TIDMCZA
RNS Number : 5791W
Coal of Africa Limited
29 January 2013
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Coal of Africa Limited
-------------------------
ACN/ARSN 008 905 388
-------------------------
1. Details of substantial holder (1)
Name Africa Investments Holdings Ltd. (formerly known as
African Global Capital Holdings, Ltd.) on behalf of
itself and Africa Investments GP I, Ltd. (formerly
known as African Global Capital GP I, Ltd.), Och-Ziff
Capital Management Group LLC, Och-Ziff Holding Corporation,
The Sovereign Group, Palladino Holdings Limited, Adriano
Consultants Limited, OZ Management LP, OZ Management
II, LP, OZ Africa Management GP, LLC, OZ Global Special
Investments Master Fund, L.P., OZ Europe Master Fund,
Ltd, OZ Master Fund, Ltd, Gordel Capital Limited,
Merrill Lynch Investment Solutions - Och-Ziff European
Multi-Strategy UCITS Fund, OZ ELS Master Fund, Ltd.,
OZ Africa Investments (MD), Ltd., OZ Africa Investments
(ME), Ltd., OZ Africa Investments (SI), Ltd., Africa
Investments I, L.P. (formerly known as African Global
Capital I, L.P.) and Coal Investments Limited
-------------------------------------------------------------
ACN/ARSN (if applicable) n/a
-------------------------------------------------------------
There was a change in the
interests of the
substantial holder on 23/01/2013
The previous notice was
given to the company on 27/07/2010
The previous notice was
dated 27/07/2010
-------------
2. Previous and present voting power
The total number of votes attached to all the voting shares in
the company or voting interests in the scheme that the substantial
holder or an associate (2) had a relevant interest (3) in when last
required, and when now required, to give a substantial holding
notice to the company or scheme, are as follows:
Class of securities Previous notice Present notice
(4)
---------------------------- -----------------------------
Person's Voting power Person's Voting power
votes (5) votes (5)
--------------------- ------------- ------------- -------------- -------------
Fully paid
ordinary shares 74,453,512 14.03% 108,721,468 12.78%
--------------------- ------------- ------------- -------------- -------------
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a
relevant interest of the substantial holder or an associate in
voting securities of the company or scheme, since the substantial
holder was last required to give a substantial holding notice to
the company or scheme are as follows:
Date Person whose Nature of Consideration Class and Person's
of change relevant change (6) given number votes
interest in relation of securities affected
changed to change affected
(7)
------------ -------------- ------------------------------ --------------- ---------------- ------------
Refer to
Annexure
A
------------ -------------- ------------------------------ --------------- ---------------- ------------
Since the date of the
last notice, the interests
of the persons named
in item 1 have changed
as a result of acquisitions
and disposals of shares
and further issues of
securities by the company,
but the changes have
not to date resulted
in a notifiable change
in substantial holding.
As a result of a placement
of shares on 23/01/2013,
the voting power of
the persons in item
1 has decreased, which
The persons has now resulted in Fully Paid
named in a notifiable change Ordinary
23/01/2013 Item 1 in substantial holding. Shares 108,721,468
------------ -------------- ----------------------------------------------- --------------- ------------
4. Present relevant interests
Particulars of each relevant interest of the substantial holder
in voting securities after the change are as follows:
Holder of Registered Person Nature of Class and number Person's
relevant holder entitled relevant of securities votes
interest of to be interest
securities registered (6)
as holder
(8)
------------------- ------------------- ------------------- ------------------- -------------------- ------------
Och-Ziff
Capital
Management
Group LLC,
Och-Ziff
Holding Africa Africa
Corporation, Investments Investments
The Sovereign I, L.P. I, L.P.
Group, Palladino
Holdings
Limited,
Adriano
Consultants 33,470,512 Shares 33,470,512
Limited, Coal Investments Coal Investments
OZ Management Limited Limited
LP, OZ Management
II LP, OZ
Africa Management OZ Master OZ Master
GP, LLC, Fund, Ltd Fund, Ltd
OZ Global
Special Gordel Gordel 36,139,355 Shares 36,139,355
Investments Capital Capital
Master Fund, Limited Limited
LP, OZ Europe
Master Fund, OZ Europe OZ Europe 21,501,614 Shares 21,501,614
Ltd, OZ Master Master
Master Fund, Fund, Ltd Fund, Ltd
Ltd, Gordel 1,557,228 Shares 1,557,228
Capital OZ Global OZ Global
Limited, Special Special
Merrill Investments Investments 4,794,802 Shares 4,794,802
Lynch Investment Master Master
Solutions Fund, LP Fund, LP
- Och Ziff 2,148,590 Shares 2,148,590
European Merrill Merrill
Multi Strategy Lynch Investment Lynch Investment
UCITS Fund, Solutions Solutions
OZ ELS Master - Och Ziff - Och Ziff
Fund, Ltd., European European 1,641,148 Shares 1,641,148
Africa Multi Strategy Multi Strategy
Investments UCITS Fund UCITS Fund
Holdings
Ltd,, Africa OZ ELS OZ ELS
Investments Master Master
GP 1, Ltd., Fund, Ltd. Fund, Ltd.
