3Legs Resources plc Holding(s) in Company (6296V)
December 16 2013 - 7:16AM
UK Regulatory
TIDM3LEG
RNS Number : 6296V
3Legs Resources plc
16 December 2013
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying
issuer of existing shares to which voting
rights are attached: ii 3Legs Resources PLC
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued
to which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject
to the notification obligation: Castellain Capital
iii LLP
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4. Full name of shareholder(s)
(if different from 3.):iv Castellain Cavendish Limited
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5. Date of the transaction and date
on 10 December 2013
which the threshold is crossed or
reached: v
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6. Date on which issuer notified: 13 December 2013
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7. Threshold(s) that is/are crossed
or reached: vi, vii >3%
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8. Notified details:
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A: Voting rights attached to shares viii, ix
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Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible
using the ISIN
CODE
----------------- -------------------------- --------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of Voting of shares rights x
Shares Rights
----------------- ------------ ------------ ------------ ------------------------ ----------------------
xi xii
Direct Direct Indirect Direct Indirect
----------------- ------------ ------------ ------------ ------------ ---------- --------- -----------
IM00B52P5P72 2,493,073 2,493,073 2,578,073 2,578,073 3.04%
----------------- ------------ ------------ ------------ ------------ ---------- --------- -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period rights that may rights
xiv be acquired if the
instrument is exercised/
converted.
------------------ ----------- ------------------- -------------------------- ------------
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments
xv, xvi
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Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date xvii Conversion rights xix,
period xviii instrument refers xx
to
------------------ --------- ----------- -------------- ------------------- ---------------------
Nominal Delta
------------------ --------- ----------- -------------- ------------------- ----------- --------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
2,578,073 3.04%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held, if applicable:
xxi
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Proxy Voting:
------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------
11. Number of voting rights proxy holder will
cease to hold:
------------------------------------------------
12. Date on which proxy holder will cease to
hold voting rights:
------------------------------------------------
13. Additional information:
--------------------------------- -------------------------------------------------------------------------
14. Contact name: Robert Goldsmith
--------------------------------- -------------------------------------------------------------------------
15. Contact telephone number: 020 7034 1911
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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