Thermoenergy Corp - Notification that Annual Report will be submitted late (NT 10-K)
April 01 2008 - 3:56PM
Edgar (US Regulatory)
UNITED
STATES
|
OMB
APPROVAL
|
SECURITIES
AND EXCHANGE COMMISSION
|
OMB
Number:
3235-0058
Expires:
April
30, 2009
Estimated
average burden
hours
per response 2.50
|
Washington,
D.C. 20549
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FORM
12b-25
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|
NOTIFICATION
OF LATE FILING
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(Check
One):
x
Form
10-K
o
Form 20-F
o
Form 11-K
|
o
Form
10-Q
o
Form N-SAR
o
Form
N-CSR
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For
Period Ended:
December
31, 2007
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|
|
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o
Transition
Report on Form 10-K
o
Transition
Report on Form 20-F
o
Transition
Report on Form 11-K
o
Transition
Report on Form 10-Q
o
Transition
Report on Form
N-SAR
|
SEC
File No.
33-46104-FW
CUSIP
NO.
883906406
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For
the Transition Period Ended:
_________________________________
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|
Read
Instruction (on back page) Before Preparing Form. Please Print or
Type
Nothing
in this form shall be construed to imply that the Commission has verified any
information contained herein.
If
the
notification relates to a portion of the filing checked above, identify the
Item(s) to which the notification relates:
PART
I
REGISTRANT
INFORMATION
ThermoEnergy
Corporation
Full
Name
of Registrant
N/A
Former
Name if Applicable
124
West Capitol Avenue, Suite 880
Address
of Principal Executive Office (Street and Number)
Little
Rock, Arkansas 72201
City,
state and zip code
PART
II
RULES
12b-25(b) AND (c)
If
the
subject report could not be filed without unreasonable effort or expense and
the
registrant seeks relief pursuant to Rule 12b-25(b), the following should be
completed. (Check box if appropriate)
|
(a)
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The
reasons described in reasonable detail in Part III of this form could
not
be eliminated without unreasonable effort or expense;
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x
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(b)
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The
subject annual report, semi-annual report, transition report on Form
10-K,
Form 20-F,
Form
11-K, Form N-SAR, or Form N-CSR or portion thereof, will be filed
on or
before the fifteenth calendar day following the prescribed due date;
or
the subject quarterly report or transition report on Form 10-Q, or
portion
thereof, will be filed on or before the fifth calendar day following
the
prescribed due date; and
|
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(c)
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has
been attached if applicable.
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PART
III
NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR,
or
the transition report or portion thereof, could not be filed within the
prescribed time period.
Our
Annual Report on Form 10-KSB for the year ended December 31, 2007 cannot be
filed within the prescribed time period because we are experiencing delays
in
the collection of certain information required to be included in the
Form 10-KSB, particularly with respect to our majority-owned subsidiary,
CASTion Corporation, which we acquired in July 2007. These delays could not
be
eliminated without unreasonable effort or expense. We expect to file the
Form 10-KSB as soon as reasonably practicable following the prescribed due
date and within the time period permitted by Rule 12b-25.
Cautionary
Note Regarding Forward Looking Statements
Statements
made in this Form 12b-25, as well as statements made by us in periodic
filings with governmental entities, press releases and other public
communications, that reflect management's current assumptions and estimates
of
future performance may contain forward-looking statements to future events
or
future financial performance that involves risks and uncertainties. These
statements are made pursuant to the safe harbor provisions of Section 21E of
the
Securities Exchange Act of 1934. These statements are only predictions and
actual results could differ materially from those anticipated in these
statements based upon a number of factors including those uncertainties and
risk
factors detailed from time to time in reports filed by us with the Securities
and Exchange Commission, including our most recent reports on Forms 10-KSB
and
10-QSB.
PART
IV
OTHER
INFORMATION
(1)
|
Name
and telephone number of person to contact in regard to this
notification
|
Andrew
T. Melton
501
376-6477
(Name)
(Area
Code)
(Telephone
Number)
(2)
|
Have
all other periodic reports required under Section 13 or 15(d) of
the
Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period
that
the registrant was required to file such report(s) been filed? If
answer
is no, identify report(s).
|
x
Yes
o
No
(3)
|
Is
it anticipated that any significant change in results of operations
from
the corresponding period for the last fiscal year will be reflected
by the
earnings statements to be included in the subject report or portion
thereof?
|
o
Yes
x
No
|
If
so: attach an explanation of the anticipated change, both narratively
and
quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be
made.
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THERMOENERGY
CORPORATION
(Name
of
Registrant as Specified in Charter)
Has
caused this notification to be signed on its behalf by the undersigned hereunto
duly authorized.
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Date:
April
1, 2008
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By:
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/s/
Andrew
T. Melton
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Andrew
T. Melton
|
|
Executive
Vice President
Chief
Financial Officer
|
ATTENTION
Intentional
misstatements or omissions of fact constitute Federal criminal violations (see
18 U.S.C. 1001).
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