Africa The holder 461,715 Shares 461,715
Investments OZ Africa OZ Africa of the relevant
I, L.P., Investments Investments interest has
OZ Africa (MD), Ltd. (MD), Ltd. a relevant 3,403,057 Shares 3,403,057
Investments interest in
(MD), Ltd, OZ Africa OZ Africa the holdings
OZ Africa Investments Investments detailed below
Investments (ME), Ltd. (ME), Ltd. by virtue 3,003,690 Shares 3,003,690
(ME), Ltd of section
and OZ Africa OZ Africa OZ Africa 608(3) of
Investments Investments Investments the Corporations
(SI), Ltd. (SI), Ltd. (SI), Ltd. Act 2001- 599,757 Shares 599,757
------------------- ------------------- ------------------- ------------------- -------------------- ------------
Africa Investments
I, L.P. has
a relevant
interest in
these Shares,
being the
Africa Africa registered
Africa Investments Investments Investments owner of the
I, LP I, L.P. I, L.P. Shares. 33,470,512 Shares 33,470,512
------------------- ------------------- ------------------- ------------------- -------------------- ------------
Coal Investments
Limited has
a relevant
interest in
these Shares,
being the
registered
Coal Investments Coal Investments Coal Investments owner of the
Limited Limited Limited Shares 36,139,355 Shares 36,139,355
------------------- ------------------- ------------------- ------------------- -------------------- ------------
OZ Master
Fund, Ltd
has a relevant
interest in
these Shares,
being the
registered
OZ Master OZ Master OZ Master owner of the
Fund, Ltd Fund, Ltd Fund, Ltd Shares 21,501,614 Shares 21,501,614
------------------- ------------------- ------------------- ------------------- -------------------- ------------
Gordel Capital
Limited has
a relevant
interest in
these Shares,
being the
Gordel Gordel registered
Gordel Capital Capital Capital owner of the
Limited Limited Limited Shares. 1,557,228 Shares 1,557,228
------------------- ------------------- ------------------- ------------------- -------------------- ------------
OZ Europe
Master Fund,
Ltd has a
relevant interest
in these Shares,
being the
OZ Europe OZ Europe OZ Europe registered
Master Fund, Master Master owner of the
Ltd Fund, Ltd Fund, Ltd Shares 4,794,802 Shares 4,794,802
------------------- ------------------- ------------------- ------------------- -------------------- ------------
OZ Global
Special
Investments
Master Fund,
LP has a relevant
interest in
OZ Global OZ Global OZ Global these Shares,
Special Special Special being the
Investments Investments Investments registered
Master Fund, Master Master owner of the
LP Fund, LP Fund, LP Shares 2,148,590 Shares 2,148,590
------------------- ------------------- ------------------- ------------------- -------------------- ------------
Merrill Lynch
Investment
Solutions
- Och Ziff
European Multi
Strategy UCITS
Merrill Merrill Merrill Fund has a
Lynch Investment Lynch Investment Lynch Investment relevant interest
Solutions Solutions Solutions in these Shares,
- Och Ziff - Och Ziff - Och Ziff being the
European European European registered
Multi Strategy Multi Strategy Multi Strategy owner of the
UCITS Fund UCITS Fund UCITS Fund Shares. 1,641,148 Shares 1,641,148
------------------- ------------------- ------------------- ------------------- -------------------- ------------
OZ ELS Master
Fund, Ltd.
has a relevant
interest in
these Shares,
being the
OZ ELS OZ ELS registered
OZ ELS Master Master Master owner of the
Fund, Ltd. Fund, Ltd. Fund, Ltd. Shares 461,715 Shares 461,715
------------------- ------------------- ------------------- ------------------- -------------------- ------------
OZ Africa
Investments
(MD), Ltd.
