ICAP PLC Holding(s) in Company (6412E)
July 19 2016 - 10:47AM
UK Regulatory
TIDMIAP TIDMSDR
RNS Number : 6412E
ICAP PLC
19 July 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or ICAP plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------- ---------------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights ü
------------------------------------------------------------------------------------------------------ -------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------------------------------------------ -------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------------------------------------------ -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------------------------ -------
Other (please Type 1 disclosure as per the Transparency ü
specify): Directive II Regulation
---------------------------------------------------- ------------------------------------------------ -------
3. Full name of person(s) Schroders plc
subject to the
notification obligation:
(iii)
------------------------------------------------------ -------------------------------------------------------
4. Full name of shareholder(s) Schroder Investment Management
(if different from 3.):(iv) Limited
------------------------------------------------------ -------------------------------------------------------
5. Date of the transaction 15.07.16
and date on
which the threshold is
crossed or
reached: (v)
------------------------------------------------------ -------------------------------------------------------
6. Date on which issuer 19.07.16
notified:
------------------------------------------------------ -------------------------------------------------------
7. Threshold(s) that is/are From 12% - 13%
crossed or
reached: (vi, vii)
------------------------------------------------------ -------------------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- --------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- --------------- ---------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ------------- ---------------- --------- ------------ ------------ -----------
Ordinary
------------- ------------
GB0033872168 88,682,857 84,146,146 89,693,570 N/A 85,156,859 N/A 13.070%
-------------- --------------- --------------- ---------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion rights that rights
Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ -------------------------- -------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- ------------- ------------------ ------------------------- -----------------------
Nominal Delta
---------------- ------------- ------------- ------------------ ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- ------------------------------------------------------------------
85,156,859 13.070%
-------------------------------------------------- ------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------------------
Schroder Investment Management Limited 85,156,859 13.070%
Proxy Voting:
-------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ----------------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- ----------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- ----------------------------------
This disclosure has been
13. Additional information: made based on the legal entity
position exceeding the 13%
threshold. Schroders plc
position remains as per the
last disclosure made 15.07.16.
The shares referred to in
section 9 are held in portfolios
managed by those firms on
a discretionary basis for
clients under investment
management agreements. This
disclosure has been calculated
based on issue share capital
amount 651,567,548.
------------------------------------------------------------- ----------------------------------
14. Contact name:
Deborah Abrehart
------------------------------------------------------------- ----------------------------------
15. Contact telephone number: 020 7000 5000
------------------------------------------------------------- ----------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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