EPT Disclosure Cadbury plc
February 03 2010 - 7:25AM
UK Regulatory
TIDMBARC TIDMCBRY
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security ADR
to which the dealings being
disclosed relate (Note 1)
Date of dealing 2 February 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 100 0.00% 34,367 0.00%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 72,300 0.01% 92,300 0.01%
to purchase/sell
Total 72,400 0.01% 126,667 0.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 700 53.61
Purchase 200 53.895
Purchase 100 53.92
Purchase 4,766 53.58784633
Purchase 73 53.89
Purchase 100 53.95
Purchase 400 53.9
Purchase 1,700 53.90176471
Purchase 100 53.93
Purchase 1,600 53.9
Purchase 2,000 54.026
Sale 700 53.61
Sale 700 53.61
Sale 100 53.93
Sale 1,280 53.46796875
Sale 100 53.88
Sale 66 53.89
Sale 2,000 53.9
Sale 1,573 53.56450731
Sale 1,120 53.71964286
Sale 2,000 54.026
Sale 1,600 53.9
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to (USD) American, paid/received
option varying etc. which the European per unit
option etc. (Note 4)
relates
(Note 6)
Call Option Selling 1,000 55 American 19/06/2010 0.8
Call Option Purchasing 100 55 American 18/09/2010 1
Put Option Purchasing 1,000 50 American 20/03/2010 0.1
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 3 February 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, e.g. Expiry date
name, or securities price American,
e.g. call purchased to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Put Option Sold 6,900 45 American 19/06/2010
Put Option Sold 2,500 60 American 20/02/2010
Put Option Sold 1,200 50 American 20/02/2010
Put Option Sold 18,600 55 American 20/03/2010
Put Option Sold 22,000 45 American 20/03/2010
Put Option Sold 5,100 45 American 20/02/2010
Put Option Sold 3,300 45 American 18/09/2010
Put Option Sold 12,700 60 American 20/03/2010
Put Option Purchased 300 55 American 19/06/2010
Put Option Purchased 1,600 55 American 20/02/2010
Put Option Purchased 2,100 50 American 18/09/2010
Put Option Purchased 1,900 55 American 18/09/2010
Put Option Purchased 6,400 50 American 20/03/2010
Put Option Purchased 7,200 50 American 19/06/2010
Call Option Sold 500 50 American 19/06/2010
Call Option Sold 1,400 60 American 20/03/2010
Call Option Sold 18,100 50 American 20/03/2010
Call Option Purchased 13,100 50 American 20/02/2010
Call Option Purchased 100 45 American 20/03/2010
Call Option Purchased 7,400 55 American 20/02/2010
Call Option Purchased 1,000 60 American 19/06/2010
Call Option Purchased 3,300 55 American 19/06/2010
Call Option Purchased 23,100 55 American 20/03/2010
Call Option Purchased 4,800 55 American 18/09/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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