EPT Disclosure
January 28 2010 - 5:32AM
UK Regulatory
TIDMCBRY
RNS Number : 2664G
Morgan Stanley Securities Limited
28 January 2010
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1.KEY INFORMATION
+--------------+------------+
| Name | Morgan |
| of | Stanley |
| exempt | Securities |
| principal | Limited |
| trader | |
+--------------+------------+
| Company | Cadbury |
| dealt | plc |
| in | |
+--------------+------------+
| Class | Ordinary |
| of | Shares |
| relevant | |
| security | |
| to which | |
| the | |
| dealings | |
| being | |
| disclosed | |
| relate (Note | |
| 1) | |
+--------------+------------+
| Date | 27 |
| of | January |
| dealing | 2010 |
+--------------+------------+
2. DEALINGS (Note 2)
(a) Purchases and sales
+------------+---------+---------+
| Total | Highest | Lowest |
| number | price | price |
| of | paid | paid |
| securities | (Note | (Note |
| purchased | 3) GBP | 3) GBP |
| | | |
+------------+---------+---------+
| 7,539,270 | 8.3100 | 8.1800 |
+------------+---------+---------+
| Total | Highest | Lowest |
| number | price | price |
| of | paid | paid |
| securities | (Note | (Note |
| purchased | 3) USD | 3) USD |
| | | |
+------------+---------+---------+
| 80,671 | 13.4102 | 13.3162 |
+------------+---------+---------+
+------------+----------+----------+
| Total | Highest | Lowest |
| number | price | price |
| of | received | received |
| securities | (Note 3) | (Note 3) |
| sold | GBP | GBP |
| | | |
+------------+----------+----------+
| 3,167,360 | 8.3100 | 8.1825 |
+------------+----------+----------+
| Total | Highest | Lowest |
| number | price | price |
| of | received | received |
| securities | (Note 3) | (Note 3) |
| sold | USD | USD |
| | | |
+------------+----------+----------+
| 0 | 0.0000 | 0.0000 |
+------------+----------+----------+
(b) Derivatives transactions (other than options)
+---------+------------+------------+---------+
| Product | Long/short | Number | Price |
| name, | (Note 4) | of | per |
| e.g. | | securities | unit |
| CFD | | (Note 5) | (Note |
| | | | 3) GBP |
+---------+------------+------------+---------+
| CFD | LONG | 42,000 | 8.2052 |
+---------+------------+------------+---------+
| CFD | LONG | 3,913 | 8.2332 |
+---------+------------+------------+---------+
| CFD | LONG | 200,043 | 8.2817 |
+---------+------------+------------+---------+
| CFD | LONG | 1,355 | 8.2845 |
+---------+------------+------------+---------+
| CFD | LONG | 315 | 8.3000 |
+---------+------------+------------+---------+
| CFD | LONG | 2,628 | 8.3000 |
+---------+------------+------------+---------+
| CFD | SHORT | 66,089 | 8.1892 |
+---------+------------+------------+---------+
| CFD | SHORT | 20,000 | 8.2163 |
+---------+------------+------------+---------+
| CFD | SHORT | 200,000 | 8.2214 |
+---------+------------+------------+---------+
| CFD | SHORT | 100,000 | 8.2232 |
+---------+------------+------------+---------+
| CFD | SHORT | 1,300,000 | 8.2326 |
+---------+------------+------------+---------+
| CFD | SHORT | 250,000 | 8.2407 |
+---------+------------+------------+---------+
| CFD | SHORT | 80,000 | 8.2464 |
+---------+------------+------------+---------+
| CFD | SHORT | 600,000 | 8.2478 |
+---------+------------+------------+---------+
| CFD | SHORT | 148,670 | 8.2747 |
+---------+------------+------------+---------+
| CFD | SHORT | 283,000 | 8.2803 |
+---------+------------+------------+---------+
| CFD | SHORT | 380,000 | 8.2961 |
+---------+------------+------------+---------+
| CFD | SHORT | 72,000 | 8.2961 |
+---------+------------+------------+---------+
| CFD | SHORT | 3,878 | 8.2966 |
+---------+------------+------------+---------+
| CFD | SHORT | 519 | 8.2966 |
+---------+------------+------------+---------+
| CFD | SHORT | 1,355 | 8.2976 |
+---------+------------+------------+---------+
| CFD | SHORT | 8,847 | 8.3000 |
+---------+------------+------------+---------+
| CFD | SHORT | 57,112 | 8.3008 |
+---------+------------+------------+---------+
| CFD | SHORT | 50,321 | 8.3008 |
+---------+------------+------------+---------+
| CFD | SHORT | 3,999 | 8.3026 |
+---------+------------+------------+---------+
