EPT Disclosure - amendment
February 02 2010 - 7:20AM
UK Regulatory
TIDMCBRY
RNS Number : 5413G
GoldmanSachs International
02 February 2010
Amendment - due to the amendment of CFD transactions the disclosure made on 28
January for dealings for 26 January has been updated. Dealings 2 (b) have been
updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
+--------------------+-------------------------------+
| Name of exempt | (GS) GOLDMAN SACHS |
| principal trader | INTERNATIONAL |
+--------------------+-------------------------------+
| Company dealt in | CADBURY PLC |
+--------------------+-------------------------------+
| Class of relevant | 10p ordinary |
| security to which | |
| the dealings being | |
| disclosed relate | |
| (Note 1) | |
+--------------------+-------------------------------+
| Date of dealing | 26 January 2010 |
+--------------------+-------------------------------+
2. DEALINGS (Note 2)
(a) Purchases and sales
+-------------------+----------------+----------------+
| Total number of | Highest price | Lowest price |
| securities | paid (Note 3) | paid (Note 3) |
| purchased | | |
| (no. of | | |
| underlying ords | | |
| if ADR) | | |
+-------------------+----------------+----------------+
| 9,883,201 | 8.225 GBP | 8.195 GBP |
| 317,980 | 13.24 USD | 13.24 USD |
+-------------------+----------------+----------------+
+-------------------+----------------+----------------+
| Total number of | Highest price | Lowest price |
| securities sold | received (Note | received (Note |
| (no. of | 3) | 3) |
| underlying ords | | |
| if ADR) | | |
+-------------------+----------------+----------------+
| 2,479,458 | 8.2323 GBP | 8.2039 GBP |
+-------------------+----------------+----------------+
(b) Derivatives transactions (other than options)
+------------+------------+--------------+-------------+
| Product | Long/short | Number of | Price per |
| name, e.g. | (Note 4) | securities | unit (Note |
| CFD | | (Note 5) | 3) |
+------------+------------+--------------+-------------+
| CFD | Short | 83,876 | 13.2665 USD |
+------------+------------+--------------+-------------+
| CFD | Short | 200,000 | 8.2164 GBP |
+------------+------------+--------------+-------------+
| CFD | Short | 9,500 | 8.2243 GBP |
+------------+------------+--------------+-------------+
| CFD | Short | 4,162 | 8.274 GBP |
+------------+------------+--------------+-------------+
| SWAP | Short | 100,000 | 8.2189 GBP |
+------------+------------+--------------+-------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+---------+-------------+------------+----------+-----------+--------+---------------+
| Product | Writing, | Number | Exercise | Type, | Expiry | Option |
| name, | selling, | of | price | e.g. | date | money |
| e.g. | purchasing, | securities | | American, | | paid/received |
| call | varying | to which | | European | | per unit |
| option | etc. | the option | | etc. | | (Note 3) |
| | | relates | | | | |
| | | (Note 5) | | | | |
+---------+-------------+------------+----------+-----------+--------+---------------+
(ii) Exercising
+--------------+-------------------+--------------------+
| Product | Number of | Exercise price per |
| name, e.g. | securities | unit (Note 3) |
| call option | | |
+--------------+-------------------+--------------------+
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+--------------------------------------------------------+
| Full details of any agreement, arrangement or |
| understanding between the person disclosing and any |
| other person relating to the voting rights of any |
| relevant securities under any option referred to on |
| this form or relating to the voting rights or future |
| acquisition or disposal of any relevant securities to |
| which any derivative referred to on this form is |
| referenced. If none, this should be stated. |
+--------------------------------------------------------+
| |
+--------------------------------------------------------+
+----------------------+---------------------+
| Date of disclosure | 02 February 2010 |
+----------------------+---------------------+
| Contact name | Peter Highton |
+----------------------+---------------------+
| Telephone number | +44-207-774-1935 |
+----------------------+---------------------+
| Name of | CADBURY PLC |
| offeree/offeror with | |
| which connected | |
+----------------------+---------------------+
| Nature of connection | Advisor & Corporate |
| (Note 6) | Broker |
+----------------------+---------------------+
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website
at www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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