has a relevant
interest in
these Shares,
being the
OZ Africa OZ Africa OZ Africa registered
Investments Investments Investments owner of the
(MD), Ltd. (MD), Ltd. (MD), Ltd. Shares 3,403,057 Shares 3,403,057
------------------- ------------------- ------------------- ------------------- -------------------- ------------
OZ Africa
Investments
(ME), Ltd.
has a relevant
interest in
these Shares,
being the
OZ Africa OZ Africa OZ Africa registered
Investments Investments Investments owner of the
(ME), Ltd. (ME), Ltd. (ME), Ltd. Shares 3,003,690 Shares 3,003,690
------------------- ------------------- ------------------- ------------------- -------------------- ------------
OZ Africa
Investments
(SI), Ltd.
has a relevant
interest in
these Shares,
being the
OZ Africa OZ Africa OZ Africa registered
Investments Investments Investments owner of the
(SI), Ltd. (SI), Ltd. (SI), Ltd. Shares 599,757 Shares 599,757
------------------- ------------------- ------------------- ------------------- -------------------- ------------
5. Changes in association
The persons who have become associates (2) of, ceased to be
associates of, or have changed the nature of their association (9)
with, the substantial holder in relation to voting interests in the
company or scheme are as follows:
Name and ACN/ARSN (if Nature of association
applicable)
--------------------------- ------------------------------------
African Management Limited Ceased to be investment manager of
entities holding Shares in Coal of
Africa Limited
--------------------------- ------------------------------------
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
------------------------------ -----------------------------------------
Africa Investments 1, Maples Corporate Services Ltd, PO
L.P. Limited Box 309, Ugland House, Grand Cayman,
KY1-1104, Cayman Islands
------------------------------ -----------------------------------------
Coal Investments Limited Stuarts Corporate Service Ltd, Cayman
Financial Centre, PO Box 2510, George
Town, Grand Cayman, KY1 - 1104, Cayman
Islands
------------------------------ -----------------------------------------
Och-Ziff Capital Management 1209 Orange Street, in the City of
Group LLC Wilmington, County of New Castle
------------------------------ -----------------------------------------
Och-Ziff Holding Corporation 1209 Orange Street, in the City of
Wilmington, County of New Castle
------------------------------ -----------------------------------------
The Sovereign Group PO Box 170, Churchill Building, Front
Street, Grand Turk, Turks and Caicos
Islands
------------------------------ -----------------------------------------
Palladino Holdings Limited PO Box 170, Churchill Building, Front
Street, Grand Turk, Turks and Caicos
Islands
------------------------------ -----------------------------------------
Adriano Consultants Limited Mill Mall, Suite 6, Wickhams Cay
1, PO Box 3085, Road Town, Tortola,
British Virgin Islands
------------------------------ -----------------------------------------
OZ Management LP Level 39, 9 West 57(th) Street, New
York, New York, 10016
------------------------------ -----------------------------------------
OZ Management II LP Level 39, 9 West 57(th) Street, New
York, New York, 10016
------------------------------ -----------------------------------------
OZ Africa Management Level 39, 9 West 57(th) Street, New
GP, LLC York, New York, 10016
------------------------------ -----------------------------------------
OZ Global Special Investments c/o State Street (Cayman) Trust,
Master Fund, LP Ltd, , P.O. Box 896, Suite 3307,
Gardenia Court, 45 Market Street,
Camana Bay, , Grand Cayman, Cayman
Islands KY1-1103
------------------------------ -----------------------------------------
OZ Europe Master Fund, c/o State Street (Cayman) Trust,
Ltd Ltd, , P.O. Box 896, Suite 3307,
Gardenia Court, 45 Market Street,
Camana Bay, , Grand Cayman, Cayman
Islands KY1-1103
------------------------------ -----------------------------------------
OZ Master Fund, Ltd c/o State Street (Cayman) Trust,
Ltd, , P.O. Box 896, Suite 3307,
Gardenia Court, 45 Market Street,
Camana Bay, , Grand Cayman, Cayman
Islands KY1-1103
------------------------------ -----------------------------------------
Gordel Capital Limited c/o Trident Trust Company (BVI) Ltd.,
Trident Chambers, Wickhams Cay, Road
Town,Tortola, British Virgin Islands
