Credit Suisse Securities (Eur) Ltd Form 8.5 (EPT/NON-RI)-Eurasian Natural Resources (7374N)
September 11 2013 - 6:25AM
UK Regulatory
TIDMENRC
RNS Number : 7374N
Credit Suisse Securities (Eur) Ltd
11 September 2013
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Credit Suisse Securities (Europe) Limited
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(b) Name of offeror/offeree in relation to whose relevant securities Eurasian Natural Resources Corporation Plc
this form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is Eurasian Natural Resources Corporation Plc
connected:
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(d) Date position held/dealing undertaken: 10-September-2013
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(e) Has the EPT previously disclosed, or is it today disclosing, under Yes - Kazakhmys Plc
the Code in respect
of any other party to this offer?
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2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Ordinary shares
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Interests Short positions
-------------------------------------------------- ------------------ ------------------
Number % Number %
-------------------------------------------------- ---------- ------ --------- -------
(1) Relevant securities owned and/or controlled: 1,230,843 0.096 79,731 0.006
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(2) Derivatives (other than options):
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(3) Options and agreements to purchase/sell:
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TOTAL: 1,230,843 0.096 79,731 0.006
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All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
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Details, including nature of the rights concerned and relevant percentages:
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If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- --------------- --------------------- ---------------
Ordinary shares B 48 228.00
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Ordinary shares B 835 226.10
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Ordinary shares B 1881 224.60
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Ordinary shares S 1878 224.60
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Ordinary shares B 556 224.50
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Ordinary shares B 1390 224.40
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Ordinary shares B 1744 224.00
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Ordinary shares S 367 223.90
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Ordinary shares B 380 223.80
--------------------------- --------------- --------------------- ---------------
Ordinary shares B 1807 223.63
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Ordinary shares S 1807 223.63
--------------------------- --------------- --------------------- ---------------
Ordinary shares S 135 223.50
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Ordinary shares S 617 223.40
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Ordinary shares S 380 223.30
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Ordinary shares B 1251 223.25
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Ordinary shares S 392 223.20
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Ordinary shares B 1893 223.10
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Ordinary shares S 1579 223.10
--------------------------- --------------- --------------------- ---------------
Ordinary shares B 761 223.00
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Ordinary shares S 1523 223.00
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Ordinary shares B 500 222.90
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Ordinary shares S 3035 222.90
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Ordinary shares B 763 222.80
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Ordinary shares S 400 222.80
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Ordinary shares B 1296 222.70
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Ordinary shares S 857 222.70
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Ordinary shares B 18152 222.66
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Ordinary shares S 18152 222.66
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Ordinary shares B 14745 222.61
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Ordinary shares S 14745 222.61
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Ordinary shares B 1083 222.60
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Ordinary shares B 381 222.20
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Ordinary shares S 381 222.20
--------------------------- --------------- --------------------- ---------------
Ordinary shares B 1468 222.00
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Ordinary shares S 633 222.00
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Ordinary shares S 173 221.90
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Ordinary shares B 549 221.50
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Ordinary shares B 2792 221.30
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Ordinary shares S 2956 221.30
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Ordinary shares S 879 221.20
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Ordinary shares B 6483 221.01
--------------------------- --------------- --------------------- ---------------
Ordinary shares S 6483 221.01
--------------------------- --------------- --------------------- ---------------
Ordinary shares B 2395 221.00
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Ordinary shares S 7447 221.00
--------------------------- --------------- --------------------- ---------------
Ordinary shares B 3569 220.90
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Ordinary shares B 2297 220.80
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Ordinary shares B 783 220.70
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Ordinary shares S 927 220.60
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Ordinary shares B 14857 219.80
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Total Purchases 84,659
Total Sales: 65,728
b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
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The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
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Date of disclosure: 11-September-2013
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Contact name: Anthony Allen / Paul MacDonald
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Telephone number: 0207 888 5416 / 8548
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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