Current Report Filing (8-k)
October 21 2021 - 4:07PM
Edgar (US Regulatory)
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0001708410
2021-10-21
2021-10-21
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xbrli:shares
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (date of earliest event reported): October 21, 2021
SIMPLICITY
ESPORTS AND GAMING COMPANY
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-38188
|
|
82-1231127
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File
Number)
|
|
(I.R.S.
Employer
Identification
No.)
|
7000
W. Palmetto Park Rd., Suite 505
Boca
Raton, FL 33433
(Address
of Principal Executive Offices)
(855)
345-9467
Registrant’s
telephone number, including area code
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name
of each exchange on which registered
|
None
|
|
N/A
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|
N/A
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
5.07. Submission of Matters to a Vote of Security Holders.
On
October 21, 2021, Simplicity Esports and Gaming Company (the “Company”) held its 2021 virtual annual meeting of stockholders
to vote on the following matters:
1.
Election of directors
Each
of the following four nominees was elected to the Company’s Board of Directors, in accordance with the voting results listed below,
to serve for a term of two years, until the 2023 annual meeting of stockholders and until their successors have been duly elected and
have qualified.
Nominee
|
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For
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|
Withheld
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Broker Non-Votes
|
Donald R. Caldwell
|
|
787,004
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8,358
|
|
95,717
|
|
|
|
|
|
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|
Roman Franklin
|
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793,505
|
|
1,857
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|
95,717
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|
|
|
|
|
|
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Edward Leonard Jaroski
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787,005
|
|
8,357
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|
95,717
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|
|
|
|
|
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Frank Leavy
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|
787,004
|
|
8,358
|
|
95,717
|
2.
Ratification of the Company’s Independent Auditors
Stockholders
ratified the appointment of Prager Metis CPA’s LLC as the Company’s independent registered public accounting firm for the
fiscal year ending May 31, 2022, in accordance with the voting results listed below.
For
|
|
Against
|
|
Abstain
|
|
Broker Non-Votes
|
879,185
|
|
1,845
|
|
10,049
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|
—
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
SIMPLICITY
ESPORTS AND GAMING COMPANY
|
|
|
|
Date:
October 21, 2021
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By:
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/s/
Roman Franklin
|
|
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Roman
Franklin
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|
|
Chief
Executive Officer
|
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