------------------------------ -----------------------------------------
Merrill Lynch Investment 16 Boulevard Royal L-2449 Luxembourg
Solutions - Och Ziff
European Multi Strategy
UCITS Fund
------------------------------ -----------------------------------------
OZ ELS Master Fund, Ltd. c/o State Street(Cayman) Trust, Ltd,
, P.O. Box 896, Suite 3307, Gardenia
Court, 45 Market Street, Camana Bay,
, Grand Cayman, Cayman Islands KY1-1103
------------------------------ -----------------------------------------
OZ Africa Investments Walkers SPV Limited, Walker House,
(MD), Ltd 87 Mary Street, George Town, Grand
Cayman KY1-9002, Cayman Islands
------------------------------ -----------------------------------------
OZ Africa Investments Walkers SPV Limited, Walker House,
(ME), Ltd 87 Mary Street, George Town, Grand
Cayman KY1-9002, Cayman Islands
------------------------------ -----------------------------------------
OZ Africa Investments Walkers SPV Limited, Walker House,
(SI), Ltd 87 Mary Street, George Town, Grand
Cayman KY1-9002, Cayman Islands
------------------------------ -----------------------------------------
Africa Investments GP Maples Corporate Services Ltd, PO
I, Ltd. Box 309, Ugland House, Grand Cayman,
KY1-1104, Cayman Islands
------------------------------ -----------------------------------------
Africa Investments Holdings Maples Corporate Services Ltd, PO
Ltd. Box 309, Ugland House, Grand Cayman,
KY1-1104, Cayman Islands
------------------------------ -----------------------------------------
Signature
print capacity
name
-----------
sign here date / /
-----------
DIRECTIONS
(1) If there are a number of substantial holders with similar or
related relevant interests (eg a corporation and its related
corporations, or the manager and trustee of an equity trust), the
names could be included in an annexure to the form. If the relevant
interests of a group of persons are essentially similar, they may
be referred to throughout the form as a specifically named group if
the membership of each group, with the names and addresses of
members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608
and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless
divided into separate classes.
(5) The person's votes divided by the total votes in the body
corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of
which the change in relevant interest occurred. If subsection
671B(4) applies, a copy of any document setting out the terms of
any relevant agreement, and a statement by the person giving full
and accurate details of any contract, scheme or arrangement, must
accompany this form, together with a written statement certifying
this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise,
control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest
relates (indicating clearly the particular securities to which the
qualification applies).
See the definition of "relevant agreement" in section 9 of the
Corporations Act 2001.
(7) Details of the consideration must include any and all
benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in
relation to that acquisition. Details must be included even if the
benefit is conditional on the happening or not of a contingency.
Details must be included of any benefit paid on behalf of the
substantial holder or its associate in relation to the
acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the
identity of the person (eg if the relevant interest arises because
of an option) write "unknown".
(9) Give details, if appropriate, of the present association and
any change in that association since the last substantial holding
notice.
ANNEXURE A
Africa Investments Holdings Ltd. (formerly known as African
Global Capital Holdings, Ltd.) on behalf of itself and Africa
Investments GP I, Ltd. (formerly known as African Global Capital GP
I, Ltd.), Och-Ziff Capital Management Group LLC, Och-Ziff Holding
Corporation, The Sovereign Group, Palladino Holdings Limited,
Adriano Consultants Limited, OZ Management LP, OZ Management II,
LP, OZ Africa Management GP, LLC, OZ Global Special Investments
Master Fund, L.P., OZ Europe Master Fund, Ltd, OZ Master Fund, Ltd,
Gordel Capital Limited, Merrill Lynch Investment Solutions -
Och-Ziff European Multi-Strategy UCITS Fund, OZ ELS Master Fund,
Ltd., OZ Africa Investments (MD), Ltd., OZ Africa Investments (ME),
Ltd., OZ Africa Investments (SI), Ltd., Africa Investments I, L.P.
