BARCLAYS PLC Form 8.3 - OPTOS PLC
May 14 2015 - 9:23AM
UK Regulatory
TIDMOPTS
FORM 8.3
PUBLIC
OPENING
POSITION
DISCLOSURE/DEALING
DISCLOSURE BY
A PERSON WITH
INTERESTS
IN RELEVANT
SECURITIES
REPRESENTING
1% OR
MORE
Rule 8.3
of the
Takeover
Code (the
"Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose OPTOS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 13 May 2015
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 892,981 1.22% 3,704 0.01%
(2) Cash-settled derivatives:
2,638 0.00% 213,828 0.29%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 895,619 1.22% 217,532 0.30%
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of
relevant
security
in relation
to
which
subscription
right
exists
Details,
including
nature
of the rights
concerned and
relevant
percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/DEALING Number of Price per unit
relevant
security securities
ORD Purchase 4,965 3.3907 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Short 672 3.4054 GBP
ORD CFD Short 4,293 3.3888 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of Product description Exercising/ exercised against Number of Exercise price per
relevant
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of Nature of Dealings Details Price per unit (if
relevant
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details
of any
indemnity
or
option
arrangement,
or
any agreement
or
understanding,
formal
or informal,
relating
to relevant
securities
which may
be an
inducement to
deal
or refrain
from dealing
entered
into by
the person
making the
disclosure
and any
party to the
offer
or any person
acting
in concert
with
a party
to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details
of any
agreement,
arrangement
or
understanding,
formal or
informal,
between the
person making
the
disclosure
and any other
person
relating
to: (i)
the voting
rights
of
any relevant
securities
under any
option;
or
(ii) the
voting
rights of
future
acquisition
or disposal
of
any relevant
securities to
which any
derivative
is
referenced:
NONE
(c) Attachments
Is NO
a
Supplemental
Form 8 (Open
Positions)
attached?
Date 14 May 2015
of
disclosure:
Contact name: Jay Supaya
Telephone 020 7773 0635
number:
This information is provided by Business Wire
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