3Legs Resources plc TR-1: Notification of Major Interest in Shares (2160D)
April 25 2013 - 5:24AM
UK Regulatory
TIDM3LEG
RNS Number : 2160D
3Legs Resources plc
25 April 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying 3Legs Resources PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
------------------------------------------------- -------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
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Other (please
specify):
------------------ ----------------------------------------------------------- -------
3. Full name of person(s) subject Weiss Asset Management LP
to the
notification obligation: (iii)
------------------------------------------ --------------------------------------------
4. Full name of shareholder(s) Brookdale International Partners, L.P.,
(if different from 3.):(iv) Brookdale Global Opportunity Fund
------------------------------------------ --------------------------------------------
5. Date of the transaction and date Apr-23-2013
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ --------------------------------------------
6. Date on which issuer notified: Apr-24-2013
------------------------------------------ --------------------------------------------
7. Threshold(s) that is/are crossed > 15%
or
reached: (vi, vii)
------------------------------------------ --------------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ----------------------------------- ------------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- --------------- ------------------ ------------- ------------------------- ------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ---- ------- ------ ----- --- ------------- -------------- --------- --------------- -------------
IM00B52P5P72 12,610,000 12,610,000 12,890,000 12,890,000 n/a 15.20 % n/a
------------- --------------- ------------------ ------------- -------------- --------- --------------- -------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
--------------------- --------------- -------------------------------- ----------------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ------------- ------------- ------------------ ------------------------------ -------------------------
Nominal Delta
--------------- ------------- ------------- ------------------ ------------------------------ ------------- ----------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------- -----------------------------------------------------------
12,890,000 15.20 %
--------------------------------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
---------------------------------------------------------------------------------------
Brookdale International Partners, L.P.: 8,765,200 shares (10.34 %)
Brookdale Global Opportunity Fund: 4,124,800 shares (4.87 %)
Proxy Voting:
---------------------------------------------------------------------------------------
10. Name of the proxy holder:
----------------------------------------------------- --------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
----------------------------------------------------- --------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
----------------------------------------------------- --------------------------------
13. Additional information: Please note: This notification is
not being filed with the FCA, and
is being furnished to the issuer pursuant
to Article 75.1 of the issuer's Articles
of Association dated 14 June 2011
---------------------------------------- ---------------------------------------------
14. Contact name: Georgiy Nikitin
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15. Contact telephone number: +1-617-778-7725
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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