Initial Statement of Beneficial Ownership (3)
October 07 2020 - 3:39PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Henne Michael |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/29/2020
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3. Issuer Name and Ticker or Trading Symbol
PASSUR Aerospace, Inc. [PSSR]
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(Last)
(First)
(Middle)
C/O PASSUR AEROSPACE, INC., ONE LANDMARK SQUARE, SUITE 1900 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Commercial Officer / |
(Street)
STAMFORD, CT 06901
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value of $0.01 per share | 0.0000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) (1) | (2) | 5/4/2030 | Common Stock, par value of $0.01 per share | $40000.0000 | $0.6900 | D | |
Explanation of Responses: |
(1) | The stock options were granted to the Reporting Person as of May 4, 2020 under the Issuer's 2019 Stock Incentive Plan. The Reporting Person was promoted to Chief Commercial Officer of the Issuer, effective as of September 29, 2020. |
(2) | The options vest in equal annual installments over a five-year period, with the first installment being exercisable on May 4, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Henne Michael C/O PASSUR AEROSPACE, INC. ONE LANDMARK SQUARE, SUITE 1900 STAMFORD, CT 06901 |
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| Chief Commercial Officer |
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Signatures
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/s/ Michael Henne | | 10/7/2020 |
**Signature of Reporting Person | Date |
PASSUR Aerospace (CE) (USOTC:PSSR)
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