the threshold 01 September 2017
was crossed or reached(vi)
:
------------------------------------------------- --------------------------------------------------
6. Date on which issuer notified 05 September 2017
(DD/MM/YYYY):
------------------------------------------------- --------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
-----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- --------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 2.26% 3.21% 5.48% 1,022,732,845
---------------------- ------------------------- ---------------- ---------------- --------------
Position
of previous
notification
(if
applicable)
---------------------- ------------------------- ---------------- ---------------- --------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
----------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
--------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-------------------- ---------------------------- -------------- ---------------------- --------------
GB00BKKMKR23 23,125,626 2.26%
-------------------- ---------------------------- -------------- ---------------------- --------------
SUBTOTAL
8. A 23,125,626 2.26%
-------------------- -------------------------------------------- --------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
----------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
-------------------- ---------------------------- -------------- ---------------------- --------------
Right of
recall 1,619 0.00%
-------------------- ---------------------------- -------------- ---------------------- --------------
SUBTOTAL 8.
B 1 1,619 0.00%
-------------- ---------------------- --------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Call Option 10/10/2017 10//10/2017 Cash 15,224 0.00%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Call Option 20/10/2017 Anytime Cash 40,243 0.00%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Call Option 06/10/2017 06/10/2017 Cash 58,154 0.01%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 04/05/2018 Cash 207,642 0.02%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 06/08/2018 Cash 103,066 0.01%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 09/08/2018 Cash 6,675 0.00%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 15/08/2018 Cash 219,985 0.02%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 22/08/2018 Cash 103,178 0.01%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 23/08/2018 Cash 18,117 0.00%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 19/09/2018 Cash 39,112 0.00%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 25/09/2018 Cash 42,627 0.00%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 02/10/2018 Cash 142,039 0.01%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 03/12/2018 Cash 228,485 0.02%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 22/12/2020 Cash 81,564 0.01%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 14/01/2021 Cash 18,924 0.00%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 30/08/2022 Cash 21,678 0.00%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 11/09/2017 Cash 3,273,726 0.32%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 13/09/2017 Cash 6,363,086 0.62%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 18/09/2017 Cash 4,250,000 0.42%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 21/09/2017 Cash 3,998,965 0.39%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 04/10/2017 Cash 1,880,000 0.18%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 13/10/2017 Cash 3,711,328 0.36%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 24/11/2017 Cash 5,108,937 0.50%
-------------- ------------ ------------ ----------------- ------------- ------------
Cash-settled
Equity
Swap 29/08/2018 Cash 3,000,000 0.29%
-------------- ------------ ------------ ----------------- ------------- ------------
SUBTOTAL
8.B.2 32,932,755 3.21%
----------------- ------------- ------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
--------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
------------------ ---------------- ----------------------- -----------------------
JPMorgan Chase
& Co.
------------------ ---------------- ----------------------- -----------------------
JPMorgan Chase
Bank, National
Association
------------------ ---------------- ----------------------- -----------------------
J.P. Morgan
International
Finance Limited
------------------ ---------------- ----------------------- -----------------------
J.P. Morgan
Capital Holdings
Limited
------------------ ---------------- ----------------------- -----------------------
J.P. Morgan
Securities plc
------------------ ---------------- ----------------------- -----------------------
10. In case of proxy voting, please identify:
--------------------------------------------------------------------------------------
Name of the proxy holder N/A
------------------------------------ ------------------------------------------------
The number and % of voting N/A
rights held
------------------------------------ ------------------------------------------------
The date until which the N/A
voting rights will be held
------------------------------------ ------------------------------------------------
11. Additional information(xvi)
--------------------------------------------------------------------------------------
Table 8A) Includes stock borrows of 21,001,983 (2.05%)
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
--------------------------------------------------------------------------------------
Place of completion London, United Kingdom
-------------------- -----------------------
Date of completion 05 September 2017
-------------------- -----------------------
14. Contact name:
Elinor Bell
Deputy Group Company
Secretary
Direct : 020 7111 1857
------------------------------ -------------------------
15. Contact telephone number: As above
------------------------------ -------------------------
LEI 549300HOGQ7E0TY86138
------------------------------ -------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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