TIDMJLT
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree JARDINE LLOYD THOMPSON GROUP PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the JARDINE LLOYD THOMPSON GROUP PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 31 January 2019
undertaken:
(e) In addition to the NO
company in 1(b)
above, is the exempt principal
trader making disclosures
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 5p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 2,635,374 1.20% 138,416 0.06%
controlled:
(2) Cash-settled
derivatives:
9,806 0.00% 2,502,563 1.14%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/sell:
(4)
TOTAL: 2,645,180 1.21% 2,640,979 1.21%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
5p ordinary Purchase 61,979 19.0423 GBP 18.9991 GBP
5p ordinary Sale 70,420 19.0507 GBP 19.0052 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 112 18.9991 GBP
5p ordinary SWAP Long 202 19.0400 GBP
5p ordinary SWAP Long 448 19.0135 GBP
5p ordinary CFD Long 880 19.0107 GBP
5p ordinary SWAP Long 1,076 19.0039 GBP
5p ordinary SWAP Long 1,966 19.0175 GBP
5p ordinary SWAP Long 2,233 19.0199 GBP
5p ordinary SWAP Long 2,500 19.0385 GBP
5p ordinary SWAP Long 2,500 19.0507 GBP
5p ordinary SWAP Long 13,865 19.0163 GBP
5p ordinary SWAP Long 38,352 19.0148 GBP
5p ordinary CFD Short 15 19.0153 GBP
5p ordinary SWAP Short 56 19.0000 GBP
5p ordinary CFD Short 190 19.0423 GBP
5p ordinary SWAP Short 191 19.0234 GBP
5p ordinary SWAP Short 2,024 19.0294 GBP
5p ordinary CFD Short 3,489 19.0228 GBP
5p ordinary CFD Short 3,632 19.0015 GBP
5p ordinary SWAP Short 45,460 19.0116 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
Date of disclosure: 1 Feb 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20190201005210/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
February 01, 2019 06:25 ET (11:25 GMT)
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