(formerly known as African Global Capital I, L.P.) and Coal
Investments Limited
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 3,403,057
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
The Acquisition Fully
persons by OZ Africa Paid
named Investments Ordinary
6/8/2012 in Item 1 (MD), Ltd. Shares 4,143,240 1,035,810.00 4,143,240
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
10/1/2013 in Item 1 (MD), Ltd. Shares 183,839 42,430.04 183,839
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
11/1/2013 in Item 1 (MD), Ltd. Shares 272,446 63,125.74 272,446
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
14/1/2013 in Item 1 (MD), Ltd. Shares 131,874 30,251.90 131,874
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
15/1/2013 in Item 1 (MD), Ltd. Shares 43,219 9,521.15 43,219
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
18/1/2013 in Item 1 (MD), Ltd. Shares 11,227 2,482.29 11,227
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
21/1/2013 in Item 1 (MD), Ltd. Shares 36,998 8,139.56 36,998
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
22/1/2013 in Item 1 (MD), Ltd. Shares 1,110 244.20 1,110
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
23/1/2013 in Item 1 (MD), Ltd. Shares 59,470 13,089.35 59,470
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 3,003,690
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
The Acquisition Fully
persons by OZ Africa Paid
named Investments Ordinary
6/8/2012 in Item 1 (ME), Ltd. Shares 3,657,004 914,251.00 3,657,004
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
10/1/2013 in Item 1 (ME), Ltd. Shares 162,265 37,450.76 162,265
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
11/1/2013 in Item 1 (ME), Ltd. Shares 240,472 55,717.36 240,472
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
14/1/2013 in Item 1 (ME), Ltd. Shares 116,397 26,701.47 116,397
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
15/1/2013 in Item 1 (ME), Ltd. Shares 38,147 8,403.78 38,147
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
18/1/2013 in Item 1 (ME), Ltd. Shares 9,908 2,190.66 9,908
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
21/1/2013 in Item 1 (ME), Ltd. Shares 32,657 7,184.54 32,657
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
22/1/2013 in Item 1 (ME), Ltd. Shares 976 214.72 976
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
23/1/2013 in Item 1 (ME), Ltd. Shares 52,492 11,553.49 52,492
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 599,757
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
The Acquistion Fully
persons by OZ Africa Paid
named Investments Ordinary
6/8/2012 in Item 1 (SI), Ltd. Shares 730,207 182,551.75 730,207
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
10/1/2013 in Item 1 (SI), Ltd. Shares 32,401 7,478.15 32,401
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
11/1/2013 in Item 1 (SI), Ltd. Shares 48,016 11,125.31 48,016
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
14/1/2013 in Item 1 (SI), Ltd. Shares 23,240 5,331.26 23,240
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
15/1/2013 in Item 1 (SI), Ltd. Shares 7,618 1,678.25 7,618
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
18/1/2013 in Item 1 (SI), Ltd. Shares 1,977 437.11 1,977
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
21/1/2013 in Item 1 (SI), Ltd. Shares 6,522 1,434.84 6,522
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
22/1/2013 in Item 1 (SI), Ltd. Shares 194 42.68 194
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Africa Paid
named Investments Ordinary
23/1/2013 in Item 1 (SI), Ltd. Shares 10,482 2,307.09 10,482
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 36,139,355
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
10/1/2013 in Item 1 Ltd. Shares 94,421 21,792.37 94,421
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
11/1/2013 in Item 1 Ltd. Shares 139,931 32,422.01 139,931
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
14/1/2013 in Item 1 Ltd. Shares 67,732 15,537.72 67,732
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
15/1/2013 in Item 1 Ltd. Shares 22,197 4,890.00 22,197
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
18/1/2013 in Item 1 Ltd. Shares 5,766 1,274.86 5,766
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
21/1/2013 in Item 1 Ltd. Shares 19,002 4,180.44 19,002
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
22/1/2013 in Item 1 Ltd. Shares 568 124.96 568
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
23/1/2013 in Item 1 Ltd. Shares 30,544 6,722.73 30,544
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
10/1/2013 in Item 1 Ltd. Shares 183,741 42,407.42 183,741
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
11/1/2013 in Item 1 Ltd. Shares 272,299 63,091.68 272,299
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
14/1/2013 in Item 1 Ltd. Shares 131,802 30,235.38 131,802
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
15/1/2013 in Item 1 Ltd. Shares 43,195 9,515.86 43,195
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
18/1/2013 in Item 1 Ltd. Shares 11,220 2,480.74 11,220
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
21/1/2013 in Item 1 Ltd. Shares 36,980 8,135.60 36,980
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
22/1/2013 in Item 1 Ltd. Shares 1,107 243.54 1,107
