BARCLAYS PLC Form 8.5 (EPT/NON-RI) - JARDINE LLOYD THOMPSON GROUP PLC
October 17 2018 - 2:57AM
UK Regulatory
TIDMJLT
PUBLIC OPENING POSITION DISCLOSURE/DEALING
DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED
INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS
IS NOT APPLICABLE)
Rule 8.5 of the Takeover
Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose JARDINE LLOYD THOMPSON GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt JARDINE LLOYD THOMPSON GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 15 October 2018
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant
securities of the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of relevant 5p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 1,188,212 0.54% 159,472 0.07%
controlled:
(2) Cash-settled
derivatives:
8,200 0.00% 1,042,014 0.48%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/sell:
(4)
TOTAL: 1,196,412 0.55% 1,201,486 0.55%
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
5p ordinary Purchase 49,216 18.7800 GBP 18.74 GBP
5p ordinary Sale 36,751 18.7808 GBP 18.7518 GBP
(b) Cash-settled
derivative
transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 300 18.7791 GBP
5p ordinary SWAP Expires Long 1,000 18.7627 GBP
15/04/2020
5p ordinary CFD Long 1,565 18.7574 GBP
5p ordinary SWAP Long 2,141 18.7583 GBP
5p ordinary SWAP Long 3,433 18.7800 GBP
5p ordinary CFD Long 10,234 18.7784 GBP
5p ordinary CFD Short 559 18.7607 GBP
5p ordinary SWAP Short 1,321 18.7800 GBP
5p ordinary SWAP Short 2,473 18.7648 GBP
5p ordinary SWAP Short 3,963 18.7717 GBP
5p ordinary CFD Short 10,591 18.7709 GBP
5p ordinary SWAP Short 10,591 18.7709 GBP
(c) Stock-settled derivative
transactions
(including options)
(i) Writing, selling, purchasing
or varying
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including
subscribing
for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in
concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant
securities under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
Date of disclosure: 16 Oct 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
View source version on businesswire.com:
https://www.businesswire.com/news/home/20181016006195/en/
This information is provided by Business Wire
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