Aston Martin Lagonda Global Hld PLC Holding(s) in Company (1061I)
December 09 2020 - 8:30AM
UK Regulatory
TIDMAML
RNS Number : 1061I
Aston Martin Lagonda Global Hld PLC
09 December 2020
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Aston Martin Lagonda Global Holdings
underlying issuer of existing shares plc
to which voting rights are attached
(ii) :
---------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Yew Tree Overseas Limited
City and country of registered office Tortola, British Virgin Islands
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name Securities Services Nominees Limited
---------------------------------------------
City and country of registered office London, United Kingdom
(if applicable)
---------------------------------------------
5. Date on which the threshold was 9 December 2020
crossed or reached (vi) :
---------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 9 December 2020
---------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ---------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 16.86% N/A 16.86% 387,511,197
------------------ ---------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 17.24% N/A 17.24%
------------------ ---------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
GB00BFXZC448 N/A 387,511,197 N/A 16.86%
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 387,511,197 16.86%
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B 1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
SUBTOTAL 8.B.2
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
Lawrence Stroll 21.58% N/A 21.58%
---------------------- --------------------- ------------------------
MSM Trust Corporation
as trustee of
The Wellington Trust 16.86% N/A 16.86%
---------------------- --------------------- ------------------------
Flair Investment
Holdings Limited 16.86% N/A 16.86%
---------------------- --------------------- ------------------------
Elevage Limited 16.86% N/A 16.86%
---------------------- --------------------- ------------------------
Yew Tree Overseas
Limited 16.86% N/A 16.86%
---------------------- --------------------- ------------------------
Securities Services
Nominees Limited 18.35% N/A 18.35%
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
Pursuant to the irrevocable undertaking given by Yew Tree Overseas Limited
("Yew Tree") on 27 October 2020, Yew Tree agreed to subscribe for 40,000,000
new ordinary shares (the "Placing Shares") to be issued by Aston Martin
Lagonda Global Holdings plc ("AML") under the placing announced by AML
on 27 October 2020 (the "Placing").
As set out in the announcement of the Placing published by AML on 27
October 2020, Yew Tree agreed to transfer approximately 21.87 per cent.
of the Placing Shares to other members of the consortium of AML shareholders
led by Yew Tree, being Saint James Invest SA, J.C.B. Research, RRRR Investments
LLC, FrancInvest Holding Corporation, John Idol, Omega Funds I Limited
and ErsteAM Ltd (the "Other Consortium Members"). The change in Yew Tree's
indirect percentage holding of voting rights in AML detailed in this
notification is as a result of these agreed transfers of part of the
Placing Shares to the Other Consortium Members having taken place.
The Other Consortium Members have given personal undertakings to Lawrence
Stroll that they will exercise the voting rights attaching to the shares
in AML directly or indirectly held by them in accordance with Lawrence
Stroll's instructions. Lawrence Stroll therefore indirectly holds the
voting rights attaching to the shares in AML directly and indirectly
held by the Other Consortium Members.
Securities Services Nominees Limited holds a number of AML shares as
nominee for other shareholders in addition to the shares it holds in
its capacity as nominee for Yew Tree, hence the discrepancy between the
percentages of voting rights held by Securities Services Nominees Limited
and Yew Tree in Box 9 above.
Place of completion London, United Kingdom
Date of completion 9 December 2020
-----------------------
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