EPT Disclosure
February 03 2010 - 7:00AM
UK Regulatory
TIDMCBRY
RNS Number : 6118G
UBS AG (EPT)
03 February 2010
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
+------------------------------+----------------------------------------------+
| Name of exempt principal | UBS AG London Branch |
| trader | |
+------------------------------+----------------------------------------------+
| Company dealt in | Cadbury plc |
+------------------------------+----------------------------------------------+
| Class of relevant security | 10p ordinary (GB00B2PF6M70) |
| to which the dealings being | |
| disclosed relate(Note 1) | |
+------------------------------+----------------------------------------------+
| Date of dealing | 02 February 2010 |
+------------------------------+----------------------------------------------+
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in(Note 2)
+------------------------------+----------------------+-----------------------+
| | Long | Short |
| | | |
+------------------------------+----------------------+-----------------------+
| | Number | Number |
| | (%) | (%) |
+------------------------------+----------------------+-----------------------+
| (1) Relevant securities | 4326003 0.31% | 0 0.00% |
| | | |
+------------------------------+----------------------+-----------------------+
| (2) Derivatives (other than | 0 0.00% | 0 0.00% |
| options) | | |
| | | |
+------------------------------+----------------------+-----------------------+
| (3) Options and agreements | 0 0.00% | 0 0.00% |
| to purchase/sell | | |
| | | |
+------------------------------+----------------------+-----------------------+
| Total | 4326003 0.31% | 0 0.00% |
| | | |
+------------------------------+----------------------+-----------------------+
(b) Interest and short positions in relevant securities of the company,
other than the class dealt in(Note 2)
+------------------------------+----------------------+-----------------------+
| Class of relevant security: | Long | Short |
| | | |
+------------------------------+----------------------+-----------------------+
| | Number | Number |
| | (%) | (%) |
+------------------------------+----------------------+-----------------------+
| (1) Relevant securities | | |
| | | |
+------------------------------+----------------------+-----------------------+
| (2) Derivatives (other than | | |
| options) | | |
| | | |
+------------------------------+----------------------+-----------------------+
| (3)Options and agreements to | | |
| purchase/sell | | |
| | | |
+------------------------------+----------------------+-----------------------+
| Total | | |
| | | |
+------------------------------+----------------------+-----------------------+
(c) Rights to subscribe(Note 2)
+------------------------------+----------------------------------------------+
| Class of relevant security: | Details |
| | |
+------------------------------+----------------------------------------------+
| | |
+------------------------------+----------------------------------------------+
3. DEALINGS(Note 3)
(a) Purchases and sales
+-------------------------+------------------------+--------------------------+
| Purchase/sale | Number of securities | Price per unit(Note 4) |
| | | |
+-------------------------+------------------------+--------------------------+
| Buy | 9872 | 8.33500 GBP |
+-------------------------+------------------------+--------------------------+
| Buy | 5363 | 8.34500 GBP |
+-------------------------+------------------------+--------------------------+
| Buy | 9390 | 8.35000 GBP |
+-------------------------+------------------------+--------------------------+
| Buy | 9357 | 8.36000 GBP |
+-------------------------+------------------------+--------------------------+
| Buy | 72 | 8.36500 GBP |
+-------------------------+------------------------+--------------------------+
| Buy | 7855 | 8.38500 GBP |
+-------------------------+------------------------+--------------------------+
| Buy | 3903 | 8.39000 GBP |
+-------------------------+------------------------+--------------------------+
| Buy | 5610 | 8.39500 GBP |
+-------------------------+------------------------+--------------------------+
| Buy | 15120 | 8.40000 GBP |
+-------------------------+------------------------+--------------------------+
| Buy | 42734 | 8.40500 GBP |
+-------------------------+------------------------+--------------------------+
| Buy | 7930 | 8.41000 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 9710 | 8.33000 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 4437 | 8.34000 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 7674 | 8.34500 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 13360 | 8.35000 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 132 | 8.35500 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 9357 | 8.36000 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 5346 | 8.36500 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 33823 | 8.39500 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 4263 | 8.40000 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 10726 | 8.40500 GBP |
+-------------------------+------------------------+--------------------------+
| Sell | 18378 | 8.41500 GBP |
+-------------------------+------------------------+--------------------------+
| TOTAL BUY : | 117206 | |
+-------------------------+------------------------+--------------------------+
| TOTAL SALE : | 117206 | |
+-------------------------+------------------------+--------------------------+
(b) Derivatives transactions (other than options)
+--------------+-----------------+-----------------------+---------------------+
| Product | Long/short(Note | Number of | Price per unit(Note |
| name, | 5) | securities(Note 6) | 4) |
| e.g. CFD | | | |
+--------------+-----------------+-----------------------+---------------------+
| | | | |
+--------------+-----------------+-----------------------+---------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+--------------+-------------+--------------+----------+-----------+--------+---------------+
| Product | Writing, | Number of | Exercise | Type,e.g. | Expiry | Option |
| name, | selling, | securities | price | American, | date | money |
| e.g. call | purchasing, | to which the | | European | | paid/received |
| option | varying | option | | etc. | | per unit(Note |
| | etc. | relates(Note | | | | 4) |
| | | 6) | | | | |
+--------------+-------------+--------------+----------+-----------+--------+---------------+
| | | | | | | |
+--------------+-------------+--------------+----------+-----------+--------+---------------+
(ii) Exercising
+-------------------------+------------------------+--------------------------+
| Product name, e.g. call | Number of securities | Exercise price per |
| option | | unit(Note 4) |
+-------------------------+------------------------+--------------------------+
| | | |
+-------------------------+------------------------+--------------------------+
(d) Other dealings (including new securities)(Note 3)
+-------------------------+------------------------+--------------------------+
| Nature of | Details | Price per unit (if |
| transaction(Note 7) | | applicable)(Note 4) |
| | | |
+-------------------------+------------------------+--------------------------+
| | | |
| | | |
+-------------------------+------------------------+--------------------------+
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+------------------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding between the |
| person disclosing and any other person relating to the voting rights of any |
| relevant securities under any option referred to on this form or relating to |
| the voting rights or future acquisition or disposal of any relevant |
| securities to which any derivative referred to on this form is referenced. |
| If none, this should be stated. |
+------------------------------------------------------------------------------+
| |
| |
| |
+------------------------------------------------------------------------------+
Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO
+--------------------------------------------+---------------------------------+
| Date of disclosure | 03 February 2010 |
+--------------------------------------------+---------------------------------+
| Contact name | Stacy Otieno |
+--------------------------------------------+---------------------------------+
| Telephone number | +44 (0)20 7568 9289 |
+--------------------------------------------+---------------------------------+
| Name of offeree/offeror with which | Cadbury Plc |
| connected | |
+--------------------------------------------+---------------------------------+
| Nature of connection(Note 9) | Connected Adviser |
+--------------------------------------------+---------------------------------+
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website
atwww.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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