Pacific Alliance Asia Opp Fd Ld Holding in Company (8345U)
December 05 2013 - 9:13AM
UK Regulatory
TIDMPAX
RNS Number : 8345U
Pacific Alliance Asia Opp Fd Ld
05 December 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying PACIFIC ALLIANCE ASIA OPPORTUNITY
issuer FUND LIMITED
of existing shares to which voting rights
are
attached: (ii)
------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
------------------------------------------------------------------------------ -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------ -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------ -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------ -------
Other (please
specify):
------------------ ---------------------------------------------------------- -------
3. Full name of person(s) subject Lehman Brothers International (Europe)
to the (in administration)
notification obligation: (iii)
------------------------------------------ -------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
------------------------------------------ -------------------------------------------
5. Date of the transaction and date Not Available i
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ -------------------------------------------
6. Date on which issuer notified: 04/12/2013
------------------------------------------ -------------------------------------------
i Given the status of Lehman Brothers International (Europe) (in
administration) ("LBIE"),
information relating to the positions held by LBIE has been
difficult to ascertain, which has
resulted in the delay in being able to make the required
notification. Furthermore in this case, it
has not been possible to determine the precise circumstances in
which the threshold was crossed
and the timing of crossing the threshold. In preparing this
notification, Lehman Brothers In Administration ("LBIA") has
reviewed such information as is readily available to it from a
range of records and the information provided herein is provided on
the basis of the information in those records.
7. Threshold(s) that is/are crossed 6%, 5%, 4%, 3%, 2%, 1% ii
or
reached: (vi, vii)
------------------------------------ --------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ------------------------------------- ----------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
-------------- ---------------- ------------------- --------- ---------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----- ------- ------ ----- ---- --------- ----------- --------- ------------- --------------
KYG6846J1067 6,454,733 6,454,733 0 0 n/a 0.0%
---------------- ------------------- --------- ----------- --------- ------------- --------------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
----------------------- --------------- --------------------------- -------------------------- --------------------
n/a
----------------------- --------------- --------------------------- -------------------------- --------------------
ii As you may be aware, AV Lomas, SA Pearson, PD Copley, R Downs and
JG Parr each a partner of PricewaterhouseCoopers LLP were appointed as
Joint Administrators of Lehman Brothers International (Europe) (in administration)
("LBIE") to manage its affairs, business and property as agents without
personal liability. As a result of the circumstances of LBIE's administration,
LBIE's records may not reflect an accurate statement of its holding in
shares of the company. Discrepancies may arise, for example, as a result
of trades which were executed prior to the administration of LBIE not
being settled as between the parties post-administration, and as a result
of the termination of contracts between LBIE and its counterparties (e.g.
derivatives transactions under master agreements, and the liquidation
of positions by third parties). In addition, Lehman Brothers In Administration
("LBIA") employees with knowledge relevant to the holdings may no longer
work with LBIE's business. In preparing this form, LBIE has reviewed
such information as is readily available to it from a range of LBIE records
and the information provided herein is provided on the basis of the information
in those records.
-----------------------------------------------------------------------------------------------------------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
---------------- -------------- ------------- --------------- -------------------------- -------------------------
n/a Nominal Delta
---------------- -------------- ------------- --------------- -------------------------- ------------ -----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
-------------------------------------------------------------- -------------------------------------------------------
0 0.00%
-------------------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
n/a
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder: n/a
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will n/a
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to n/a
hold
voting rights:
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13. Additional information: n/a
---------------------------------------- --------------------------------------
14. Contact name: Latifa Debbarh/Nneoma Odozi/Jayesh
Utkur
---------------------------------------- --------------------------------------
15. Contact telephone number: 0203 036 2516 / 0203 036 2997
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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