Appendix 3B
January 19 2010 - 2:00AM
UK Regulatory
TIDMCZA
RNS Number : 7514F
Coal of Africa Limited
19 January 2010
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
+-------------------------------------------------------------------+
| Name of entity |
+-------------------------------------------------------------------+
| Coal of Africa Limited |
+-------------------------------------------------------------------+
+------------------------------------------------+
| ABN |
+------------------------------------------------+
| 98 |
| 008 |
| 905 |
| 388 |
+------------------------------------------------+
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
+----+--------------------------+-------------------------------------+
| 1 | +Class of +securities | Shares |
| | issued or to be issued | |
| | | |
+----+--------------------------+-------------------------------------+
| | | |
+----+--------------------------+-------------------------------------+
| 2 | Number of +securities | 125,002 shares |
| | issued or to be issued | |
| | (if known) or maximum | |
| | number which may be | |
| | issued | |
| | | |
+----+--------------------------+-------------------------------------+
| | | |
+----+--------------------------+-------------------------------------+
| 3 | Principal terms of the | Fully paid ordinary |
| | +securities (eg, if | |
| | options, exercise price | |
| | and expiry date; if | |
| | partly paid +securities, | |
| | the amount outstanding | |
| | and due dates for | |
| | payment; if +convertible | |
| | securities, the | |
| | conversion price and | |
| | dates for conversion) | |
+----+--------------------------+-------------------------------------+
+-------------------+-------+-------+--------+-------+--------------------------------------------------------+-------------------------------------------+-------+
| | | |
+-------------------+--------------------------------+----------------------------------------------------------------------------------------------------+
| 4 | Do the +securities rank | Yes |
| | equally in all respects from | |
| | the date of allotment with an | |
| | existing +class of quoted | |
| | +securities? | |
| | If the additional securities | |
| | do not rank equally, please | |
| | state:* | |
| | the date from which they | |
| | do* | |
| | the extent to which they | |
| | participate for the next | |
| | dividend, (in the case of a | |
| | trust, distribution) or | |
| | interest payment* | |
| | the extent to which they do | |
| | not rank equally, other than | |
| | in relation to the next | |
| | dividend, distribution or | |
| | interest payment | |
+-------------------+--------------------------------+----------------------------------------------------------------------------------------------------+
| | | |
+-------------------+--------------------------------+----------------------------------------------------------------------------------------------------+
| 5 | Issue price or consideration | $0.50each. |
| | | |
+-------------------+--------------------------------+----------------------------------------------------------------------------------------------------+
| | | |
+-------------------+--------------------------------+------------------------------------------------------------------------------------------------------------+
| 6 | Purpose of the issue | Conversion |
| | (If issued as consideration | of |
| | for the acquisition of | unlisted |
| | assets, clearly identify | options |
| | those assets) | exercisable |
| | | at $0.50 |
| | | each on or |
| | | before 30 |
| | | September |
| | | 2011. |
| | | |
+-------------------+--------------------------------+------------------------------------------------------------------------------------------------------------+
| | | |
+---------------------------+----------------+------------------------------------------------------------------------------------------------------------+
| 7 | Dates of | 19 |
| | entering | January 2009 |
| | +securities | |
| | into | |
| | uncertificated | |
| | holdings or | |
| | despatch of | |
| | certificates | |
| | | |
+-----------------------------------+----------------+------------------------------------------------------------------------------------------------------------+
| | | |
+-----------------------------------+----------------+------------------------------------------------------------------------------------------------------------+
| | | Number | +Class |
+-----------------------------------+----------------+--------------------------------------------------------+---------------------------------------------------+
| 8 | Number and | 474,538,913 | Fully paid |
| | +class of all | | ordinary |
| | +securities | | shares |
| | quoted on ASX | | |
| | (including | | |
| | the | | |
| | securities in | | |
| | clause 2 if | | |
| | applicable) | | |
| | | | |
+ + +--------------------------------------------------------+---------------------------------------------------+
| | | | |
+ + +--------------------------------------------------------+---------------------------------------------------+
| | | |
+ + +--------------------------------------------------------+
| | | |
+-------------------+-------+-------+--------+-------+--------------------------------------------------------+-------------------------------------------+-------+
+-----+-------------------------+------------------------------------------------------+---------------------------------------------------+
| | | Number | +Class |
+-----+-------------------------+------------------------------------------------------+---------------------------------------------------+
| 9 | Number and +class of | 9,074,998 | Class A Options |
| | all +securities not | 250,000 | exercisable at |
| | quoted on ASX | 7,000,000 | $0.50 each on or |
| | (including the | 1,000,000 | before 30 |
| | securities in clause 2 | 600,000 | September 2011. |
| | if applicable) | 1,650,000 | Class B Options |
| | | 5,000,000 | exercisable at |
| | | | $2.05 each on or |
| | | | before 1 May |
| | | | 2012. |
| | | | Class D Options |
| | | | exercisable at |
| | | | $1.25 each on or |
| | | | before 30 |
| | | | September 2012. |
| | | | Class G Options |
| | | | exercisable at |
| | | | $1.90 each on or |
| | | | before 30 |
| | | | September 2012. |
| | | | Class H Options |
| | | | exercisable at |
| | | | $1.25 on or |
| | | | before 1 May |
| | | | 2012. |
| | | | Class I Options |
| | | | exercisable at |
| | | | $3.25 on or |
| | | | before 31 July |
| | | | 2010. |
| | | | Class J Options |
| | | | exercisable at |
| | | | $2.74 on or |
| | | | before 30 |
| | | | November 2014. |
+-----+-------------------------+------------------------------------------------------+---------------------------------------------------+
| | | |
+-----+-------------------------+----------------------------------------------------------------------------------------------------------+
| 10 | Dividend policy (in the | Not |
| | case of a trust, | applicable |
| | distribution policy) on | |
| | the increased capital | |
| | (interests) | |
+-----+-------------------------+------------------------------------------------------+---------------------------------------------------+
Part 2 - Bonus issue or pro rata issue
Questions 11 to 33 - Not Applicable
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
+-----+-----+------------------------------------------------------------+----------+
| 34 | Type of securities |
| | (tick one) |
| | |
+-----+-----------------------------------------------------------------------------+
| (a) | X | Securities described in Part 1 |
+-----+-----+-----------------------------------------------------------------------+
| | | |
+-----+-----+-----------------------------------------------------------------------+
| (b) | | All other |
| | | securities |
| | | Example: |
| | | restricted |
| | | securities at |
| | | the end of the |
| | | escrowed |
| | | period, partly |
| | | paid securities |
| | | that become |
| | | fully paid, |
| | | employee |
| | | incentive share |
| | | securities when |
| | | restriction |
| | | ends, |
| | | securities |
| | | issued on |
| | | expiry or |
| | | conversion of |
| | | convertible |
| | | securities |
+-----+-----+------------------------------------------------------------+----------+
Questions 35 to 42 - Not Applicable
Quotation agreement
1+Quotation of our additional +securities is in ASX's absolute discretion. ASX
may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
-Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and that
no-one has any right to return any +securities to be quoted under sections 737,
738 or 1016F of the Corporations Act at the time that we request that the
+securities be quoted.
-We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
-If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time
that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before +quotation
of the +securities begins. We acknowledge that ASX is relying on the information
and documents. We warrant that they are (will be) true and complete.
Sign here: Date: 19 January 2010
(Company secretary)
Print name: SHANNON COATES
This information is provided by RNS
The company news service from the London Stock Exchange
END
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