EPT Disclosure
January 27 2010 - 6:29AM
UK Regulatory
TIDMCBRY
RNS Number : 1990G
UBS AG (EPT)
27 January 2010
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule38.5 (a) of the Takeover Code)
1. KEY INFORMATION
+------------------------------------+------------------------------------------------------+
| Name of exempt principal trader | UBS AG London Branch |
+------------------------------------+------------------------------------------------------+
| Company dealt in | Cadbury |
+------------------------------------+------------------------------------------------------+
| Class of relevant security to | 10p Ord (GB00B2PF6M70) |
| which the dealings being disclosed | |
| relate(Note 1) | |
+------------------------------------+------------------------------------------------------+
| Date of dealing | 26 January 2010 |
+------------------------------------+------------------------------------------------------+
2. DEALINGS(Note 2)
(a)Purchases and sales
+------------------------------+-----------------------------+-------------------------------+
| Total number of securities | Highest price paid(Note 3) | Lowest price paid(Note 3) |
| purchased | | |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| 11753115 | 9.62406667 EUR | 13.2349 USD |
+------------------------------+-----------------------------+-------------------------------+
+------------------------------+-----------------------------+-------------------------------+
| Total number of securities | Highest price received(Note | Lowest price received(Note 3) |
| sold | 3) | |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| 1112480 | 9.62407 EUR | 8.19750 GBP |
+------------------------------+-----------------------------+-------------------------------+
(b) Derivatives transactions (other than options)
+-----------------+--------------------+----------------------------+-------------------------+
| Product name, | Long/short(Note 4) | Number of securities(Note | Price per unit(Note 3) |
| e.g. CFD | | 5) | |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Long | 1000000 | 13.272 USD |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 1385300 | 8.219 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 1000000 | 8.2192 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 1700000 | 8.2254 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 238107 | 13.23489998 USD |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 1304572 | 8.25 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 300000 | 8.211092 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 250000 | 8.231721 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 250000 | 8.226755 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 3299125 | 8.22 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 850000 | 8.213965 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 250000 | 8.232469 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 250000 | 8.2232 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 65000 | 8.20937 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 400000 | 8.212785 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 100000 | 8.2082 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
| Product name, | Writing, | Number of | Exercise | Type,e.g. | Expiry | Option money |
| e.g. call | selling, | securities to | price | American, | date | paid/received |
| option | purchasing, | which the | | European | | per unit(Note |
| | varying etc. | option | | etc. | | 3) |
| | | relates(Note 5) | | | | |
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
| | | | | | | |
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
(ii) Exercising
+------------------------------+-----------------------------+-------------------------------+
| Product name, e.g. call | Number of securities | Exercise price per unit(Note |
| option | | 3) |
+------------------------------+-----------------------------+-------------------------------+
| | | |
+------------------------------+-----------------------------+-------------------------------+
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+------------------------------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding between the person |
| disclosing and any other person relating to the voting rights of any relevant securities |
| under any option referred to on this form or relating to the voting rights or future |
| acquisition or disposal of any relevant securities to which any derivative referred to |
| on this form is referenced. If none, this should be stated. |
+------------------------------------------------------------------------------------------+
| |
+------------------------------------------------------------------------------------------+
+---------------------------------------------------+---------------------------------------+
| Date of disclosure | 27 January 2010 |
+---------------------------------------------------+---------------------------------------+
| Contact name | Stacy Otieno |
+---------------------------------------------------+---------------------------------------+
| Telephone number | +44 (0)20 7568 9289 |
+---------------------------------------------------+---------------------------------------+
| Name of offeree/offeror with which connected | Cadbury Plc |
+---------------------------------------------------+---------------------------------------+
| Nature of connection (Note 6) | Connected Adviser |
+---------------------------------------------------+---------------------------------------+
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website
atwww.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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