Phoenix Global Resources PLC Notification of major holdings (3579V)
July 23 2018 - 2:00AM
UK Regulatory
TIDMPGR
RNS Number : 3579V
Phoenix Global Resources PLC
23 July 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
------------------------------------------------------------------------------------------------------------
1a. Identity of the issuer Phoenix Global Resources
or the underlying issuer plc
of existing shares to which
voting rights are attached(ii)
:
---------------------------------------------- ------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
------------------------------------------------------------------------------------------------------------
Non-UK issuer
----------------------------------------------------------------------------------------- -----------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
----------------------------------------------------------------------------------------- -----------------
An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii) :
----------------------------------------------------------------------------------------- -----------------
3. Details of person subject to the notification obligation(iv)
Name Mercuria Energy Group Holding
Ltd
City and country of registered Larnaca, Cyprus
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
------------------------------------------------------------------------------------------------------------
Name 1) Upstream Capital Partners
VI Ltd 2) Mercuria Energy
Netherlands B.V. 3) Mercuria
Asset Holding (Hong Kong)
Limited 4) Mercuria Energy
Asset Management B.V.
---------------------------------------------- ------------------------------------------------------------
City and country of registered 1) Larnaca, Cypus
office (if applicable) 2) Utrecht, Netherlands
3) Hong Kong, China
4) Utrecht, Netherlands
---------------------------------------------- ------------------------------------------------------------
5. Date on which the threshold 17/07/2018
was crossed or reached(vi)
:
---------------------------------------------- ------------------------------------------------------------
6. Date on which issuer notified 20/07/2018
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification
obligation
------------------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
------------------- ----------------------- ------------------- -------------------- -------------------
Resulting 72.574% 10.531% 83.105% 3,099,573,243
situation
on the date
on which
threshold
was crossed
or reached
(Post dilution) (Post dilution) (Post dilution) (Post dilution)
------------------- ----------------------- ------------------- -------------------- -------------------
Position 72.033% 10.531% 82.564%
of previous
notification
(if
applicable) (Post dilution) (Post dilution) (Post dilution)
------------------- ----------------------- ------------------- -------------------- -------------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
----------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
----------------- ---------------- --------------- --------------------------------- ----------------
GB00B7LHJ340 0 2,249,493,184 0% 72.574%
------------------ ---------------- --------------- --------------------------------- ----------------
SUBTOTAL
8. A 2,249,493,184 72.574%
------------------ --------------------------------- ---------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
------------------ ---------------- --------------- --------------------------------- ------------------
Warrants Various Various 42,275,868 1.364%
------------------ ---------------- --------------- --------------------------------- ------------------
Convertible 30/06/2018
loan 15/12/2022 to 15/12/2022 284,141,436 9.167%
------------------ ---------------- --------------- --------------------------------- ------------------
SUBTOTAL 8.
B 1 326,417,304 10.531%
--------------- --------------------------------- ------------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
----------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
----------------- ----------------- --------------- ---------------- --------------- ----------------
SUBTOTAL
8.B.2
---------------- --------------- ----------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
-------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
------------------- ---------------- ----------------------- ---------------------
Mercuria Energy
Group Ltd 72.574% 10.531% 83.105%
------------------- ---------------- ----------------------- ---------------------
Upstream Capital
Partners VI
Ltd 62.093% 1.317% 63.410%
------------------- ---------------- ----------------------- ---------------------
Mercuria Energy
Netherlands
B.V. 0.00% 9.167% 9.167%
------------------- ---------------- ----------------------- ---------------------
Mercuria Asset
Holding (Hong
Kong) Limited 8.410% 0.000% 8.410%
------------------- ---------------- ----------------------- ---------------------
Mercuria Energy
Asset Management
B.V. 2.071% 0.047% 2.118%
------------------- ---------------- ----------------------- ---------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
------------------------------------- ----------------------------------------------
The number and % of voting
rights held
------------------------------------- ----------------------------------------------
The date until which the
voting rights will be held
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11. Additional information(xvi)
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Place of completion London, UK
-------------------- -----------
Date of completion 20/07/2018
-------------------- -----------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
HOLPGUWCMUPRGAU
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