EPT Disclosure
January 05 2009 - 6:23AM
UK Regulatory
RNS Number : 0870L
Merrill Lynch International
05 January 2009
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Cape plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 02/01/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
6,545 GBP 0.54 GBP 0.54
Total number of securities Highest price received Lowest price received
sold
1,100 GBP 0.54 GBP 0.54
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 6,545 GBP 0.54
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 05/01/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Cape plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Lloyds TSB Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 02/01/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
682,869 GBP 1.30 GBP 1.27
Total number of securities Highest price received Lowest price received
sold
738,550 GBP 1.29 GBP 1.27
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 175,576 GBP 1.28
Long Swap LONG 156,364 GBP 1.29
Long Swap LONG 87,502 GBP 1.28
Long Swap LONG 30,044 GBP 1.28
Long Swap LONG 11,504 GBP 1.28
Long Swap LONG 5,979 GBP 1.28
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 1,098 GBP 1.28
Short Swap SHORT 6,107 GBP 1.28
Short Swap SHORT 11,504 GBP 1.28
Short Swap SHORT 30,044 GBP 1.28
Short Swap SHORT 55,362 GBP 1.28
Short Swap SHORT 87,502 GBP 1.28
Short Swap SHORT 155,833 GBP 1.28
Short Swap SHORT 175,200 GBP 1.28
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 05/01/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in HBOS Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 02/01/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
762,869 GBP 0.73 GBP 0.69
Total number of securities Highest price received Lowest price received
sold
416,989 GBP 0.73 GBP 0.71
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 727,365 GBP 0.72
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 83 GBP 0.72
Short Swap SHORT 381,406 GBP 0.72
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 05/01/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in British Energy Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 02/01/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price received Lowest price received
sold
14,089 GBP 7.72 GBP 7.72
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 14,089 GBP 7.71
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 05/01/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected EDF S.A.
Nature of connection Advisor
�
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