| CFD | SHORT | 500,000 | 8.3083 |
+---------+------------+------------+---------+
| CFD | SHORT | 10,671 | 13.3189 |
+---------+------------+------------+---------+
| CFD | SHORT | 70,000 | 13.4371 |
+---------+------------+------------+---------+
| Product | Long/short | Number | Price |
| name, | (Note 4) | of | per |
| e.g. | | securities | unit |
| CFD | | (Note 5) | (Note |
| | | | 3) USD |
+---------+------------+------------+---------+
| CFD | SHORT | 90,150 | 33.3084 |
+---------+------------+------------+---------+
| CFD | SHORT | 59,850 | 33.3084 |
+---------+------------+------------+---------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+---------+-------------+------------+----------+-----------+------------+---------------+
| Product | Writing, | Number | Exercise | Type, | Expiry | Option |
| name, | selling, | of | price | e.g. | | money |
| e.g. | purchasing, | securities | GBP | American, | date | paid/received |
| call | varying | to which | | European | | per unit |
| option | etc. | the option | | etc. | | (Note 3) |
| | | relates | | | | |
| | | (Note 5) | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
| PUT | PURCHASE | 10,000 | 800.0000 | AMERICAN | 19/03/2010 | 0.085 |
| OPTION | | | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
| PUT | PURCHASE | 10,000 | 800.0000 | AMERICAN | 19/03/2010 | 0.085 |
| OPTION | | | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
| PUT | PURCHASE | 10,000 | 800.0000 | AMERICAN | 19/03/2010 | 0.085 |
| OPTION | | | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
| PUT | PURCHASE | 10,000 | 800.0000 | AMERICAN | 19/03/2010 | 0.085 |
| OPTION | | | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
| PUT | PURCHASE | 10,000 | 800.0000 | AMERICAN | 19/03/2010 | 0.085 |
| OPTION | | | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
| PUT | PURCHASE | 10,000 | 800.0000 | AMERICAN | 19/03/2010 | 0.085 |
| OPTION | | | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
| PUT | PURCHASE | 10,000 | 800.0000 | AMERICAN | 19/03/2010 | 0.085 |
| OPTION | | | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
| PUT | PURCHASE | 10,000 | 800.0000 | AMERICAN | 19/03/2010 | 0.085 |
| OPTION | | | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
| PUT | PURCHASE | 10,000 | 800.0000 | AMERICAN | 19/03/2010 | 0.085 |
| OPTION | | | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
| PUT | PURCHASE | 10,000 | 800.0000 | AMERICAN | 19/03/2010 | 0.085 |
| OPTION | | | | | | |
+---------+-------------+------------+----------+-----------+------------+---------------+
(ii) Exercising
+---------+------------+----------+
| Product | Number | Exercise |
| name, | of | price |
| e.g. | securities | per unit |
| call | | (Note 3) |
| option | | GBP |
| | | |
+---------+------------+----------+
| N/A | N/A | N/A |
+---------+------------+----------+
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+---------------+
| Full |
| details |
| of any |
| agreement, |
| arrangement |
| or |
| understanding |
| between the |
| person |
| disclosing |
| and any other |
| person |
| relating to |
| the voting |
| rights of any |
| relevant |
| securities |
| under any |
| option |
| referred to |
| on this form |
| or relating |
| to the voting |
| rights or |
| future |
| acquisition |
| or disposal |
| of any |
| relevant |
| securities to |
| which any |
| derivative |
| referred to |
| on this form |
| is |
| referenced. |
| If none, this |
| should be |
| stated. |
+---------------+
| NONE |
| |
+---------------+
+-----------------+---------------+
| Date | 28 |
| of | January |
| disclosure | 2010 |
+-----------------+---------------+
| Contact | Lucy |
| name | Hayes |
| | |
+-----------------+---------------+
| Telephone | 020 7425 8677 |
| number | |
+-----------------+---------------+
| Name | Cadbury |
| of | plc |
| offeree/offeror | |
| with which | |
| connected | |
+-----------------+---------------+
| Nature | Advisor |
| of | |
| connection | |
| (Note 6) | |
+-----------------+---------------+
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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