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
23/1/2013 in Item 1 Ltd. Shares 59,440 13,082.74 59,440
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
10/1/2013 in Item 1 Ltd. Shares 59,784 13,798.15 59,784
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
11/1/2013 in Item 1 Ltd. Shares 88,597 20,527.92 88,597
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
14/1/2013 in Item 1 Ltd. Shares 42,885 9,837.82 42,885
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
15/1/2013 in Item 1 Ltd. Shares 14,054 3,096.10 14,054
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
18/1/2013 in Item 1 Ltd. Shares 3,652 807.46 3,652
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
21/1/2013 in Item 1 Ltd. Shares 12,030 2,646.60 12,030
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
22/1/2013 in Item 1 Ltd. Shares 359 78.98 359
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Coal Paid
named Investments, Ordinary
23/1/2013 in Item 1 Ltd. Shares 19,339 4,256.51 19,339
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 461,715
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
The Acquisition Fully
persons by OZ ELS Paid
named Master Ordinary
3/11/2011 in Item 1 Fund, Ltd. Shares 191,955 97,897.05 191,955
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Acquisition Fully
persons by OZ ELS Paid
named Master Ordinary
15/12/2011 in Item 1 Fund, Ltd. Shares 259,639 132,415.89 259,639
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
30/3/2012 in Item 1 Fund, Ltd. Shares 8,570 5,267.98 8,570
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
2/4/2012 in Item 1 Fund, Ltd. Shares 149,487 93,922.68 149,487
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Acquisition Fully
persons by OZ ELS Paid
named Master Ordinary
6/8/2012 in Item 1 Fund, Ltd. Shares 204,762 51,190.50 204,762
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
10/1/2013 in Item 1 Fund, Ltd. Shares 9,087 2,097.28 9,087
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
11/1/2013 in Item 1 Fund, Ltd. Shares 13,466 3,120.07 13,466
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
14/1/2013 in Item 1 Fund, Ltd. Shares 6,516 1,494.77 6,516
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
15/1/2013 in Item 1 Fund, Ltd. Shares 1,646 362.61 1,646
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
15/1/2013 in Item 1 Fund, Ltd. Shares 490 107.95 490
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
18/1/2013 in Item 1 Fund, Ltd. Shares 556 122.93 556
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
21/1/2013 in Item 1 Fund, Ltd. Shares 1,828 402.16 1,828
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
22/1/2013 in Item 1 Fund, Ltd. Shares 55 12.10 55
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ ELS Paid
named Master Ordinary
23/1/2013 in Item 1 Fund, Ltd. Shares 2,940 647.09 2,940
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 1,557,228
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
The Acquistion Fully
persons by Gordel Paid
named Capital Ordinary
15/12/2011 in Item 1 Ltd. Shares 685,688 349,700.88 685,688
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Acquistion Fully
persons by Gordel Paid
named Capital Ordinary
3/11/2011 in Item 1 Ltd. Shares 506,939 258,538.89 506,939
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Acquistion Fully
persons by Gordel Paid
named Capital Ordinary
6/8/2012 in Item 1 Ltd. Shares 337,785 84,446.25 337,785
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Gordel Paid
named Capital Ordinary
10/1/2013 in Item 1 Ltd. Shares 14,988 3,459.23 14,988
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Gordel Paid
named Capital Ordinary
11/1/2013 in Item 1 Ltd. Shares 22,213 5,146.75 22,213
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Gordel Paid
named Capital Ordinary
14/1/2013 in Item 1 Ltd. Shares 10,750 2,466.05 10,750
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Gordel Paid
named Capital Ordinary
15/1/2013 in Item 1 Ltd. Shares 3,523 776.12 3,523
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Gordel Paid
named Capital Ordinary
18/1/2013 in Item 1 Ltd. Shares 915 202.31 915
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Gordel Paid
named Capital Ordinary
21/1/2013 in Item 1 Ltd. Shares 3,016 663.52 3,016
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Gordel Paid
named Capital Ordinary
22/1/2013 in Item 1 Ltd. Shares 90 19.80 90
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Gordel Paid
named Capital Ordinary
23/1/2013 in Item 1 Ltd. Shares 4,849 1,067.26 4,849
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
Holdings as
of
January
23, 2013: 21,501,614
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
The Fully
persons Acquisition Paid
named by OZ Master Ordinary
15/12/2011 in Item 1 Fund Ltd. Shares 7,344,509 3,745,699.59 7,344,509
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Fully
persons Acquisition Paid
named by OZ Master Ordinary
3/11/2011 in Item 1 Fund Ltd. Shares 5,429,906 2,769,252.06 5,429,906
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Fully
persons Acquisition Paid
named by OZ Master Ordinary
6/8/2012 in Item 1 Fund Ltd. Shares 7,683,759 1,920,939.75 7,683,759
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Master Paid
named Fund Ordinary
