EMM Disclosure
August 12 2004 - 8:47AM
UK Regulatory
RNS Number:9061B
Morgan Stanley Securities Ld(EMM)
12 August 2004
FORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form for
each class of securities in which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM: Morgan Morgan Stanley Securities Limited.........
Date of disclosure: 12 August 2004..........................
Contact name: Espen Marthinussen..........................
Telephone number: 020 7677 5468...........................
Please see attached disclosure of dealings under Rule 38.5 in the securities
of the following companies:
Abbey National Plc
HBOS Plc
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
........................................................................
........................................................................
In the case of option business or dealings in derivatives full details should
be given on a separate sheet so that the nature of the dealings can be fully
understood. For options this include the number of securities under option,
the exercise period (or in the case of exercise, the exercise date),
the exercise price and any option money paid or received. For derivative
this should include, at least, the number of reference securities to which
they relate (when relevant), the maturity date (or if applicable the closing
out date) and the reference price.
For full details of the disclosure requirements see Rules 8 and 38 of the Code.
If in doubt contact the Monitoring Section of the Panel, Tel. No: 020 7638 0129
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in: HBOS Plc ...(name of company)
Class of security: Ordinary Shares..................................
Date of disclosure: 12 August 2004................................
Date of dealing: 11 August 2004....................................
Name of EMM: Morgan Stanley Securities Limited.............
Name of offeree/offeror with whom connected: Abbey National Plc
Total number of securities bought: 97,672............
Highest price paid*: #6.74
Lowest price paid*: #6.59
Total number of securities sold: 510,865...........
Highest price paid*: #6.86
Lowest price paid*: #6.60
Dealing in: HBOS Plc.......................
Class of security: Hedging against Contract for Difference '(CFD)...............
Date of disclosure: 12 August 2004..................
Date of dealing: 11 August 2004....................................
Name of EMM: Morgan Stanley Securities Limited......................
Name of offeree/offeror with whom connected: Abbey National Plc
PRODUCT BUY/SELL PRICE MATURITY SHARE REFERENCE QUANTITY
SHORT CFD WRITING 6.68 22.11.2004 100,000
SHORT CFD WRITING 6.72 14.03.2005 20,000
SHORT CFD WRITING 6.70 16.05.2005 240,338
SHORT CFD WRITING 6.66 29.04.2005 40,000
SHORT CFD WRITING 6.62 24.11.2005 20,157
LONG CFD WRITING 6.64 30.01.2006 1,995
LONG CFD WRITING 6.64 30.01.2006 6,465
LONG CFD WRITING 6.64 30.01.2006 24,145
LONG CFD WRITING 6.64 30.01.2006 8,465
LONG CFD WRITING 6.64 30.01.2006 4,275
LONG CFD CLOSING 6.64 13.02.2006 9,000
LONG CFD WRITING 6.68 13.02.2006 45,000
LONG CFD WRITING 6.64 01.03.2006 4,195
SHORT CFD WRITING 6.70 10.03.2006 4,903
LONG CFD WRITING 6.64 04.05.2006 460
LONG CFD WRITING 6.60 11.05.2006 667
LONG CFD CLOSING 6.70 02.06.2006 40,000
SHORT CFD WRITING 6.70 19.06.2006 4,759
LONG CFD WRITING 6.74 OPEN ENDED 2,005
Dealing in: HBOS Plc.......................
Class of security: ETF
Date of disclosure: 12 August 2004..................
Date of dealing: 11 August 2004....................................
Name of EMM: Morgan Stanley Securities Limited......................
Name of offeree/offeror with whom connected: Abbey National Plc
ETF Trade
Number of Ordinary shares SOLD: 31,708
Selling Price: #6.62
Dealing in: Abbey National Plc.......................(name of company)
Class of security: Ordinary Shares..................................
Date of disclosure: 12 August 2004................................
Date of dealing: 11 August 2004....................................
Name of EMM: Morgan Stanley Securities Limited......................
Name of offeree/offeror with whom connected: Abbey National Plc
Total number of securities bought: 422,040..........
Highest price paid*: # 5.86
Lowest price paid*: #5.77
Total number of securities sold: 293,190............
Highest price received*: # 5.86
Lowest price received*: # 5.00
Dealing in: Abbey National Plc.......................
Class of security: Hedging against Contract for Difference '(CFD)...............
Date of disclosure: 12 August 2004..................
Date of dealing: 11 August 2004....................................
Name of EMM: Morgan Stanley Securities Limited......................
Name of offeree/offeror with whom connected: Abbey National Plc
BASKET BUY/SELL PRICE MATURITY SHARE REFERENCE
QUANTITY
SHORT CFD CLOSING 5.86 16.05.2005 75,000
SHORT CFD CLOSING 5.81 13.02.2006 60,000
LONG CFD WRITING 5.84 01.03.2006 250,000
LONG CFD WRITING 5.82 10.03.2006 12,140
LONG CFD CLOSING 5.85 02.09.2005 5190
Product type: Abbey National September 2004 1000 Call
Executed: 11/08/2004
Price: 5.00
Expiry date: September 2004
Number of contracts: 288
This information is provided by RNS
The company news service from the London Stock Exchange
END
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