Appendix 3B
November 09 2010 - 3:10AM
UK Regulatory
TIDMCZA
RNS Number : 8505V
Coal of Africa Limited
09 November 2010
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
+------------------------------------------------------------+
| Name of entity |
+------------------------------------------------------------+
| Coal of Africa Limited |
+------------------------------------------------------------+
+------------------------------+
| ABN |
+------------------------------+
| 98 008 905 388 |
+------------------------------+
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
+--+----------------------+-------------------------------+
| 1| +Class of | Options |
| | +securities issued | |
| | or to be issued | |
| | | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 2| Number of | 2,500,000 |
| | +securities issued | |
| | or to be issued (if | |
| | known) or maximum | |
| | number which may be | |
| | issued | |
| | | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 3| Principal terms of | Options exercisable on or |
| | the +securities (eg, | before 9 November 2015 at an |
| | if options, exercise | exercise price of $1.20 |
| | price and expiry | |
| | date; if partly paid | |
| | +securities, the | |
| | amount outstanding | |
| | and due dates for | |
| | payment; if | |
| | +convertible | |
| | securities, the | |
| | conversion price and | |
| | dates for | |
| | conversion) | |
+--+----------------------+-------------------------------+
+---------------+----------+-+--------------------+----------+---------------+----------------+----------+----------+
| | | | | |
+---------------+--------------------------------------------+--------------------------------+----------+----------+
| 4 | Do the +securities rank equally in all | No | | |
| | respects from the date of allotment with | Options over unissued shares | | |
| | an existing +class of quoted +securities? | may only be | | |
| | | exercised in accordance with | | |
| | If the additional securities do not rank | their terms and conditions. | | |
| | equally, please state: | Upon conversion of the options | | |
| | · the date from which they do | to shares, the shares will | | |
| | · the extent to which they participate | rank equally with | | |
| | for the next dividend, (in the case of a | existing shares. | | |
| | trust, distribution) or interest payment | | | |
| | · the extent to which they do not rank | | | |
| | equally, other than in relation to the | | | |
| | next dividend, distribution or interest | | | |
| | payment | | | |
+---------------+--------------------------------------------+--------------------------------+----------+----------+
| | | | | |
+---------------+--------------------------------------------+--------------------------------+----------+----------+
| 5 | Issue price or consideration | Nil | | |
| | | | | |
+---------------+--------------------------------------------+--------------------------------+----------+----------+
| | | | |
+---------------+--------------------------------------------+-------------------------------------------+----------+
| | Purpose of the issue | Options granted to non-executive director | |
| 6 | (If issued as consideration for the | David Murray in accordance with | |
| | acquisition of assets, clearly identify | shareholder approval granted at the | |
| | those assets) | Company's General Meeting held on 14 | |
| | | October 2010. | |
| | | | |
| | | | |
| | | | |
| | | | |
| | | | |
+---------------+--------------------------------------------+-------------------------------------------+----------+
| | | | | |
| | | | | |
+--------------------------+----------------------+-------------------------------------------+----------+----------+
| 7 | Dates of entering +securities | 9 November 2010 | |
| | into uncertificated holdings | | |
| | or despatch of certificates | | |
| | | | |
| | | | |
+----------------------------+-------------------------------+-------------------------------------------+----------+
| | | | |
| | | | |
| | | | |
+----------------------------+-------------------------------+-------------------------------------------+----------+
| | | Number | +Class | |
+----------------------------+-------------------------------+---------------+---------------------------+----------+
| 8 | Number and +class of all | 530,514,663 | Fully paid ordinary | |
| | +securities quoted on ASX | | shares | |
| | (including the securities in | | | |
| | clause 2 if applicable) | | | |
| | | | | |
| | | | | |
+ + +---------------+---------------------------+----------+
| | | | | |
+ + +---------------+------------+--------------------+
| | | | |
+ + +----------------------------+--------------------+
| | | | |
+----------------------------+-------------------------------+----------------------------+--------------------+
| | | | | | | | | |
+---------------+----------+-+--------------------+----------+---------------+----------------+----------+----------+
+--+---------------------+---------------+---------------+
| | | Number | +Class |
+--+---------------------+---------------+---------------+
| 9| Number and +class | 9,074,998 | Class A |
| | of all +securities | | Options |
| | not quoted on ASX | | exercisable |
| | (including the | | at $0.50 each |
| | securities in | | on or before |
| | clause 2 if | 250,000 | 30 September |
| | applicable) | | 2011. |
| | | | |
| | | | Class B |
| | | 7,000,000 | Options |
| | | | exercisable |
| | | | at $2.05 each |
| | | | on or before |
| | | | 1 May 2012. |
| | | 1,000,000 | |
| | | | Class D |
| | | | Options |
| | | | exercisable |
| | | | at $1.25 each |
| | | 600,000 | on or before |
| | | | 30 September |
| | | | 2012. |
| | | | |
| | | 1,650,000 | Class G |
| | | | Options |
| | | | exercisable |
| | | | at $1.90 each |
| | | 5,000,000 | on or before |
| | | | 30 September |
| | | | 2012. |
| | | | |
| | | 912,500 | Class H |
| | | | Options |
| | | | exercisable |
| | | | at $1.25 on |
| | | 2,500,000 | or before 1 |
| | | | May 2012. |
| | | | |
| | | | Class I |
| | | 1 | Options |
| | | | exercisable |
| | | | at $3.25 on |
| | | | or before 31 |
| | | | July 2012. |
| | | | |
| | | | Class J |
| | | | Options |
| | | | exercisable |
| | | | at $2.74 on |
| | | | or before 30 |
| | | | November |
| | | | 2014. |
| | | | |
| | | | Class K |
| | | | Options |
| | | | exercisable |
| | | | at $1.90 on |
| | | | or before 30 |
| | | | June 2014. |
| | | | |
| | | | Class C |
| | | | Options |
| | | | exercisable |
| | | | at $1.20 on |
| | | | or before 9 |
| | | | November |
| | | | 2015. |
| | | | |
| | | | Option to |
| | | | subscribe for |
| | | | 50 million |
| | | | ordinary |
| | | | shares for 60 |
| | | | pence each |
| | | | between 1 |
| | | | November 2010 |
| | | | and 1 |
| | | | November |
| | | | 2014, as |
| | | | approved by |
| | | | shareholders |
| | | | on 22 April |
| | | | 2010. |
+--+---------------------+---------------+---------------+
| | | |
+--+---------------------+-------------------------------+
| 10| Dividend policy (in | Not applicable |
| | the case of a | |
| | trust, distribution | |
| | policy) on the | |
| | increased capital | |
| | (interests) | |
+--+---------------------+---------------+---------------+
Part 2 - Bonus issue or pro rata issue
Questions 11 to 33 - Not Applicable
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
+------------------------------------------------------+
| |
+------------------------------------------------------+
Questions 34 to 42 - Not Applicable
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
· The issue of the +securities to be quoted complies with the law
and is not for an illegal purpose.
· There is no reason why those +securities should not be granted
+quotation.
· An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section 1012C(6) of
the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
·Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and that
no-one has any right to return any +securities to be quoted under sections 737,
738 or 1016F of the Corporations Act at the time that we request that the
+securities be quoted.
·We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
·If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time
that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in
respect of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form.
If any information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Sign here: Date: 9 November 2010
(Company secretary)
Print name: SHANNON COATES
This information is provided by RNS
The company news service from the London Stock Exchange
END
RDSEAPFNEEAEFEF
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