Bank of America Merrill Lynch Form 8.5 (EPT/RI) (5408G)
August 08 2016 - 6:33AM
UK Regulatory
TIDMHOME TIDMSBRY
RNS Number : 5408G
Bank of America Merrill Lynch
08 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Home Retail Group PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Home Retail Group PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 05/08/2016
------------------------------------------------------------------------------------- ------------------------------
(e) In addition to the company in 1(b) above, is the YES
exempt principal trader making disclosures in If YES, specify which:
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
(J Sainsbury PLC)
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B19NKB76 Purchase 287,793 1.562 GBP 1.551 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B19NKB76 Sale 408,569 1.563 GBP 1.55 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 30 1.554 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 30 1.561 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 38 1.561 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 330 1.561 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 472 1.559 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,895 1.559 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,809 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,000 1.559 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 234 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 44 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,658 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 324 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 834 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,096 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 174 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 46 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 680 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 188 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,325 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 149 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,804 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 445 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 493 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,433 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 630 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,657 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,644 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,121 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,899 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 76 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,254 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 54 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 89 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 774 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 50 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,177 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 134 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 284 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 265 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 329 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,677 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,932 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,191 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 69 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 42 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,620 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 23 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 366 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,185 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 955 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,401 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 132 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 26 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 531 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 68 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,068 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 791 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,744 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 124 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 642 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,685 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 243 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 146 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 35 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 59 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 282 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 57 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 207 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 297 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 223 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 12,003 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 945 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 212 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 772 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 19,761 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 84 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 91 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 7,758 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 22,542 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 313 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 355 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,090 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7,258 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 325 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,597 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 876 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 937 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 252 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 413 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 9,670 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 12,204 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,502 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,032 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,068 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,066 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 178 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 236 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 830 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 101 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 10 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 51 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 588 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 764 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 74 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 757 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 343 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 227 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 743 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 10 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,409 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 25 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 48 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 14 1.557 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 164 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,185 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 98 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 315 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 70 1.56 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 13 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 43 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 9,944 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 7,125 1.561 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,654 1.558 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 251 1.550 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 251 1.556 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 9,944 1.555 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 13,779 1.559 GBP
GB00B19NKB76
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercise
Class of relevant security Product description Exercising/ Number of Exercise Price per
e.g. call option exercised securities unit
against
--------------------------- -------------------- ------------ ------------ -------------------
N/A N/A N/A N/A N/A
--------------------------- -------------------- ------------ ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
--------------------------------------------------------------------------------------------
None
--------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 08/08/2016
--------------------- ----------------
Contact name: Harshini Gopa
--------------------- ----------------
Telephone number: +44207 996 3410
--------------------- ----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERBGGDIGXGBGLI
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