Barclays PLC Form 8.5 (EPT/NON-RI) CLINIGEN GROUP PLC (1863E)
March 09 2022 - 4:54AM
UK Regulatory
TIDMBARC TIDMCLIN
RNS Number : 1863E
Barclays PLC
09 March 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
--------------------------------------------------
(b) Name of offeror/offeree in CLINIGEN GROUP PLC
relation to whose
---------------------------------------------------
relevant securities this form
relates:
--------- -------------------------------------------------- --- ------- ---------- ---- --- --- -----
(c) Name of the party to the offer Triley Bidco Limited (a newly-formed
with which exempt company indirectly owned by Triton
Funds)
---------------------------------------------------
principal trader is connected
--------- ---------------------------------------------- --- ------- ---------- ---- --- --- -----
(d) Date position held/dealing 08 March 2022
undertaken:
--------- -------------------------------------------------- ---------------------------------------------------
(e) In addition to the company NO
in 1(b) above, is the exempt
principal
trader making disclosures
in respect of any other party
to the offer?
--------- -------------------------------------------------- ------------------------------ -------- ---------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 0.1p ordinary
------------------------ ---------------------
Interests Short Positions
------------------------ ---------------------
Number (%) Number (%)
------------------------------------------------ --------------- ------- ---------- ---------
(1) Relevant securities
owned
and/or controlled: 1,104,923 0.83% 219,272 0.16%
(2) Cash-settled derivatives:
76,021 0.06% 411,410 0.31%
(3) Stock-settled derivatives
(including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,180,944 0.89% 630,682 0.47%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
-------
which subscription right exists
----------------------------------------------------------------- ------------------------------------------
Details, including nature of the
rights
-------
concerned and relevant percentages:
----------------------------------------------------------------- ------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
-------------- -------------------------------------------- -------------- ----- -------------- --------------
Class Purchase/sale Total number Highest price Lowest price
of relevant of per unit per unit
security securities paid/received paid/received
-------------- ------------- --------------- ------------ -------------- ----- -------------- --------------
0.1p ordinary Purchase 29,449 9.2200 GBP 9.1945 GBP
----------------------------- --------------------- -------------- --------------
0.1p ordinary Sale 96,549 9.1954 GBP 9.1918 GBP
----------------------------- --------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- ------------------------------------------------------------ ----- -------------- --------------
Class Product Nature Number of Price per
of of dealing
relevant description reference unit
security securities
-------------- ------------- --------------- ------------ -------------- ----- -------------- --------------
0.1p ordinary CFD Decreasing Short 1,851 9.1934 GBP
----------------------------- --------------------- -------------- --------------
0.1p ordinary CFD Decreasing Short 15,898 9.1926 GBP
----------------------------- --------------------- -------------- --------------
0.1p ordinary SWAP Increasing Long 906 9.1931 GBP
----------------------------- --------------------- -------------- --------------
0.1p ordinary SWAP Increasing Long 4,040 9.1942 GBP
----------------------------- --------------------- -------------- --------------
0.1p ordinary SWAP Increasing Long 14,054 9.1915 GBP
----------------------------- --------------------- -------------- --------------
0.1p ordinary SWAP Increasing Long 18,269 9.1912 GBP
----------------------------- --------------------- -------------- --------------
0.1p ordinary SWAP Increasing Long 21,272 9.2021 GBP
----------------------------- --------------------- -------------- --------------
0.1p ordinary SWAP Increasing Long 33,354 9.1925 GBP
----------------------------- --------------------- -------------- --------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- --------------- ------------ -------------- ----- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number of Exercise
exercised against price per
security securities unit
-------------- ------------- --------------- ------------ -------------- --------------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price per
of relevant of Dealings unit (if
security applicable)
-------------- ------------- --------------- ------------ -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
-------------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
------------------------------------------------------------ -------------- ----- -------------- --------------
NONE
-------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
-----------------------------------------------------
Date of disclosure: 9 Mar 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- -------------- --------------
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