CQS Diversified Fund Limited Holding(s) in Company (9191R)
September 17 2014 - 6:42AM
UK Regulatory
TIDMCQS TIDMCQSU
RNS Number : 9191R
CQS Diversified Fund Limited
17 September 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying CQS Diversified Fund Ltd
issuer
of existing shares to which voting rights
are
attached: (ii)
----------------------------------------------------------------------- -----------------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
-------------------------------------------------------------------------------------------------------------------- --------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
-------------------------------------------------------------------------------------------------------------------- --------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
-------------------------------------------------------------------------------------------------------------------- --------
An event changing the breakdown of voting rights
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Other (please
specify):
--------------------- --------------------------------------------------------------------------------------------- --------
3. Full name of person(s) subject Weiss Asset Management LP
to the
notification obligation: (iii)
-------------------------------------------------------------- --------------------------------------------------------------
4. Full name of shareholder(s) Brookdale International Partners, L.P.,
(if different from 3.):(iv) Brookdale Global Opportunity Fund
(Weiss Asset Management LP is the Investment
Manager to Brookdale Global Opportunity
Fund and Brookdale International Partners,
L.P.)
-------------------------------------------------------------- --------------------------------------------------------------
5. Date of the transaction and date Sep-12-2014
on
which the threshold is crossed
or
reached: (v)
-------------------------------------------------------------- --------------------------------------------------------------
6. Date on which issuer notified: Sep-16-2014
-------------------------------------------------------------- --------------------------------------------------------------
7. Threshold(s) that is/are crossed > 15%
or
reached: (vi, vii)
-------------------------------------------------------------- --------------------------------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------------- ------------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- ------------------ ----------------- ----------------- ---------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ---- ------- ------ ----- ----------------- ----------- --------- ------------- --------------
GG00B5B3RG70
GG00B5WDRR74 13,293,709 13,293,709 16,043,709 16,043,709 n/a 17.41 % n/a
------------- ------------------ ----------------- ----------------- ----------- --------- ------------- --------------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
------------------------ --------------- ---------------------------- ---------------------------- -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ---------------- ------------- --------------------- ---------------------------- -----------------------
Nominal Delta
--------------- ---------------- ------------- --------------------- ---------------------------- ------------- --------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------------------------- -----------------------------------------------------------
16,043,709 17.41 %
----------------------------------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
------------------------------------------------------------------------------------------------------------------------------
Brookdale International Partners, L.P: 11,097,778 shares (12.04 %)
Brookdale Global Opportunity Fund: 4,945,931 shares (5.37 %)
Proxy Voting:
------------------------------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------------------------ ----------------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
------------------------------------------------------------------------------------ ----------------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
------------------------------------------------------------------------------------ ----------------------------------------
13. Additional information:
-------------------------------------------------------------------- --------------------------------------------------------
14. Contact name: Georgiy Nikitin
-------------------------------------------------------------------- --------------------------------------------------------
15. Contact telephone number: +1-617-778-7725
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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