Current Report Filing (8-k)
January 22 2019 - 6:09AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported):
January 15, 2019
VICON
INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)
New
York
|
|
001-07939
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11-2160665
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(State
or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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135
Fell Court, Hauppauge, New York
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11788
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
Telephone Number, Including Area Code:
(631) 952-2288
(Former
Name or Former Address, If Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
[ ]
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Section
8 – Other Events
Item
8.01 Other Events.
On
January 15, 2019, Vicon Industries, Inc. (the “Company”) issued a press release announcing that it intends to file
with the Securities and Exchange Commission (“SEC”) on January 22, 2019, a Form 15 terminating the registration of
the Company’s common stock, par value $0.001 per share (the “Common Stock”), thereby suspending its obligations
to file periodic and current reports and other filings with the SEC, including annual reports on Form 10-K and quarterly reports
on Form 10-Q for fiscal years beginning after September 30, 2018.
A
copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Section
9 – Financial Statements and Exhibits
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
SIGNATURES
Pursuant
to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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VICON
INDUSTRIES, INC.
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Date:
January 22, 2019
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By:
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/s/
Saagar Govil
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Name:
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Saagar
Govil
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Title:
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Chairman
and Chief Executive Officer
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