Pacific Alliance Asia Opp Fd Ld Holding(s) in Company (2006X)
January 08 2014 - 9:03AM
UK Regulatory
TIDMPAX
RNS Number : 2006X
Pacific Alliance Asia Opp Fd Ld
08 January 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------------------
1. Identity of the issuer or Pacific Alliance Asia Opportunity
the underlying issuer Fund Limited
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
----------------------------------------------------------- ----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
----------------------------------------------------------- ----------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
----------------------------------------------------------- ----------------------------------
An event changing the breakdown of voting rights
----------------------------------------------------------- ----------------------------------
Other (please
specify):
---------------------------------------------------------- ----------------------------------
3. Full name of person(s) QVT Financial LP
subject to the
notification obligation:
(iii)
---------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s) QVT Fund LP
(if different from 3.):(iv) Quintessence Fund L.P.
---------------------------------------------------------- -----------------------------------
5. Date of the transaction 20 December 2013
and date on
which the threshold is
crossed or
reached: (v)
---------------------------------------------------------- -----------------------------------
6. Date on which issuer 24 December 2013
notified:
---------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 3%-5%
---------------------------------------------------------- -----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ---------------- -------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------ -------------- --------- ------------- ------------ -----------
Below Below
KYG6846J1067 3% 3% 5,956,773 5,956,773 5.93%
---------------- ---------------- -------------- --------- ------------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- -------------------------------- -------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- -------------- -------------- ---------------- -------------------------- -----------------------
Nominal Delta
--------------- -------------- -------------- ---------------- -------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------- -----------------------------------------------------------------
5,956,773 5.93%
--------------------------------------------------- -----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------------
Proxy Voting:
---------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- ------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- ------------------
13. Additional information:
------------------------------------------------------------- ------------------
14. Contact name: Meg Eisner
------------------------------------------------------------- ------------------
15. Contact telephone number: +1 (212) 705 6229
------------------------------------------------------------- ------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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