TIDM0Y7T
RNS Number : 3085L
Morgan Stanley Smith Barney LLC
29 April 2020
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note Morgan Stanley Smith Barney LLC
1)
Company dealt in ALLERGAN PLC
--------------------------------
Class of relevant security to US$0.0001 ORDINARY SHARES
which the
dealings being disclosed relate
(Note 2)
--------------------------------
Date of dealing 28 APRIL 2020
--------------------------------
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 3)
Long Short
Number (%) Number (%)
---------- ----- ------ ------
(1) Relevant securities 5,476,410 1.66 0 0.00
---------- ----- ------ ------
(2) Derivatives (other than options) 0 0.00 0 0.00
---------- ----- ------ ------
(3) Options and agreements to
purchase/sell 0 0.00 1,400 0.00
---------- ----- ------ ------
Total 5,476,410 1.66 1,400 0.00
---------- ----- ------ ------
(b) Interests and short positions in relevant securities of the company, other than the
class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
---------------------------- ---- ------ -----
(1) Relevant securities N/A N/A N/A N/A
---------------------------- ---- ------ -----
(2) Derivatives (other than options) N/A N/A N/A N/A
---------------------------- ---- ------ -----
(3) Options and agreements to N/A N/A N/A N/A
purchase/sell
---------------------------- ---- ------ -----
Total N/A N/A N/A N/A
---------------------------- ---- ------ -----
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note
5)
PURCHASE 1 187.2000 USD
------------------------------ ---------------------
PURCHASE 3 187.3650 USD
------------------------------ ---------------------
PURCHASE 1 187.4120 USD
------------------------------ ---------------------
PURCHASE 3 187.4120 USD
------------------------------ ---------------------
PURCHASE 15 187.4137 USD
------------------------------ ---------------------
PURCHASE 42 187.4308 USD
------------------------------ ---------------------
PURCHASE 41 187.4308 USD
------------------------------ ---------------------
PURCHASE 19 187.4337 USD
------------------------------ ---------------------
PURCHASE 1 187.4337 USD
------------------------------ ---------------------
PURCHASE 17 187.4450 USD
------------------------------ ---------------------
PURCHASE 2 187.4450 USD
------------------------------ ---------------------
PURCHASE 2 187.4450 USD
------------------------------ ---------------------
PURCHASE 3 187.4491 USD
------------------------------ ---------------------
PURCHASE 5 187.4491 USD
------------------------------ ---------------------
PURCHASE 6 187.5818 USD
------------------------------ ---------------------
PURCHASE 4 187.5850 USD
------------------------------ ---------------------
PURCHASE 3 187.5850 USD
------------------------------ ---------------------
PURCHASE 61 187.6300 USD
------------------------------ ---------------------
PURCHASE 10 187.6947 USD
------------------------------ ---------------------
PURCHASE 5 187.7552 USD
------------------------------ ---------------------
PURCHASE 51 187.9053 USD
------------------------------ ---------------------
PURCHASE 32 188.0000 USD
------------------------------ ---------------------
PURCHASE 23 188.4300 USD
------------------------------ ---------------------
SALE 30 187.1623 USD
------------------------------ ---------------------
SALE 300 187.1665 USD
------------------------------ ---------------------
SALE 14 187.3900 USD
------------------------------ ---------------------
SALE 50 187.4060 USD
------------------------------ ---------------------
SALE 22 187.4060 USD
------------------------------ ---------------------
SALE 44 187.4060 USD
------------------------------ ---------------------
SALE 32 187.4060 USD
------------------------------ ---------------------
SALE 12 187.4200 USD
------------------------------ ---------------------
SALE 11 187.4225 USD
------------------------------ ---------------------
SALE 15 187.4256 USD
------------------------------ ---------------------
SALE 17 187.4305 USD
------------------------------ ---------------------
SALE 5 187.4305 USD
------------------------------ ---------------------
SALE 27 187.4305 USD
------------------------------ ---------------------
SALE 47 187.4305 USD
------------------------------ ---------------------
SALE 127 187.4331 USD
------------------------------ ---------------------
SALE 4 187.4331 USD
------------------------------ ---------------------
SALE 8 187.4381 USD
------------------------------ ---------------------
SALE 50 187.4382 USD
------------------------------ ---------------------
SALE 19 187.4382 USD
------------------------------ ---------------------
SALE 19 187.4382 USD
------------------------------ ---------------------
SALE 13 187.4382 USD
------------------------------ ---------------------
SALE 32 187.4382 USD
------------------------------ ---------------------
SALE 51 187.4382 USD
------------------------------ ---------------------
SALE 14 187.4382 USD
------------------------------ ---------------------
SALE 32 187.4382 USD
------------------------------ ---------------------
SALE 22 187.4382 USD
------------------------------ ---------------------
SALE 34 187.4382 USD
------------------------------ ---------------------
SALE 3 187.4382 USD
------------------------------ ---------------------
SALE 11 187.4382 USD
------------------------------ ---------------------
SALE 7 187.4382 USD
------------------------------ ---------------------
SALE 141 187.4382 USD
------------------------------ ---------------------
SALE 53 187.4382 USD
------------------------------ ---------------------
SALE 5 187.4382 USD
------------------------------ ---------------------
SALE 3 187.4382 USD
------------------------------ ---------------------
SALE 48 187.4382 USD
------------------------------ ---------------------
SALE 2 187.4382 USD
------------------------------ ---------------------
SALE 26 187.4382 USD
------------------------------ ---------------------
SALE 7 187.4386 USD
------------------------------ ---------------------
SALE 2 187.4390 USD
------------------------------ ---------------------
SALE 30 187.4395 USD
------------------------------ ---------------------
SALE 9 187.4852 USD
------------------------------ ---------------------
SALE 1 187.4852 USD