10/1/2013 in Item 1 Ltd. Shares 236,923 54,681.83 236,923
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Master Paid
named Fund Ordinary
11/1/2013 in Item 1 Ltd. Shares 351,110 81,352.19 351,110
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Master Paid
named Fund Ordinary
14/1/2013 in Item 1 Ltd. Shares 169,952 38,986.99 169,952
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Master Paid
named Fund Ordinary
15/1/2013 in Item 1 Ltd. Shares 55,700 12,270.71 55,700
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Master Paid
named Fund Ordinary
18/1/2013 in Item 1 Ltd. Shares 14,462 3,197.55 14,462
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Master Paid
named Fund Ordinary
21/1/2013 in Item 1 Ltd. Shares 47,684 10,490.48 47,684
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Master Paid
named Fund Ordinary
22/1/2013 in Item 1 Ltd. Shares 1,430 314.60 1,430
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Master Paid
named Fund Ordinary
23/1/2013 in Item 1 Ltd. Shares 76,642 16,868.90 76,642
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 4,794,802
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
The Disposal by Fully
persons OZ Europe Paid
named Master Ordinary
6/1/2011 in Item 1 Fund, Ltd. Shares 50,000 55,000 50,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Acquisition Fully
persons by OZ Europe Paid
named Master Fund, Ordinary
6/8/2012 in Item 1 Ltd. Shares 3,924,836 981,209 3,924,836
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 0
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
Disposal by Fully
OZ Select OZ Select Paid
Master Master Ordinary
7/11/2011 Fund, Ltd. Fund, Ltd. Shares 41,819 23,105.00 41,819
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 2,148,590
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
Acquisition
by OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
15/12/2011 in Item 1 L.P. Shares 594,696 303,294.96 594,696
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Acquisition
by OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
3/11/2011 in Item 1 L.P. Shares 439,668 224,230.68 439,668
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
12/3/2012 in Item 1 L.P. Shares 125,000 83,437.50 125,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
13/3/2012 in Item 1 L.P. Shares 96,712 65,909.23 96,712
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
13/3/2012 in Item 1 L.P. Shares 248,288 169,208.27 248,288
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
14/3/2012 in Item 1 L.P. Shares 1,600 1,102.08 1,600
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
15/3/2012 in Item 1 L.P. Shares 250,000 170,000.00 250,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Acquisition
by OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
6/8/2012 in Item 1 L.P. Shares 1,824,330 456,082.50 1,824,330
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
10/1/2013 in Item 1 L.P. Shares 21,166 4,885.11 21,166
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
11/1/2013 in Item 1 L.P. Shares 31,367 7,267.73 31,367
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
14/1/2013 in Item 1 L.P. Shares 15,181 3,482.52 15,181
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
15/1/2013 in Item 1 L.P. Shares 4,977 1,096.43 4,977
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
18/1/2013 in Item 1 L.P. Shares 1,293 285.88 1,293
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
21/1/2013 in Item 1 L.P. Shares 4,259 936.98 4,259
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
22/1/2013 in Item 1 L.P. Shares 127 27.94 127
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
OZ Global
The Special Fully
persons Investments Paid
named Master Fund, Ordinary
23/1/2013 in Item 1 L.P. Shares 6,846 1,506.80 6,846
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 1,641,148
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Person Consideration
whose given in
relevant Class and Number relation Person's
Date of interest Nature of of Securities to change votes
Change changed Change affected (in GBP) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
Acquisition
by Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
15/12/2011 in Item 1 UCITS Fund Shares 889,431 453,609.81 889,431
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Acquisition
by Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
3/11/2011 in Item 1 UCITS Fund Shares 657,569 335,360.19 657,569
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
13/3/2012 in Item 1 UCITS Fund Shares 150,000 102,060.00 150,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
14/3/2012 in Item 1 UCITS Fund Shares 325,000 221,812.50 325,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Acquisition
by Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
6/8/2012 in Item 1 UCITS Fund Shares 692,942 173,235.50 692,942
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
10/1/2013 in Item 1 UCITS Fund Shares 30,746 7,096.18 30,746
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
11/1/2013 in Item 1 UCITS Fund Shares 45,567 10,557.87 45,567
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
14/1/2013 in Item 1 UCITS Fund Shares 22,056 5,059.65 22,056
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
15/1/2013 in Item 1 UCITS Fund Shares 7,229 1,592.55 7,229
