Phoenix Group Holdings Holding(s) in Company (0992D)
April 24 2013 - 11:00AM
UK Regulatory
TIDMPHNX TIDMPHNW
RNS Number : 0992D
Phoenix Group Holdings
24 April 2013
Financial Services Authority
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or the underlying Phoenix Group Holdings
issuer
of existing shares to which voting rights
are
attached:
--------------------------------------------------- -----------------------------------
2. Reason for the notification (please tick the appropriate box or boxes):
----------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached.
------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------- -------
Other (please
specify):
--------------------- -------------------------------------------------------- -------
3. Full name of person(s) subject Nicolas Berggruen Charitable Trust
to the (formerly known as the Tarragona Trust)
notification obligation:
----------------------------------------- ---------------------------------------------
4. Full name of shareholder(s) (i) Credit Suisse AG Zurich
(if different from 3.): (ii) Euroclear Bank
(iii) JP Morgan Chase Nominees
----------------------------------------- ---------------------------------------------
22 April 2013
5. Date of the transaction and
date on
which the threshold is crossed
or
reached:
----------------------------------------- ---------------------------------------------
6. Date on which issuer notified: 23 April 2013
----------------------------------------- ---------------------------------------------
7. Threshold(s) that is/are crossed
or
reached: 4%
----------------------------------------- ---------------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- ---------------------------------------------------------------------
Number Number Number of voting % of voting rights
of of rights
Shares Voting
Rights
------------- ---------------- ---------------- --- ------------------------ ------------------------
Number Direct Indirect Direct Indirect
of shares
------------- --- ------ --- --- ------- ----------------- ------------ ---------- ----------- -----------
EUR0.0001
ISIN
KYG7091M1096 9,122,573 8,906,712 NIL 8,906,712 NIL 3.96%
------------- ---------------------------------- ----------------- ------------ ---------- ----------- -----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Number of voting
Type of financial Expiration Exercise/ rights that may % of voting
instrument date Conversion Period be rights
acquired if the
instrument is
exercised/ converted.
-------------------------- ----------------- ---------------------------- ---------------------- -------------------
- - - - -
-------------------------- ----------------- ---------------------------- ---------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
------------------ ---------------- ---------------- ------------ ------------------------ ------------------------
- - - - - Nominal Delta
------------------ ---------------- ---------------- ------------ ------------------------ ----------- -----------
- -
------------- --- ------ --- --- ------- --- ------------ ----- ----- ---------- ----------- -----------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------------- --------------------------------------------------
8,906,712 3.96%
-------------------------------------------------------------------- --------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
---------------------------------------------------------------------------------------------
Please provide details of any controlled undertakens where the voting rights are held
Proxy Voting:
---------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------------ -------------------------------
11. Number of voting rights proxy holder will N/A
cease
to hold:
------------------------------------------------------------ -------------------------------
12. Date on which proxy holder will cease to N/A
hold
voting rights:
------------------------------------------------------------ -------------------------------
N/A
13. Aditional information:
----------------------------------------------- --------------------------------------------
14. Contact name: Andrew Caunt,
Greenberg Traurig Maher LLP
----------------------------------------------- --------------------------------------------
15. Contact telephone number: (+ 44) 020 3349 8700
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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