------------------------------ ---------------------
SALE 5 187.5750 USD
------------------------------ ---------------------
SALE 6 187.5850 USD
------------------------------ ---------------------
SALE 2 187.5850 USD
------------------------------ ---------------------
SALE 2 187.5957 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 18 187.6113 USD
------------------------------ ---------------------
SALE 5 187.6113 USD
------------------------------ ---------------------
SALE 4 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 13 187.6113 USD
------------------------------ ---------------------
SALE 9 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 3 187.6113 USD
------------------------------ ---------------------
SALE 34 187.6113 USD
------------------------------ ---------------------
SALE 29 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 7 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 57 187.6113 USD
------------------------------ ---------------------
SALE 22 187.6113 USD
------------------------------ ---------------------
SALE 4 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 13 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 5 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 3 187.6113 USD
------------------------------ ---------------------
SALE 4 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 3 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 4 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 13 187.6113 USD
------------------------------ ---------------------
SALE 6 187.6113 USD
------------------------------ ---------------------
SALE 3 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 41 187.6113 USD
------------------------------ ---------------------
SALE 5 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 8 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 6 187.6113 USD
------------------------------ ---------------------
SALE 13 187.6113 USD
------------------------------ ---------------------
SALE 4 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 2 187.6113 USD
------------------------------ ---------------------
SALE 5 187.6113 USD
------------------------------ ---------------------
SALE 1 187.6113 USD
------------------------------ ---------------------
SALE 15 187.6200 USD
------------------------------ ---------------------
SALE 60 187.6210 USD
------------------------------ ---------------------
SALE 3 187.6300 USD
------------------------------ ---------------------
SALE 5 187.6338 USD
------------------------------ ---------------------
SALE 2 187.6510 USD
------------------------------ ---------------------
SALE 5 187.6738 USD
------------------------------ ---------------------
SALE 3 187.6738 USD
------------------------------ ---------------------
SALE 3 187.6738 USD
------------------------------ ---------------------
SALE 213 187.6906 USD
------------------------------ ---------------------
SALE 60 187.6976 USD
------------------------------ ---------------------
SALE 1 187.8450 USD
------------------------------ ---------------------
SALE 70 187.9213 USD
------------------------------ ---------------------
SALE 91 188.4014 USD
------------------------------ ---------------------
SALE 58 188.4014 USD
------------------------------ ---------------------
SALE 145 188.4014 USD
------------------------------ ---------------------
SALE 101 188.4014 USD
------------------------------ ---------------------
SALE 97 188.4014 USD
------------------------------ ---------------------
SALE 48 188.4014 USD
------------------------------ ---------------------
SALE 114 188.4014 USD
------------------------------ ---------------------
SALE 346 188.4014 USD
------------------------------ ---------------------
SALE 259 188.4014 USD
------------------------------ ---------------------
SALE 117 188.4014 USD
------------------------------ ---------------------
SALE 147 188.4014 USD
------------------------------ ---------------------
SALE 46 188.4014 USD
------------------------------ ---------------------
SALE 68 188.4014 USD
------------------------------ ---------------------
SALE 254 188.4014 USD
------------------------------ ---------------------
SALE 295 188.4014 USD
------------------------------ ---------------------
SALE 77 188.4014 USD
------------------------------ ---------------------
SALE 77 188.4014 USD
------------------------------ ---------------------
SALE 29 188.4014 USD
------------------------------ ---------------------
SALE 77 188.4014 USD
------------------------------ ---------------------
SALE 46 188.4014 USD
------------------------------ ---------------------
SALE 45 188.4014 USD
------------------------------ ---------------------
SALE 15 188.4014 USD
------------------------------ ---------------------
SALE 51 188.4014 USD
------------------------------ ---------------------
SALE 76 188.4014 USD
------------------------------ ---------------------
SALE 48 188.8700 USD
------------------------------ ---------------------
SALE 48 188.8700 USD
------------------------------ ---------------------
SALE 2 188.8700 USD
------------------------------ ---------------------
(b) Derivatives transactions(other than options transactions)
Product name, Nature of transaction Number of relevant Price per unit
e.g. CFD (Note 6) securities (Note 5)
(Note 7)
N/A N/A N/A N/A
---------------------- ------------------- ---------------
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of securities Exercise Type, Expiry Option money
name, e.g. selling, to which the Price e.g. Date paid/received
call option purchasing, option relates American, per unit
varying etc (Note 7) European (Note 5)
etc
N/A N/A N/A N/A N/A N/A N/A
------------- --------------------- --------- ----------- ------- ---------------
(ii) Exercising
Product name, Number of securities Exercise price per
e.g. call option unit (Note 5)
N/A N/A N/A
----------------------------------- ---------------------------------
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable) (Note
5)
N/A N/A N/A
---------------------- -------------------------------------
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal
of any
relevant securities to which any derivative referred to on this form is referenced. If none,
this
should be stated.
