TIDMFCAP

RNS Number : 6188Z

finnCap Group PLC

26 January 2022

26 January 2022

finnCap Group plc

Option Exercise, Director Dealing Amendment and Total Voting Rights

finnCap Group plc (AIM: FCAP) (the "Company") today announces that Sam Smith, an executive director of the Company, has exercised options over 1,685,714 ordinary shares at an exercise price of 5p per share under the finnCap EMI Plan.

Following these transactions, Sam Smith has a beneficial interest in 17,830,000 ordinary shares, representing 9.93% of the Company's issued share capital.

The Company's ordinary shares referred to above are finnCap Group plc ordinary shares of 1 penny each and, following the issue of 1,685,714 ordinary shares pursuant to Sam's option exercise, the total number of shares in issue is 179,587,394.

On 6 July 2021 it was announced that Tom Hayward, an executive director of the Company, transferred 52,661 ordinary shares from his personal holding into his ISA. However, due to an error by the ISA administrator, only 52,560 ordinary shares were actually acquired by his ISA. Tom's holding is therefore 101 ordinary shares lower than the 4,041,428 announced in July. Tom has a beneficial interest in 4,041,327 ordinary shares, representing 2.25% of the Company's currently issued share capital.

Further details on these transactions are included in the notifications below, made in accordance with the requirements of the EU Market Abuse Regulation which is part of English law by virtue of the European Union (Withdrawal) Act 2018.

Contacts

finnCap Group plc Tel: +44 (0) 20 7220 0500

Sam Smith, Chief Executive Officer investor.relations@finncap.com

Richard Snow, Chief Financial Officer

Grant Thornton (Nominated Adviser) Tel: +44 (0) 20 7383 5100

Philip Secrett/Samantha Harrison/George Grainger

Oberon Capital (Joint Broker) Tel: +44 (0) 20 3179 5344

Mike Seabrook

finnCap Ltd (Joint Broker) Tel: +44 (0) 20 7220 0500

Rhys Williams/Tim Redfern

 
 1     Details of the person discharging managerial responsibilities 
        / person closely associated 
 a)    Name                                   Samantha Smith 
      -------------------------------------  ------------------------------------------ 
 2     Reason for the notification 
      --------------------------------------------------------------------------------- 
 a)    Position/status                        Director, Chief Executive Officer 
      -------------------------------------  ------------------------------------------ 
 b)    Initial notification                   Initial 
        /Amendment 
      -------------------------------------  ------------------------------------------ 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------- 
 a)    Name                                   finnCap Group plc 
      -------------------------------------  ------------------------------------------ 
 b)    LEI                                    213800DLRUJW6JVNS533 
      -------------------------------------  ------------------------------------------ 
 4     Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------- 
 a)    Description of the                     Ordinary shares 
        financial instrument, 
        type of instrument 
 
       Identification code                    GB00BGKPX309 
 
 b)    Nature of the transaction              Exercise of options pursuant to the 
                                               finnCap EMI Plan 
      -------------------------------------  ------------------------------------------ 
 c)    Price(s) and volume(s) 
                                              -------------------  ------------------ 
                                               Price(s)             Volume(s) 
                                              -------------------  ------------------ 
    GBP0.05                                                         1,685,714 
   --------------------------------------------------------------  ------------------ 
 
 d)    Aggregated information 
 
  - Aggregated volume                    N/A 
 
  - Price 
 
 e)    Date of the transaction                25 January 2022 
      -------------------------------------  ------------------------------------------ 
 f)    Place of the transaction               Outside a trading venue 
      -------------------------------------  ------------------------------------------ 
 
 
 1     Details of the person discharging managerial responsibilities 
        / person closely associated 
 a)    Name                                   Tom Hayward 
      -------------------------------------  ------------------------------------------------ 
 2     Reason for the notification 
      --------------------------------------------------------------------------------------- 
 a)    Position/status                        Director, Chief Operating Officer 
      -------------------------------------  ------------------------------------------------ 
 b)    Initial notification                   Amendment 
        /Amendment 
      -------------------------------------  ------------------------------------------------ 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------------- 
 a)    Name                                   finnCap Group plc 
      -------------------------------------  ------------------------------------------------ 
 b)    LEI                                    213800DLRUJW6JVNS533 
      -------------------------------------  ------------------------------------------------ 
 4     Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------------- 
 a)    Description of the                     Ordinary shares 
        financial instrument, 
        type of instrument 
 
       Identification code                    GB00BGKPX309 
 
 b)    Nature of the transaction              Transfer of Ordinary Shares from personal 
                                               holding into an ISA 
      -------------------------------------  ------------------------------------------------ 
 c)    Price(s) and volume(s) 
                                              ----------------------  --------------------- 
                                               Price(s)                Volume(s) 
                                              ----------------------  --------------------- 
    GBP0.3805                                                          52,560 
   -----------------------------------------------------------------  --------------------- 
 
 d)    Aggregated information 
 
  - Aggregated volume                    N/A 
 
  - Price 
 
 e)    Date of the transaction                2 July 2021 
      -------------------------------------  ------------------------------------------------ 
 f)    Place of the transaction               London Stock Exchange, AIM Market 
      -------------------------------------  ------------------------------------------------ 
 

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END

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