Form 8.5 (EPT/RI) (2822S)
November 17 2011 - 4:19AM
UK Regulatory
TIDMNBT
RNS Number : 2822S
Morgan Stanley Securities Limited
17 November 2011
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
---------------------------------------------------------------------------------- ----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form Group NBT Plc
relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is Newton Bidco Limited
connected:
---------------------------------------------------------------------------------- ----------------------------------
(d) Date dealing undertaken: 16th November 2011
---------------------------------------------------------------------------------- ----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code No
in respect
of any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per Lowest price per unit
security securities unit paid/received paid/received
------------------------ ------------------ ----------------------- ---------------------- -----------------------
ORD GBP PURCHASES 2,310 5.4800 5.4800
------------------------ ------------------ ----------------------- ---------------------- -----------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of Price per
security e.g CFD e.g reference unit
opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
------------------- --------------------- -------------------------------- ------------ ----------
ORD GBP CFD SHORT 2,310 5.4801
------------------- --------------------- -------------------------------- ------------ ----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. American, date money
security e.g. selling, to which per unit European paid/
call varying option etc. received
option etc. relates per unit
------------- ------------- ------------- --------------- ---------- ---------------- ------- ----------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ---------- ---------------- ------- ----------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
N/A N/A N/A N/A
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
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Date of disclosure: 17th November 2011
--------------------- -------------------
Contact name: Mikhail Nassimov
--------------------- -------------------
Telephone number: 0207 677 0522
--------------------- -------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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