CBRY Cadbury

 

TIDMCBRY 
 
RNS Number : 6367G 
UBS Securities LLC 
03 February 2010 
 

                 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 
            WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS 
                  BUT NOT DEALING IN A CLIENT-SERVING CAPACITY 
                      (Rule 38.5(b) of the Takeover Code) 
 
 
1.         KEY INFORMATION 
 
+------------------------------+----------------------------------------------+ 
| Name of exempt principal     | UBS Securities LLC                           | 
| trader                       |                                              | 
+------------------------------+----------------------------------------------+ 
| Company dealt in             | Cadbury PLC (ISIN US12721E1029)              | 
+------------------------------+----------------------------------------------+ 
| Class of relevant security   |                                              | 
| to which the dealings being  | Ordinary shares dealt in ADR form            | 
| disclosed relate (Note 1)    |                                              | 
|                              | ADR (1 ADR = 4 Ords)                         | 
|                              |                                              | 
+------------------------------+----------------------------------------------+ 
| Date of dealing              | 02 Feb 2010                                  | 
+------------------------------+----------------------------------------------+ 
 
 
2.         INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE 
 
 
 
 
 
 
 
 
 
 
 
 
(a)        Interests and short positions (following dealing) in the class of 
relevant security dealt in (Note 2) 
 
+-------------------------------+-------------+----------+--------------+-------+ 
|                               | Long                   | Short                | 
|                               |                        |                      | 
+-------------------------------+------------------------+----------------------+ 
|                               | Number      | (%)      | Number       | (%)   | 
+-------------------------------+-------------+----------+--------------+-------+ 
| (1) Relevant securities       |   140228    |          |    0 Ords    |       | 
|                               |    Ords     |          | (equivalent  |       | 
|                               |(equivalent  |          |      to      |       | 
|                               |     to      |          |   0 ADRs)    |       | 
|                               |35057 ADRs)  |          |              |       | 
+-------------------------------+-------------+----------+--------------+-------+ 
| (2) Derivatives (other than   |      -      | -        |      -       | -     | 
| options)                      |             |          |              |       | 
+-------------------------------+-------------+----------+--------------+-------+ 
| (3) Options and agreements to |   0 Ords    |          | 142000 Ords  |       | 
| purchase/sell                 |(equivalent  |          | (equivalent  |       | 
|                               |     to      |          |      to      |       | 
|                               |      0      |          |    35500     |       | 
|                               |    ADRs)    |          |    ADRs)     |       | 
|                               |             |          |              |       | 
|                               |             |          |              |       | 
|                               |             |          |              |       | 
+-------------------------------+-------------+----------+--------------+-------+ 
| Total                         |   140228    |          | 142000 Ords  |       | 
|                               |    Ords     |          | (equivalent  |       | 
|                               |(equivalent  |          |      to      |       | 
|                               |     to      |          |    35500     |       | 
|                               |35057 ADRs)  |          |    ADRs)     |       | 
+-------------------------------+-------------+----------+--------------+-------+ 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(b)        Interests and short positions in relevant securities of the company, 
other than the class dealt in (Note 2) 
 
+------------------------------+----------------------+-----------------------+ 
| Class of relevant security:  |        Long          |        Short          | 
|                              |                      |                       | 
+------------------------------+----------------------+-----------------------+ 
|                              | Number               | Number                | 
|                              | (%)                  | (%)                   | 
+------------------------------+----------------------+-----------------------+ 
|  (1) Relevant securities     |                      |                       | 
|                              |                      |                       | 
+------------------------------+----------------------+-----------------------+ 
| (2) Derivatives (other than  |                      |                       | 
| options)                     |                      |                       | 
|                              |                      |                       | 
+------------------------------+----------------------+-----------------------+ 
| (3) Options and agreements   |                      |                       | 
| to purchase/sell             |                      |                       | 
|                              |                      |                       | 
+------------------------------+----------------------+-----------------------+ 
| Total                        |                      |                       | 
|                              |                      |                       | 
+------------------------------+----------------------+-----------------------+ 
 
(c)        Rights to subscribe (Note 2) 
 
+------------------------------+----------------------------------------------+ 
| Class of relevant security:  | Details                                      | 
|                              |                                              | 
+------------------------------+----------------------------------------------+ 
|                              |                                              | 
+------------------------------+----------------------------------------------+ 
 
3.         DEALINGS (Note 3) 
 
(a)  Purchases and sales 
 
 
Derivatives transactions (other than options) 
 
+--------------+----------------+-----------------------+---------------------+ 
| Product      | Long/short     | Number of securities  | Price per unit      | 
| name,        | (Note 5)       | (Note 6)              | (Note 4)            | 
| e.g. CFD     |                |                       |                     | 
+--------------+----------------+-----------------------+---------------------+ 
|              |                |                       |                     | 
|              |                |                       |                     | 
+--------------+----------------+-----------------------+---------------------+ 
 
 
 
 
 
Options transactions in respect of existing securities 
 
 
 
(i)         Writing, selling, purchasing or varying 
 
 
(ii)        Exercising 
 
+-------------------------+------------------------+--------------------------+ 
| Product name, e.g. call | Number of securities   | Exercise price per unit  | 
| option                  |                        | (Note 4)                 | 
|                         |                        |                          | 
+-------------------------+------------------------+--------------------------+ 
|                         |                        |                          | 
|                         |                        |                          | 
+-------------------------+------------------------+--------------------------+ 
 
(d)        Other dealings (including new securities) (Note 3) 
 
+-------------------------+------------------------+--------------------------+ 
| Nature of transaction   | Details                | Price per unit (if       | 
| (Note 7)                |                        | applicable) (Note 4)     | 
|                         |                        |                          | 
+-------------------------+------------------------+--------------------------+ 
|                         |                        |                          | 
|                         |                        |                          | 
+-------------------------+------------------------+--------------------------+ 
 
 
4.         OTHER INFORMATION 
 
Agreements, arrangements or understandings relating to options or derivatives 
 
 
+------------------------------------------------------------------------------+ 
| Full details of any agreement, arrangement or understanding between the      | 
| person disclosing and any other person relating to the voting rights of any  | 
| relevant securities under any option referred to on this form or relating to | 
| the voting rights or future acquisition or disposal of any relevant          | 
| securities to which any derivative referred to on this form is referenced.   | 
| If none, this should be stated.                                              | 
+------------------------------------------------------------------------------+ 
|                                                                              | 
|                                                                              | 
|                                                                              | 
+------------------------------------------------------------------------------+ 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO 
 
 
+--------------------------------------------+---------------------------------+ 
| Date of disclosure                         | 03 Feb 2010                     | 
+--------------------------------------------+---------------------------------+ 
| Contact name                               | Richard Mulcahy                 | 
+--------------------------------------------+---------------------------------+ 
 
 
Notes 
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website 
at www.thetakeoverpanel.org.uk 
 
 
 
 
 
Option Positions 
 
 
+-----+-----------+-----+--------+-------+------+-------------+-----+ 
|     |           |     |        |       |      |             |     | 
+-----+-----------+-----+--------+-------+------+-------------+-----+ 
|Put  |Purchased  |355  |142000  |50.00  |Amer  |20-Mar-2010  |USD  | 
+-----+-----------+-----+--------+-------+------+-------------+-----+ 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS 
            The company news service from the London Stock Exchange 
   END 
 
 EMMKKNDDPBKDCBK 
 

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