Cape plc TR-1: Notification of Major Holdings (0901P)
August 29 2017 - 2:01AM
UK Regulatory
TIDMCIU TIDM84JL
RNS Number : 0901P
Cape plc
29 August 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)
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1a. Identity of the issuer CAPE PLC
or the underlying issuer
of existing shares to which
voting rights are attached:
----------------------------------------------- ------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer X
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2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments X
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Details of person subject to the notification obligation
Name Bank of America Corporation
City and country of registered Wilmington, DE, United States
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)
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Name Merrill Lynch International
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City and country of registered London, United Kingdom
office (if applicable)
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5. Date on which the threshold 23(rd) August 2017
was crossed or reached:
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6. Date on which issuer notified 25(th) August 2017
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification
obligation
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% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer
8. A) (total of
8.B 1 + 8.B
2)
--------------------- ------------------------ ---------------- --------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 9.846% 0.18% 10.026% 121,103,937
--------------------- ------------------------ ---------------- --------------- -------------
Position
of previous
notification
(if
applicable) 9.014% 0.125% 9.139%
--------------------- ------------------------ ---------------- --------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached
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A: Voting rights attached to shares
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Class/type Number of voting rights % of voting rights
of
shares
ISIN code
(if possible)
----------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------- -------------- -------------- ------------------------------ ----------------
JE00B5SJJD95 11,924,311 9.846%
---------------- -------------- -------------- ------------------------------ ----------------
SUBTOTAL
8. A 11,924,311 9.846%
---------------- ------------------------------ ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be acquired
if the instrument
is
exercised/converted.
---------------- -------------- -------------- ------------------------------ ----------------
Right to
Recall N/A N/A 27,055 0.022%
---------------- -------------- -------------- ------------------------------ ----------------
SUBTOTAL 8.
B 1 27,055 0.022%
-------------- ------------------------------ ----------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
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Type of Expiration Exercise/ Physical Number % of voting
financial date Conversion or cash of voting rights
instrument Period settlement rights
--------------- --------------- -------------- -------------- -------------- ----------------
Swaps 29/12/2017 N/A Cash 2,723 0.002%
--------------- --------------- -------------- -------------- -------------- ----------------
Swaps 31/10/2017 N/A Cash 187,766 0.155%
--------------- --------------- -------------- -------------- -------------- ----------------
SUBTOTAL
8.B.2 190,489 0.157%
-------------- -------------- ----------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity (please add additional rows as necessary)
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Name % of voting % of voting Total of both
rights if rights if it equals
it equals through or is higher
or is higher financial than the notifiable
than the notifiable instruments threshold
threshold if it equals
or is higher
than the
notifiable
threshold
----------------- ------------------------------ -------------- ------------------------------
Bank of America N/A N/A N/A
Corporation
----------------- ------------------------------ -------------- ------------------------------
NB Holdings N/A N/A N/A
Corporation
----------------- ------------------------------ -------------- ------------------------------
Merrill Lynch N/A N/A N/A
International
Incorporated
----------------- ------------------------------ -------------- ------------------------------
BofAML Jersey N/A N/A N/A
Holdings
Limited
----------------- ------------------------------ -------------- ------------------------------
BofAML EMEA N/A N/A N/A
Holdings
1 Limited
----------------- ------------------------------ -------------- ------------------------------
BofAML EMEA N/A N/A N/A
Holdings
2 Limited
----------------- ------------------------------ -------------- ------------------------------
ML UK Capital N/A N/A N/A
Holdings
Limited
----------------- ------------------------------ -------------- ------------------------------
Merrill Lynch
International 9.846% N/A 10.026%
----------------- ------------------------------ -------------- ------------------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
--------------------------------- --------------------------------------------------------------
The number and % of voting
rights held
--------------------------------- --------------------------------------------------------------
The date until which the
voting rights will be held
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11. Additional information
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Place of completion United Kingdom
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Date of completion 25(th) August 2017
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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