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
18/1/2013 in Item 1 UCITS Fund Shares 1,877 415.00 1,877
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
21/1/2013 in Item 1 UCITS Fund Shares 6,189 1,361.58 6,189
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
22/1/2013 in Item 1 UCITS Fund Shares (185) (40.70) (185)
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Disposal by
Merrill
Lynch
Investments
Solutions -
Och Ziff
The European Fully
persons Multi Paid
named Strategy Ordinary
23/1/2013 in Item 1 UCITS Fund Shares 9,945 2,188.89 9,945
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The
Holder of persons
relevant named
interest: in Item 1
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Holdings as
of
January
23, 2013: 33,470,512
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Consideration
given in
Person relation
whose to change
relevant Class and Number (in South Person's
Date of interest Nature of of Securities African votes
Change changed Change affected Rands) affected
------------ ----------- ------------- ---------------------------------- --------------------------- -----------------------
The Disposal by Fully
persons Africa Paid
named Investments Ordinary
5/1/2011 in Item 1 I, L.P. Shares 57,376 600,646.39 57,376
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Africa Paid
named Investments Ordinary
5/1/2011 in Item 1 I, L.P. Shares 34,993 361,327.22 34,993
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Africa Paid
named Investments Ordinary
6/1/2011 in Item 1 I, L.P. Shares 97,631 1,056,933.68 97,631
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Africa Paid
named Investments Ordinary
16/2/2011 in Item 1 I, L.P. Shares 8,874 96,637.86 8,874
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Africa Paid
named Investments Ordinary
17/2/2011 in Item 1 I, L.P. Shares 1,000 10,920.00 1,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Africa Paid
named Investments Ordinary
17/2/2011 in Item 1 I, L.P. Shares 11,000 117,920.00 11,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Africa Paid
named Investments Ordinary
18/2/2011 in Item 1 I, L.P. Shares 1,000 10,920.00 1,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Acquisition Fully
persons by Africa Paid
named Investments Ordinary
21/2/2011 in Item 1 I L.P. Shares 1,000 10,920.00 1,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Acquisition Fully
persons by Africa Paid
named Investments Ordinary
21/2/2011 in Item 1 I L.P. Shares 1,000 10,920.00 1,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Africa Paid
named Investments Ordinary
21/2/2011 in Item 1 I, L.P. Shares 70,126 737,374.89 70,126
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Africa Paid
named Investments Ordinary
21/2/2011 in Item 1 I, L.P. Shares 10,000 105,900.00 10,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
The Disposal by Fully
persons Africa Paid
named Investments Ordinary
9/3/2011 in Item 1 I, L.P. Shares 50,000 511,865.00 50,000
------------ ----------- ------------- --------- ----------------------- --------------------------- -----------------------
Signature:
----------- ------------------------
Name: Joel M. Frank
----------- ------------------------
Capacity: Chief Financial Officer
----------- ------------------------
GUIDE This guide does not form part of the prescribed form and
is included by ASIC to assist you in completing and lodging form
604.
Signature This form must be signed by either a director
or a secretary of the substantial holder.
Lodging Period Nil
Lodging Fee Nil
Other forms to be Nil
completed
Additional information
(a) If additional space is required to complete
a question, the information may be included on
a separate piece of paper annexed to the form.
(b) This notice must be given to a listed company,
or the responsible entity for a listed managed
investment scheme. A copy of this notice must
also be given to each relevant securities exchange.
(c) The person must give a copy of this notice:
(i) within 2 business days after they become
aware of the information; or
(ii) by 9.30 am on the next trading day of the
relevant securities exchange after they become
aware of the information if:
(A) a takeover bid is made for voting shares
in the company or voting interests in the scheme;
and
(B) the person becomes aware of the information
during the bid period.
Annexures
To make any annexure conform to the regulations,
you must
1 use A4 size paper of white or light pastel
colour with a margin of at least 10mm on all
sides
2 show the corporation name and ACN or ARBN
3 number the pages consecutively
4 print or type in BLOCK letters in dark blue
or black ink so that the document is clearly
legible when photocopied
5 identify the annexure with the mark such as
A, B, C, etc
6 endorse the annexure with the words:
This is annexure (mark) of (number) pages referred
to in form (form number and title)
7 sign and date the annexure
The annexure must be signed by the same person(s)
who signed the form.
Information in this guide is intended as a guide only. Please
consult your accountant or solicitor for further advice
This information is provided by RNS
The company news service from the London Stock Exchange
END
MSCGCGDBLBDBGXC
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