UBS AG (EPT) Form 8.5 (EPT/RI) - G4S Plc (4266S)
March 16 2021 - 3:13PM
UK Regulatory
TIDMTTM TIDMGFS
RNS Number : 4266S
UBS AG (EPT)
16 March 2021
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant G4S plc
securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt Connected advisor to Garda World Security
principal trader is connected: Corporation, offeree to G4S
(d) Date dealing undertaken: 15 March 2021
(e) In addition to the company in 1(b) above, is the NO
exempt principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Buy 2664039 2.43398 GBP 2.41100 GBP
25p ordinary Sell 790007 2.43378 GBP 2.41985 GBP
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
25p ordinary CFD Long 320200 2.43378 GBP
25p ordinary CFD Long 4 2.427 GBP
25p ordinary CFD Long 24558 2.427003 GBP
25p ordinary CFD Long 4770 2.427371 GBP
25p ordinary CFD Long 10222 2.42724254480532 GBP
25p ordinary CFD Long 169627 2.42719 GBP
25p ordinary CFD Long 85595 2.427323 GBP
25p ordinary CFD Long 13609 2.4295 GBP
25p ordinary CFD Long 46580 2.427218 GBP
25p ordinary CFD Short 180 2.411 GBP
25p ordinary CFD Short 2737 2.42808 GBP
25p ordinary CFD Short 23390 2.427049 GBP
25p ordinary CFD Short 70864 2.427 GBP
25p ordinary CFD Short 1200000 2.4278 GBP
25p ordinary CFD Short 750000 2.427955 GBP
25p ordinary CFD Short 152860 2.431704 GBP
25p ordinary CFD Short 342165 2.433988 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise price Type Expiry date Option money
relevant description purchasing, securities to per unit e.g. paid/
security e.g. call selling, which option American, received per
option varying etc. relates European etc. unit
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per unit
security e.g. call option against
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 16 March 2021
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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