NONE
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 APRIL 2020
Contact Name Craig Horsley
-------------------
Telephone Number +44(141) 245 7736
-------------------
If a connected EFM, name ABBVIE INC.
of offeree/offeror with which
connected
-------------------
If a connected EFM, state Advisory
nature of connection (Note
10)
-------------------
Notes
1. Specify the owner or controller of the interest in addition
to the person dealing. The naming of nominees or vehicle companies
is insufficient. In case of disclosure of dealings by fund managers
on behalf of discretionary clients, the clients need not be
named.
2. See the definition of 'relevant securities' in Rule 2.1 of part A of the Rules.
3. See the definition of 'interest in relevant security' in Rule
2.6 of part A of the Rules and see Rules 8.6(a) of Part B of the
Rules. If an option over new securities is acquired or exercised,
the relevant interest should be disclosed under "(1) Relevant
Securities". If an option over existing relevant securities is
acquired or exercised, the relevant interest should be disclosed
under "(3) Options and agreements to purchase/sell".
4. See the definition of 'dealing' in Rule 2.1 of part A of the Rules.
5. For all prices and other monetary amounts, the currency must
be stated. If economic exposure to the changes in the price of the
securities is limited, for example, by virtue of stop loss
arrangement relating to spread bet, full details must be given.
6. If a long position has been increased or decreased as a
result of the dealing, write "increased long" or "decreased long"
respectively. If a short position has been increased or decreased
as a result of the dealing, write "increased short" or "decreased
short" respectively. If the dealing has not resulted in a long or
short position being increased or reduced, give details of the
variation or other dealing.
7. See Rule 2.6(d) of Part A of the Rules .
8. State type of dealing, e.g. "subscription", "conversion", "exercise" etc .
9. Where there are open option positions or open derivative
positions (other than CFDs), or where there is an agreement to
purchase or to sell, Supplemental Form 8 must be completed.
10. See the definition of "connected fund manager" in Rule 2.2 of Part A of the Rules.
For full details of disclosure requirements, see Rule 8 of the
Rules. If in doubt, consult the Panel.
References in these notes to "the Rules" are to the Irish
Takeover Panel Act, 1997, Takeover Rules, 2013.
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 and 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form
8.1(b)(ii) and Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Name Written Number of relevant Exercise Type, e.g. Expiry
e.g. call option or Purchased securities to Price American, Date
which (Note European etc.
the option or 2)
derivative relates
195.00
CALL WRITTEN 100 USD American 21/08/2020
-------------- ------------------- -------- -------------- -----------
210.00
CALL WRITTEN 100 USD American 15/01/2021
-------------- ------------------- -------- -------------- -----------
175.00
CALL WRITTEN 200 USD American 15/01/2021
-------------- ------------------- -------- -------------- -----------
175.00
CALL WRITTEN 300 USD American 15/01/2021
-------------- ------------------- -------- -------------- -----------
175.00
CALL WRITTEN 200 USD American 15/01/2021
-------------- ------------------- -------- -------------- -----------
175.00
CALL WRITTEN 100 USD American 19/06/2020
-------------- ------------------- -------- -------------- -----------
190.00
CALL WRITTEN 200 USD American 19/06/2020
-------------- ------------------- -------- -------------- -----------
170.00
CALL WRITTEN 200 USD American 19/06/2020
-------------- ------------------- -------- -------------- -----------
Notes
1. Where there are open option positions or open derivative
positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also
be given on this form.
2. For all prices and other monetary amounts, the currency must be stated .
For full details of disclosure requirements, see Rule 8 of the
Rules. If in doubt, consult the Panel.
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END
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